Unilever Regulatory News (ULVR)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 David Blanchard

2

Reason for the notification

a)

Position/status

Chief R&D Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

i) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Global Share Incentive Plan 2007.

Share choice was offered which allows ULE members to choose, just before vesting, whether they want to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC).

Mr Blanchard elected to receive only PLC shares. To calculate the effect of 'share choice' on vesting, the total value for each award (both NV and PLC share types) is calculated using the performance factor and the closing share price on vesting, including dividend reinvestment accrued. The value of the share type not chosen (NV shares) is converted into the currency of the chosen share type (PLC shares), divided by the closing share price on vesting and this number of PLC shares is added to the original number of PLC shares that vested. The original awards of NV shares are cancelled and reduced to nil. Mr Blanchard received 15,306 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 148% and including dividend reinvestment.

ii) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Management Co-Investment Plan.

Mr Blanchard received 3,185 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 148% and including dividend reinvestment.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

18,491

£700,993.81

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Marc Engel

2

Reason for the notification

a)

Position/status

Chief Supply Chain Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

i) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Global Share Incentive Plan 2007.

Share choice was offered which allows ULE members to choose, just before vesting, whether they want to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC).

Mr Engel elected to receive only NV shares. To calculate the effect of 'share choice' on vesting, the total value for each award (both NV and PLC share types) is calculated using the performance factor and the closing share price on vesting, including dividend reinvestment accrued. The value of the share type not chosen (PLC shares) is converted into the currency of the chosen share type (NV shares), divided by the closing share price on vesting and this number of NV shares is added to the original number of NV shares that vested. The original award of 3,216 PLC shares and the dividend reinvestment are cancelled and reduced to nil.

ii) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Management Co-Investment Plan.

Mr Engel received 710 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 142% and including dividend reinvestment.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

710

£26, 916.10

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Alan Jope

2

Reason for the notification

a)

Position/status

President, Personal Care (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share

CUSIP904767704

b)

Nature of the transaction

i) Unilever PLC American Depositary Receipts (PLC ADRs) each representing 1 Ordinary 3 1/9 pence share have vested based on the February 2015 GSIP conditional rights awards pursuant to the Unilever North America 2002 Omnibus Equity Compensation Plan.

Share choice was offered which allows ULE members to choose, just before vesting, whether they want to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC).

Mr Jope elected to receive only New York NV shares. To calculate the effect of 'share choice' on vesting, the total value for each award (both NV and PLC share types) is calculated using the performance factor and the closing share price on vesting, including dividend reinvestment accrued. The value of the share type not chosen (PLC shares) is converted into the currency of the chosen share type (NV shares), divided by the closing share price on vesting and this number of NV shares is added to the original number of NV shares that vested. The original award of 7,033 PLC ADRs and the dividend reinvestment are cancelled and reduced to nil.

ii) Unilever PLC American Depositary Receipts (PLC ADRs) each representing 1 Ordinary 3 1/9 pence share have vested based on the February 2015 MCIP conditional rights awards pursuant to the Unilever North America 2002 Omnibus Equity Compensation Plan.

Mr Jope received 2,006 PLC ADRs after using a performance factor of 148% and including dividend reinvestment.

c)

Currency

USD - United States Dollar

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

2,006

$106,478.48

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Kees Kruythoff

2

Reason for the notification

a)

Position/status

President, Home Care (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

i) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 GSIP conditional rights awards pursuant to the Unilever North America 2002 Omnibus Equity Compensation Plan.

Share choice was offered which allows ULE members to choose, just before vesting, whether they want to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC).

Mr Kruythoff elected to receive only NV shares. To calculate the effect of 'share choice' on vesting, the total value for each award (both NV and PLC share types) is calculated using the performance factor and the closing share price on vesting, including dividend reinvestment accrued. The value of the share type not chosen (PLC shares) is converted into the currency of the chosen share type (NV shares), divided by the closing share price on vesting and this number of NV shares is added to the original number of NV shares that vested. The original award of 5,863 PLC shares and the dividend reinvestment are cancelled and reduced to nil.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

0

£0.00

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Leena Nair

2

Reason for the notification

a)

Position/status

Chief HR Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

i) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Global Share Incentive Plan 2007.

Ms Nair received 3,134 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 142% and including dividend reinvestment.

ii) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Management Co-Investment Plan.

