Last checked at 6 Mar 2019 15:00
Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
LEI: 549300S9XF92D1X8ME43
Notification of transactions by Directors / PDMRs
The Company announces transactions in its Ordinary Shares by PDMRs.
Vesting of Shares awarded at nil cost under the Company's Bonus Share Plan ("BSP"), Long Term Incentive Plan ("LTIP") and Non-Cyclical Award ("NCA").
On 4 March 2019, awards made under the BSP, LTIP and NCA vested to Directors/PDMRs and shares were released and sold to cover withholding taxes as noted below at £20.098 per share.
In the case of awards granted under the LTIP and NCA in 2016, the relevant performance conditions were met as to 100% (further details can be found in the Directors' Remuneration Report of the Company's 2018 Annual Report). The awards are also subject to the vesting cap approved by the Company's Remuneration Committee in 2017, other than the exceptions described below. These awards therefore vested to the following Directors/PDMRs, to the extent noted below. The remaining portion of the share awards did not vest and lapsed on the same date.
Ruben Fernandes' 2016 LTIP award was made prior to his becoming a PDMR. Stephen Pearce's 2017 NCA is the final tranche of a buy-out award made to him as compensation for incentives forfeited from his previous employer, as first announced on 24 February 2017. These awards are therefore not subject to the vesting cap applicable to the LTIP and NCA awards granted in 2016. They were subject to performance conditions, which were met as to 100% (further details can be found in the 2018 Directors' Remuneration Report) and therefore have vested in full and been released into the two-year holding period described below.
Awards granted under the BSP to PDMRs vest in two tranches. The first tranche, equal to two thirds of the award, vests three years after grant. The remaining third vests as a second tranche five years from grant. First tranches of the 2016 BSP awards and second tranches of the 2014 BSP awards have vested as set out below.
All shares were released net of shares sold to cover taxes as indicated below. The net shares released under all LTIP and NCA awards are subject to a further two-year holding period, during which time they may not be sold or transferred.
Director/PDMR | Share Plan | Shares Granted | Shares Vested | Shares sold for tax | Net shares retained by Director/PDMR |
Didier Charreton | 2016 LTIP | 180,180 | 147,863 | 69,496 | 78,367 |
Didier Charreton | 2016 NCA | 90,090 | 49,288 | 23,166 | 26,122 |
Bruce Cleaver | 2016 LTIP | 240,990 | 240,990 | 113,266 | 127,724 |
Bruce Cleaver | 2016 BSP | 61,108 | 61,108 | 28,721 | 32,387 |
Mark Cutifani | 2016 LTIP | 993,810 | 558,544 | 262,516 | 296,028 |
Mark Cutifani | 2014 BSP | 15,685 | 15,685 | 7,372 | 8,313 |
Mark Cutifani | 2016 BSP | 89,269 | 89,269 | 41,957 | 47,312 |
Ruben Fernandes | 2016 LTIP | 135,135 | 135,135 | 37,163 | 97,972 |
Ruben Fernandes | 2014 BSP | 3,323 | 3,323 | 914 | 2,409 |
Ruben Fernandes | 2016 BSP | 27,270 | 27,270 | 7,500 | 19,770 |
Seamus French | 2016 LTIP | 371,621 | 210,841 | 99,096 | 111,745 |
Seamus French | 2014 BSP | 11,160 | 11,160 | 5,246 | 5,914 |
Seamus French | 2016 BSP | 73,406 | 73,406 | 34,501 | 38,905 |
Anik Michaud | 2016 LTIP | 180,180 | 131,434 | 61,774 | 69,660 |
Anik Michaud | 2016 BSP | 33,575 | 33,575 | 15,781 | 17,794 |
Tony O'Neill | 2016 LTIP | 532,398 | 299,424 | 140,730 | 158,694 |
Tony O'Neill | 2014 BSP | 4,235 | 4,235 | 1,991 | 2,244 |
Tony O'Neill | 2016 BSP | 58,850 | 58,850 | 27,660 | 31,190 |
Stephen Pearce | 2017 NCA | 97,770 | 97,770 | 45,952 | 51,818 |
Duncan Wanblad | 2016 LTIP | 371,621 | 210,841 | 99,096 | 111,745 |
Duncan Wanblad | 2014 BSP | 7,680 | 7,680 | 3,610 | 4,070 |
Duncan Wanblad | 2016 BSP | 67,812 | 67,812 | 31,872 | 35,940 |
Peter Whitcutt | 2016 LTIP | 371,621 | 210,841 | 99,096 | 111,745 |
Peter Whitcutt | 2014 BSP | 9,648 | 9,648 | 4,535 | 5,113 |
Peter Whitcutt | 2016 BSP | 70,477 | 70,477 | 33,125 | 37,352 |
Other Transactions in Vested Shares by PDMRs and PCAs
The Company further announces a sale of its Ordinary shares by a PDMR and two transfers of its Ordinary shares by PDMRs to persons closely associated with them (PCAs).
