Last checked at 23 May 2024 11:30
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
(d) Date dealing undertaken: | 22 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES, BHP Group
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Buy
| 2386073 | 27.31252 GBP | 25.84500 GBP |
USD 0.54945 ordinary | Sell
| 2462353 | 27.31252 GBP | 25.82844 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.675 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.85 GBP |
USD 0.54945 ordinary | CFD
| Long | 69 | 26.6 GBP |
USD 0.54945 ordinary | CFD
| Long | 2176 | 26.59616728 GBP |
USD 0.54945 ordinary | CFD
| Long | 9502 | 26.3236 GBP |
USD 0.54945 ordinary | CFD
| Long | 70000 | 25.82843919 GBP |
USD 0.54945 ordinary | CFD
| Long | 58236 | 26.6023395 GBP |
USD 0.54945 ordinary | CFD
| Long | 2350 | 26.76040012 GBP |
USD 0.54945 ordinary | CFD
| Long | 65400 | 26.420356 GBP |
USD 0.54945 ordinary | CFD
| Long | 4241 | 26.79921717 GBP |
USD 0.54945 ordinary | CFD
| Long | 31804 | 26.54773268 GBP |
USD 0.54945 ordinary | CFD
| Long | 137 | 27.0 GBP |
USD 0.54945 ordinary | CFD
| Long | 40000 | 27.116435 GBP |
USD 0.54945 ordinary | CFD
| Long | 287058 | 26.985 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.46 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.48 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.525 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.55 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.67 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.68 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.695 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.72 GBP |
USD 0.54945 ordinary | CFD
| Long | 14920 | 26.8871942885938 GBP |
USD 0.54945 ordinary | CFD
| Long | 5173 | 26.8921534872047 GBP |
USD 0.54945 ordinary | CFD
| Long | 19687 | 26.94132031 GBP |
USD 0.54945 ordinary | CFD
| Long | 6022 | 26.821028 GBP |
USD 0.54945 ordinary | CFD
| Long | 8657 | 26.72421677 GBP |
USD 0.54945 ordinary | CFD
| Long | 248 | 26.845 GBP |
USD 0.54945 ordinary | CFD
| Long | 355 | 26.7945633802817 GBP |
USD 0.54945 ordinary | CFD
| Long | 86 | 26.8111627906977 GBP |
USD 0.54945 ordinary | CFD
| Long | 59 | 26.806779661017 GBP |
USD 0.54945 ordinary | CFD
| Long | 20985 | 26.561078 GBP |
USD 0.54945 ordinary | CFD
| Long | 8993 | 26.57499 GBP |
USD 0.54945 ordinary | CFD
| Long | 29475 | 26.62673876 GBP |
USD 0.54945 ordinary | CFD
| Long | 29211 | 25.96005719 GBP |
USD 0.54945 ordinary | CFD
| Long | 18326 | 26.8025826191357 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.725 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.755 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.765 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.79 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.8 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.815 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.825 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.865 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.875 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.9 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.915 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.98 GBP |
USD 0.54945 ordinary | CFD
| Long | 42 | 26.27 GBP |
USD 0.54945 ordinary | CFD
| Long | 39 | 25.785 GBP |
USD 0.54945 ordinary | CFD
| Long | 25 | 27.05 GBP |
USD 0.54945 ordinary | CFD
| Long | 14 | 26.595 GBP |
USD 0.54945 ordinary | CFD
| Long | 230 | 26.7225 GBP |
USD 0.54945 ordinary | CFD
| Long | 220 | 27.1 GBP |
USD 0.54945 ordinary | CFD
| Long | 2295 | 26.903845312427 GBP |
USD 0.54945 ordinary | CFD
| Long | 13627 | 26.69372551 GBP |
USD 0.54945 ordinary | CFD
| Long | 964 | 26.7625777985892 GBP |
USD 0.54945 ordinary | CFD
| Long | 2625 | 26.8804706909143 GBP |
USD 0.54945 ordinary | CFD
| Long | 3059 | 26.7733164414678 GBP |
USD 0.54945 ordinary | CFD
| Long | 3669 | 26.6282379370619 GBP |
USD 0.54945 ordinary | CFD
| Long | 13117 | 26.7315 GBP |
USD 0.54945 ordinary | CFD
| Long | 6 | 26.10171693 GBP |
USD 0.54945 ordinary | CFD
| Long | 1489 | 26.64871917 GBP |
USD 0.54945 ordinary | CFD
| Long | 881 | 26.1045077 GBP |
USD 0.54945 ordinary | CFD
| Long | 300 | 26.4192074 GBP |
USD 0.54945 ordinary | CFD
