Last checked at 23 May 2024 11:30
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ANGLO AMERICAN PLC | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 22 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: BHP GROUP LTD | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | USD 0.54945 ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 5,981,137 | 0.49% | 18,291,274 | 1.49% | |||
(2) Cash-settled derivatives: | 18,169,537 | 1.48% | 5,897,862 | 0.48% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 24,150,674 | 1.97% | 24,189,136 | 1.97% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
USD 0.54945 ordinary | Purchase | 1538332 | 27.3350 GBP | 25.7550 GBP | |||
USD 0.54945 ordinary | Sale | 3946998 | 27.3350 GBP | 25.7550 GBP | |||
USD 0.54945 ordinary | Purchase | 3052 | 31.4162 EUR | 31.3883 EUR | |||
USD 0.54945 ordinary | Sale | 1281 | 31.4000 EUR | 30.4588 EUR | |||
ADR | Purchase | 38506 | 17.1041 USD | 17.1002 USD | |||
ADR | Sale | 38506 | 17.1041 USD | 17.1002 USD | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 52 | 622.3580 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 104 | 26.6200 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 123 | 26.8650 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 152 | 26.8092 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 182 | 26.5473 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 208 | 26.3428 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 210 | 26.7785 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 263 | 26.6250 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 278 | 26.0218 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 338 | 26.9044 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 437 | 26.9850 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 702 | 26.6853 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 717 | 26.3939 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,044 | 26.6494 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,866 | 26.3697 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2,687 | 26.6562 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2,946 | 26.3360 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 3,011 | 26.6724 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 3,370 | 27.1372 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 5,487 | 26.3168 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 6,368 | 26.6645 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 7,257 | 26.8216 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 7,405 | 26.2181 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 8,998 | 26.9852 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 9,440 | 609.6928 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 9,514 | 26.2741 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 10,864 | 622.1551 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 11,632 | 27.0627 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 14,128 | 619.8289 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 14,229 | 26.9054 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 19,254 | 26.6994 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 20,187 | 26.3346 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 20,788 | 606.5494 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 23,228 | 610.0891 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 32,313 | 620.3807 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 34,966 | 618.3271 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 42,936 | 620.5573 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 63,345 | 26.4265 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 65,581 | 617.9500 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 72,481 | 26.6988 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 74,038 | 26.3410 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 77,773 | 26.4009 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 124,265 | 26.4898 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 208 | 617.9586 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 275 | 617.9619 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 328 | 624.2479 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 331 | 611.2598 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 553 | 26.7227 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,072 | 615.1784 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 1,235 | 30.4554 EUR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,372 | 26.7997 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 2,000 | 622.7330 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 7,536 | 618.2926 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 10,864 | 621.9062 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 14,500 | 26.5076 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 34,966 | 618.1570 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 129,001 | 611.6407 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 603,592 | 618.4424 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 52 | 622.3580 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 84 | 26.6357 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 97 | 26.6852 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 107 | 26.7275 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 167 | 26.8804 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 312 | 26.6170 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 360 | 26.8066 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 457 | 26.7471 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 492 | 26.8113 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 673 | 25.9814 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 719 | 26.6091 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 1,671 | 26.6361 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 2,495 | 616.9274 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,709 | 26.8022 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,711 | 26.9847 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,871 | 26.8158 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,932 | 603.5022 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,949 | 27.0354 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,955 | 26.8671 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 5,102 | 26.6247 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 5,700 | 25.9086 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 5,721 | 26.3607 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 6,944 | 26.9850 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 8,231 | 26.8705 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 8,411 | 26.9825 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 8,780 | 25.9930 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 9,440 | 609.6928 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 11,936 | 26.7461 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 11,936 | 618.2590 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Long | 12,507 | 26.6329 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 14,128 | 619.8289 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 20,788 | 606.5494 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 23,228 | 610.0891 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 25,733 | 26.9656 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 27,031 | 26.8901 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 29,027 | 26.7832 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 30,300 | 26.7067 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 32,313 | 620.3807 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 42,936 | 620.5573 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 47,601 | 26.8097 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 55,576 | 26.7968 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 60,322 | 619.4048 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 65,581 | 617.9500 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 88,917 | 26.9021 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 95,994 | 27.0652 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 252,018 | 26.6963 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 345,133 | 26.9850 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 381,235 | 26.7198 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 613,061 | 26.6687 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 939,185 | 26.7820 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Short | 43 | 31.4934 EUR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 208 | 617.9586 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 275 | 617.9619 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 328 | 624.2479 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 331 | 611.2598 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1,072 | 615.1784 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 2,000 | 622.7330 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 2,495 | 616.9274 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 2,963 | 31.4197 EUR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 3,932 | 603.7436 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 7,536 | 618.2926 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 11,936 | 618.2590 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 16,500 | 26.5317 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 26,049 | 26.9849 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 26,689 | 26.4318 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 26,728 | 26.4450 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 28,824 | 26.6364 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Short | 60,322 | 619.5751 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 129,001 | 611.8242 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 325,000 | 617.9500 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 603,592 | 618.6279 ZAR | |||
USD 0.54945 ordinary | SWAP | Opening Long | 29,890 | 26.8878 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||