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are set out below.
1. | Details of PDMR / person closely associated (PCA) | |||||||
a) | Name | Didier Charreton | ||||||
2. | Reason for the notification | |||||||
a) | Position / status | Group Director - People and Organisation (PDMR) | ||||||
b) | Initial notification / amendment | Initial notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | Anglo American plc | ||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||
4.1 | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Release of Shares awarded in March 2016 under the terms of the Anglo American plc Long Term Incentive Plan and Non-Cyclical Award. | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
197,151
GBP 0.00 | ||||||
f) | Date of the transaction | 2019-03-04 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
4.2 | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan and Non-Cyclical Award to cover tax. | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
92,662
GBP 20.098 | ||||||
f) | Date of the transaction | 2019-03-05 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
1. | Details of PDMR / person closely associated (PCA) | |||||||
a) | Name | Bruce Cleaver | ||||||
2. | Reason for the notification | |||||||
a) | Position / status | CEO De Beers (PDMR) | ||||||
b) | Initial notification / amendment | Initial notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | Anglo American plc | ||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||
4.1 | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Release of Shares awarded in March 2016 under the terms of the Anglo American plc Long Term Incentive Plan and Bonus Share Plan. | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
302,098
GBP 0.00 | ||||||
f) | Date of the transaction | 2019-03-04 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
4.2 | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan and Bonus Share Plan to cover tax. | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
141,987
GBP 20.098 | ||||||
f) | Date of the transaction | 2019-03-05 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
1. | Details of PDMR / person closely associated (PCA) | |||||||||
a) | Name | Mark Cutifani | ||||||||
2. | Reason for the notification | |||||||||
a) | Position / status | Chief Executive (Director/PDMR) | ||||||||
b) | Initial notification / amendment | Initial notification | ||||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
a) | Full name of the entity | Anglo American plc | ||||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||||
4.1 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Release of Shares awarded in March 2016 and March 2014 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
663,498
GBP 0.00 | ||||||||
f) | Date of the transaction | 2019-03-04 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
4.2 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
311,845
GBP 20.098 | ||||||||
f) | Date of the transaction | 2019-03-05 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
1. | Details of PDMR / person closely associated (PCA) | |||||||||
a) | Name | Ruben Fernandes | ||||||||
2. | Reason for the notification | |||||||||
a) | Position / status | CEO of Base Metals (PDMR) | ||||||||
b) | Initial notification / amendment | Initial notification | ||||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
a) | Full name of the entity | Anglo American plc | ||||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||||
4.1 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Release of Shares awarded in March 2016 and March 2014 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
165,728
GBP 0.00 | ||||||||
f) | Date of the transaction | 2019-03-04 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
4.2 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
45,577
GBP 20.098 | ||||||||
f) | Date of the transaction | 2019-03-05 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
1. | Details of PDMR / person closely associated (PCA) | |||||||||
a) | Name | Seamus French | ||||||||
2. | Reason for the notification | |||||||||
a) | Position / status | CEO of Bulk Commodities and Other Minerals (PDMR) | ||||||||
b) | Initial notification / amendment | Initial notification | ||||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
a) | Full name of the entity | Anglo American plc | ||||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||||
4.1 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Release of Shares awarded in March 2016 and March 2014 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
295,407
GBP 0.00 | ||||||||
f) | Date of the transaction | 2019-03-04 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
4.2 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
138,843
GBP 20.098 | ||||||||
f) | Date of the transaction | 2019-03-05 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
1. | Details of PDMR / person closely associated (PCA) | |||||||
a) | Name | Anik Michaud | ||||||
2. | Reason for the notification | |||||||
a) | Position / status | Group Director, Corporate Relations (PDMR) | ||||||
b) | Initial notification / amendment | Initial notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | Anglo American plc | ||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||
4.1 | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Release of Shares awarded in March 2016 under the terms of the Anglo American plc Long Term Incentive Plan and Bonus Share Plan. | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
165,009
GBP 0.00 | ||||||
f) | Date of the transaction | 2019-03-04 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
4.2 | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax. | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
77,555
GBP 20.098 | ||||||
f) | Date of the transaction | 2019-03-05 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
