Last checked at 22 May 2024 11:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
(d) Date dealing undertaken: | 21 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES, BHP Group
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Buy
| 697738 | 26.92251 GBP | 26.50500 GBP |
USD 0.54945 ordinary | Sell
| 522162 | 26.93500 GBP | 26.50500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD
| Long | 24 | 26.7625 GBP |
USD 0.54945 ordinary | CFD
| Long | 400 | 26.57075 GBP |
USD 0.54945 ordinary | CFD
| Long | 350 | 26.8850005 GBP |
USD 0.54945 ordinary | CFD
| Long | 541 | 26.86 GBP |
USD 0.54945 ordinary | CFD
| Long | 167 | 26.835 GBP |
USD 0.54945 ordinary | CFD
| Long | 131 | 26.82 GBP |
USD 0.54945 ordinary | CFD
| Long | 5595 | 26.770325 GBP |
USD 0.54945 ordinary | CFD
| Long | 78 | 26.505 GBP |
USD 0.54945 ordinary | CFD
| Long | 4098 | 26.802696 GBP |
USD 0.54945 ordinary | CFD
| Long | 2600 | 26.7978729973 GBP |
USD 0.54945 ordinary | CFD
| Long | 12519 | 26.7920819982003 GBP |
USD 0.54945 ordinary | CFD
| Long | 101 | 26.545 GBP |
USD 0.54945 ordinary | CFD
| Long | 791 | 26.885266352086 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.55 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.6 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.69 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.715 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.775 GBP |
USD 0.54945 ordinary | CFD
| Long | 167 | 26.89 GBP |
USD 0.54945 ordinary | CFD
| Long | 7 | 26.67602 GBP |
USD 0.54945 ordinary | CFD
| Long | 200 | 26.728175 GBP |
USD 0.54945 ordinary | CFD
| Long | 12748 | 26.8567963601334 GBP |
USD 0.54945 ordinary | CFD
| Long | 1283 | 26.7926266562821 GBP |
USD 0.54945 ordinary | CFD
| Long | 1706 | 26.7551465412427 GBP |
USD 0.54945 ordinary | CFD
| Long | 4816 | 26.87 GBP |
USD 0.54945 ordinary | CFD
| Long | 680 | 26.70744756 GBP |
USD 0.54945 ordinary | CFD
| Long | 1044 | 26.80836244 GBP |
USD 0.54945 ordinary | CFD
| Long | 4298 | 26.72141407 GBP |
USD 0.54945 ordinary | CFD
| Long | 2984 | 26.7480601 GBP |
USD 0.54945 ordinary | CFD
| Long | 3005 | 26.7673 GBP |
USD 0.54945 ordinary | CFD
| Long | 14095 | 26.8689252 GBP |
USD 0.54945 ordinary | CFD
| Long | 5462 | 26.69825156 GBP |
USD 0.54945 ordinary | CFD
| Long | 9109 | 26.814992 GBP |
USD 0.54945 ordinary | CFD
| Long | 1683 | 26.86976939 GBP |
USD 0.54945 ordinary | CFD
| Long | 37862 | 26.8562594420889 GBP |
USD 0.54945 ordinary | CFD
| Long | 1541 | 26.7622939677223 GBP |
USD 0.54945 ordinary | CFD
| Long | 87 | 26.88 GBP |
USD 0.54945 ordinary | CFD
| Long | 539 | 26.672579 GBP |
USD 0.54945 ordinary | CFD
| Long | 132 | 26.86840909 GBP |
USD 0.54945 ordinary | CFD
| Long | 574 | 26.86891986 GBP |
USD 0.54945 ordinary | CFD
| Long | 39 | 26.75 GBP |
USD 0.54945 ordinary | CFD
| Long | 4 | 26.76 GBP |
USD 0.54945 ordinary | CFD
| Short | 132 | 26.55 GBP |
USD 0.54945 ordinary | CFD
| Short | 132 | 26.825 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 26.75 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 26.76 GBP |
USD 0.54945 ordinary | CFD
| Short | 329 | 26.66 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.575 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.58 GBP |
USD 0.54945 ordinary | CFD
| Short | 16251 | 26.87 GBP |
USD 0.54945 ordinary | CFD
| Short | 1031 | 26.7662221157226 GBP |
USD 0.54945 ordinary | CFD
| Short | 5908 | 26.7136932950897 GBP |
USD 0.54945 ordinary | CFD
| Short | 15399 | 26.84264722 GBP |
USD 0.54945 ordinary | CFD
| Short | 17372 | 26.83035088 GBP |
USD 0.54945 ordinary | CFD
| Short | 84561 | 26.665 GBP |
USD 0.54945 ordinary | CFD
| Short | 1400 | 26.6261461562 GBP |
USD 0.54945 ordinary | CFD
| Short | 200 | 26.8 GBP |
USD 0.54945 ordinary | CFD
| Short | 1381 | 26.745 GBP |
USD 0.54945 ordinary | CFD
| Short | 6967 | 26.747942 GBP |
USD 0.54945 ordinary | CFD
| Short | 29511 | 26.7282500050002 GBP |
USD 0.54945 ordinary | CFD
| Short | 780 | 26.5942532037436 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.6 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.69 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.725 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.765 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.78 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.79 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.805 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.82 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.85 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.89 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.895 GBP |
USD 0.54945 ordinary | CFD
| Short | 43 | 26.835 GBP |
USD 0.54945 ordinary | CFD
| Short | 1605 | 26.8138411247913 GBP |
USD 0.54945 ordinary | CFD
| Short | 1389 | 26.8102623844564 GBP |
USD 0.54945 ordinary | CFD
| Short | 751 | 26.7893774955659 GBP |
USD 0.54945 ordinary | CFD
| Short | 227 | 26.82129956 GBP |
USD 0.54945 ordinary | CFD
| Short | 2063 | 26.86800533 GBP |
USD 0.54945 ordinary | CFD
| Short | 5241 | 26.83783349 GBP |
USD 0.54945 ordinary | CFD
| Short | 4110 | 26.83157454 GBP |
USD 0.54945 ordinary | CFD
| Short | 2117 | 26.83157455 GBP |
USD 0.54945 ordinary | CFD
| Short | 1648 | 26.83730911 GBP |
USD 0.54945 ordinary | CFD
| Short | 8253 | 26.83823605 GBP |
USD 0.54945 ordinary | CFD
| Short | 14095 | 26.72940966 GBP |
USD 0.54945 ordinary | CFD
| Short | 2959 | 26.72940971 GBP |
USD 0.54945 ordinary | CFD
| Short | 1082 | 26.771074 GBP |
USD 0.54945 ordinary | CFD
| Short | 24 | 26.7625 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.54945 ordinary | Put | Selling | 84436 | 27.93 GBP | European | 18 December 2026 | 0.0 GBP |
USD 0.54945 ordinary | Call | Purchasing | 84436 | 27.93 GBP | European | 18 December 2026 | 0.0 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 22 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.