Ms Nair received 1,640 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 142% and including dividend reinvestment.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

4,774

£180,982.34

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Nitin Paranjpe

2

Reason for the notification

a)

Position/status

President, Foods and Refreshment (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

i) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Global Share Incentive Plan 2007.

Mr Paranjpe received 11,430 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 148% and including dividend reinvestment.

ii) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Management Co-Investment Plan.

Mr Paranjpe received 2,959 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 148% and including dividend reinvestment.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

14,389

£545,486.99

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Graeme Pitkethly

2

Reason for the notification

a)

Position/status

Chief Financial Officer (Director)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

i) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Global Share Incentive Plan 2007.

Mr Pitkethly received 5,013 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 142% and including dividend reinvestment.

ii) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Management Co-Investment Plan.

Mr Pitkethly received 3,454 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 142% and including dividend reinvestment.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

8,467

£320,983.97

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Paul Polman

2

Reason for the notification

a)

Position/status

Chief Executive Officer (Director)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Global Share Incentive Plan 2007.

Share choice was offered which allows ULE members to choose, just before vesting, whether they want to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC).

Mr Polman elected to receive only NV shares. To calculate the effect of 'share choice' on vesting, the total value for each award (both NV and PLC share types) is calculated using the performance factor and the closing share price on vesting, including dividend reinvestment accrued. The value of the share type not chosen (PLC shares) is converted into the currency of the chosen share type (NV shares), divided by the closing share price on vesting and this number of NV shares is added to the original number of NV shares that vested. The original award of 36,497 PLC shares and the dividend reinvestment are cancelled and reduced to nil.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

0

£0.00

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Judith Amanda Sourry Knox

2

Reason for the notification

a)

Position/status

President, North America and Global Head of Customer Development (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share

CUSIP904767704

b)

Nature of the transaction

i) Unilever PLC American Depositary Receipts (PLC ADRs) each representing 1 Ordinary 3 1/9 pence share have vested based on the February 2015 GSIP conditional rights awards pursuant to the Unilever North America 2002 Omnibus Equity Compensation Plan.

Share choice was offered which allows ULE members to choose, just before vesting, whether they want to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC).

Ms Sourry-Knox elected to receive only New York NV shares. To calculate the effect of 'share choice' on vesting, the total value for each award (both NV and PLC share types) is calculated using the performance factor and the closing share price on vesting, including dividend reinvestment accrued. The value of the share type not chosen (PLC shares) is converted into the currency of the chosen share type (NV shares), divided by the closing share price on vesting and this number of NV shares is added to the original number of NV shares that vested. The original award of 3,939 PLC ADRs and the dividend reinvestment are cancelled and reduced to nil.

c)

Currency

USD - United States Dollar

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

0

$0.00

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Ritva Sotamaa

2

Reason for the notification

a)

Position/status

Chief Legal Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

i) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Global Share Incentive Plan 2007.

Ms Sotamaa received 7,620 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 148% and including dividend reinvestment.

ii) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Management Co-Investment Plan.

Ms Sotamaa received 2,894 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 148% and including dividend reinvestment.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

10,514

£398,585.74

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Keith Weed

2

Reason for the notification

a)

Position/status

Chief Marketing & Communications Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

i) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Global Share Incentive Plan 2007.

Share choice was offered which allows ULE members to choose, just before vesting, whether they want to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC).

Mr Weed elected to receive only PLC shares. To calculate the effect of 'share choice' on vesting, the total value for each award (both NV and PLC share types) is calculated using the performance factor and the closing share price on vesting, including dividend reinvestment accrued. The value of the share type not chosen (NV shares) is converted into the currency of the chosen share type (PLC shares), divided by the closing share price on vesting and this number of PLC shares is added to the original number of PLC shares that vested. The original awards of NV shares are cancelled and reduced to nil. Mr Weed received 15,306 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 148% and including dividend reinvestment.

ii) Unilever PLC Ordinary shares of 3 1/9p each have vested based on the February 2015 conditional rights awards pursuant to the Unilever Management Co-Investment Plan.

Mr Weed received 7,721 Unilever PLC Ordinary shares of 3 1/9p each after using a performance factor of 148% and including dividend reinvestment.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

23,027

£872,953.57

f)

Date of the transaction

2018-02-13

g)

Place of the transaction

London Stock Exchange - XLON