1. | Details of PDMR / person closely associated (PCA) | |||||||||
a) | Name | Tony O'Neill | ||||||||
2. | Reason for the notification | |||||||||
a) | Position / status | Technical Director (Director/PDMR) | ||||||||
b) | Initial notification / amendment | Initial notification | ||||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
a) | Full name of the entity | Anglo American plc | ||||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||||
4.1 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Release of Shares awarded in March 2016 and March 2014 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
362,509
GBP 0.00 | ||||||||
f) | Date of the transaction | 2019-03-04 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
4.2 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
170,381
GBP 20.098 | ||||||||
f) | Date of the transaction | 2019-03-05 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Stephen Pearce | ||||
2. | Reason for the notification | |||||
a) | Position / status | Finance Director (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Release of Shares awarded in February 2017 under the terms of the Anglo American plc Non-Cyclical Award. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
97,770
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-04 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Non-Cyclical Plan to cover tax. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
45,952
GBP 20.098 | ||||
f) | Date of the transaction | 2019-03-05 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||||||
a) | Name | Duncan Wanblad | ||||||||
2. | Reason for the notification | |||||||||
a) | Position / status | Group Director, Strategy & Business Development (PDMR) | ||||||||
b) | Initial notification / amendment | Initial notification | ||||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
a) | Full name of the entity | Anglo American plc | ||||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||||
4.1 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Release of Shares awarded in March 2016 and March 2014 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
286,333
GBP 0.00 | ||||||||
f) | Date of the transaction | 2019-03-04 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
4.2 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
134,578
GBP 20.098 | ||||||||
f) | Date of the transaction | 2019-03-05 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
1. | Details of PDMR / person closely associated (PCA) | |||||||||
a) | Name | Peter Whitcutt | ||||||||
2. | Reason for the notification | |||||||||
a) | Position / status | CEO of Marketing (PDMR) | ||||||||
b) | Initial notification / amendment | Initial notification | ||||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
a) | Full name of the entity | Anglo American plc | ||||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||||
4.1 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Release of Shares awarded in March 2016 and March 2014 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
290,966
GBP 0.00 | ||||||||
f) | Date of the transaction | 2019-03-04 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
4.2 | Details of the transaction(s) | |||||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||||
b) | Nature of the transaction | Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax. | ||||||||
c) | Currency | GBP - British Pound | ||||||||
d) | Price(s) and volume(s) |
| ||||||||
e) | Aggregated information
Aggregated volume
Price |
136,756
GBP 20.098 | ||||||||
f) | Date of the transaction | 2019-03-05 | ||||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Peter Whitcutt | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO of Marketing (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4. | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Transfer of Ordinary Shares to spouse at nil cost. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
42,465
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-04 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Lucy Emma Whitcutt | ||||
2. | Reason for the notification | |||||
a) | Position / status | PCA - Spouse of Peter Whitcutt, a PDMR. | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4. | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Transfer of Ordinary Shares from spouse at nil cost. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
42,465
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-04 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Bruce Cleaver | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO De Beers (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4. | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Transfer of Ordinary Shares to spouse at nil cost. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
22,387
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-04 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Adele Cleaver | ||||
2. | Reason for the notification | |||||
a) | Position / status | PCA - Spouse of Bruce Cleaver, a PDMR. | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4. | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Transfer of Ordinary Shares from spouse at nil cost. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
22,387
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-04 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Bruce Cleaver | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO De Beers (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4. | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Sale of Ordinary Shares | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
10,000
GBP 20.098 | ||||
f) | Date of the transaction | 2019-03-05 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
Clare Davage
Deputy Company Secretary
6 March 2019