| Long | 3230 | 26.9839206 GBP |
USD 0.54945 ordinary | CFD
| Long | 919 | 26.25584036 GBP |
USD 0.54945 ordinary | CFD
| Long | 593 | 26.3193706 GBP |
USD 0.54945 ordinary | CFD
| Long | 69 | 25.83991575 GBP |
USD 0.54945 ordinary | CFD
| Long | 51 | 25.9306294 GBP |
USD 0.54945 ordinary | CFD
| Long | 11 | 25.92259942 GBP |
USD 0.54945 ordinary | CFD
| Long | 10 | 26.24592515 GBP |
USD 0.54945 ordinary | CFD
| Long | 8 | 26.4164433 GBP |
USD 0.54945 ordinary | CFD
| Long | 7 | 25.92324874 GBP |
USD 0.54945 ordinary | CFD
| Long | 4 | 26.3192104 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.8 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.845 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 25.915 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.035 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.1 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.105 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.155 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.305 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.335 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.38 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.395 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.43 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 27.0 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.045 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.15 GBP |
USD 0.54945 ordinary | CFD
| Short | 46 | 26.2 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.36 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.415 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.53 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.565 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.575 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.645 GBP |
USD 0.54945 ordinary | CFD
| Short | 13076 | 26.59189813 GBP |
USD 0.54945 ordinary | CFD
| Short | 3267 | 26.40333333 GBP |
USD 0.54945 ordinary | CFD
| Short | 800 | 26.4749745075 GBP |
USD 0.54945 ordinary | CFD
| Short | 33713 | 26.41579309 GBP |
USD 0.54945 ordinary | CFD
| Short | 572 | 26.43174826 GBP |
USD 0.54945 ordinary | CFD
| Short | 500000 | 34.396785 USD |
USD 0.54945 ordinary | CFD
| Short | 5 | 26.265 GBP |
USD 0.54945 ordinary | CFD
| Short | 20 | 26.795 GBP |
USD 0.54945 ordinary | CFD
| Short | 10 | 26.78 GBP |
USD 0.54945 ordinary | CFD
| Short | 10 | 26.76 GBP |
USD 0.54945 ordinary | CFD
| Short | 38370 | 26.985 GBP |
USD 0.54945 ordinary | CFD
| Short | 40000 | 26.91345 GBP |
USD 0.54945 ordinary | CFD
| Short | 40000 | 27.0135 GBP |
USD 0.54945 ordinary | CFD
| Short | 716 | 26.865405 GBP |
USD 0.54945 ordinary | CFD
| Short | 1889 | 26.4731048143992 GBP |
USD 0.54945 ordinary | CFD
| Short | 11737 | 26.59123605 GBP |
USD 0.54945 ordinary | CFD
| Short | 11276 | 26.755935 GBP |
USD 0.54945 ordinary | CFD
| Short | 544 | 26.861209 GBP |
USD 0.54945 ordinary | CFD
| Short | 14635 | 26.73446918 GBP |
USD 0.54945 ordinary | CFD
| Short | 14634 | 26.9876985 GBP |
USD 0.54945 ordinary | CFD
| Short | 36 | 26.75 GBP |
USD 0.54945 ordinary | CFD
| Short | 25 | 26.79 GBP |
USD 0.54945 ordinary | CFD
| Short | 22 | 26.37 GBP |
USD 0.54945 ordinary | CFD
| Short | 19 | 26.88 GBP |
USD 0.54945 ordinary | CFD
| Short | 2 | 26.305 GBP |
USD 0.54945 ordinary | CFD
| Short | 364 | 26.2044230769231 GBP |
USD 0.54945 ordinary | CFD
| Short | 237 | 26.83586498 GBP |
USD 0.54945 ordinary | CFD
| Short | 6659 | 26.83321834 GBP |
USD 0.54945 ordinary | CFD
| Short | 694 | 26.7112 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.68 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.695 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.7 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.8 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.815 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.855 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.905 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.005 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.02 GBP |
USD 0.54945 ordinary | CFD
| Short | 77 | 27.01 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 23 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.