Last checked at 22 May 2024 10:20
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 21 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | SALES | 1,157,178 | 26.9400 GBP | 26.5300 GBP |
USD 0.54945 ordinary | PURCHASES | 1,347,277 | 26.9500 GBP | 26.5325 GBP |
USD 0.54945 ordinary | SALES | 109 | 31.4700 EUR | 31.2000 EUR |
USD 0.54945 ordinary | PURCHASES | 9,097 | 31.4948 EUR | 31.2400 EUR |
USD 0.54945 ordinary | PURCHASES | 185,231 | 34.1854 USD | 34.1645 USD |
USD 0.54945 ordinary | SALES | 31,713 | 34.1854 USD | 34.1854 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD | increasing a long position | 100 | 26.5550 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 2,469 | 26.6594 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1,011 | 26.7173 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 3,104 | 26.7570 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 327 | 26.7989 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 2,870 | 26.7989 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1,464 | 26.8483 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 181 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 53 | 31.2000 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 2 | 615.7600 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 16,232 | 616.0775 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 23,981 | 616.2569 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 50 | 26.5550 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 77 | 26.5758 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1 | 26.5800 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 783 | 26.6215 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 7,801 | 26.6651 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 750 | 26.6700 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 131 | 26.6803 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 33 | 26.6803 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 56 | 26.6804 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 222 | 26.6804 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 10 | 26.6810 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 6,855 | 26.6817 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,275 | 26.6817 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 26,942 | 26.6817 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 15,942 | 26.6817 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 3,986 | 26.6817 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 143 | 26.6961 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 368 | 26.7294 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 20,654 | 26.7523 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,007 | 26.7680 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,597 | 26.7683 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 6,000 | 26.7970 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 29,920 | 26.7987 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 398 | 26.8316 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 284 | 26.8501 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 715 | 26.8520 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 25 | 26.8627 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 4,921 | 26.8661 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 48 | 26.8681 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,000 | 26.8686 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,584 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 3 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,155 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 14 | 31.2229 EUR |
USD 0.54945 ordinary | CFD | increasing a short position | 27 | 31.4200 EUR |
USD 0.54945 ordinary | CFD | increasing a short position | 1,023 | 31.4900 EUR |
USD 0.54945 ordinary | CFD | increasing a short position | 2,773 | 615.6291 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 13,740 | 615.9630 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 16,232 | 616.0775 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 6,845 | 617.0196 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 623 | 617.1536 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 355,674 | 26.5550 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,933 | 26.6271 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 942 | 26.6670 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,003 | 26.7680 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,298 | 26.7683 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4 | 26.7783 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 52 | 26.7900 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,231 | 26.8409 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,761 | 26.8655 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 391 | 26.8681 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2,677 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 181 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2,928 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 81 | 26.8701 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 813 | 26.8722 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 16,645 | 26.8722 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 6,895 | 26.8722 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2,927 | 26.8722 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 89 | 26.8886 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2 | 615.7600 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 24,799 | 616.6216 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 200 | 26.5550 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,397 | 26.6581 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 8,152 | 26.6594 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 7,801 | 26.6764 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,094 | 26.6983 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 341 | 26.6983 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 273 | 26.6983 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 804 | 26.6983 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 6,520 | 26.6983 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 22,242 | 26.6983 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 21,727 | 26.7570 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 119,227 | 26.7852 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 39,743 | 26.7852 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 695 | 26.7881 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 73 | 26.8023 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 950 | 26.8091 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 284 | 26.8427 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 19,916 | 26.8473 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,734 | 26.8501 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 50 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 288 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 6,759 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 12,535 | 26.8700 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 14,629 | 26.8701 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 3 | 26.8722 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 20 | 31.2400 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 3 | 31.4700 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 948 | 615.8756 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 9,210 | 616.4805 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 12,683 | 616.7023 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 1,958 | 617.1241 ZAR |
USD 0.54945 ordinary | Constant Leverage Certificate (X2) | SHORT | 75 | 14.0900 EUR |
USD 0.54945 ordinary | Open End Knock out Warrant (16) (ISIN | SHORT | 720 | 12.5100 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 22 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.