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TR-1: Notification of Major Holdings

26 Apr 2023 14:08

RNS Number : 5776X
SigmaRoc PLC
26 April 2023
 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

SigmaRoc PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

x

 

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify) iii:

3. Details of person subject to the notification obligation iv

Name

Lombard Odier Asset Management (Europe) Limited

City and country of registered office (if applicable)

London, United Kingdom

4. Full name of shareholder(s) (if different from 3.) v

Name

Disclosure on behalf of accounts managed on a discretionary basis by Lombard Odier Investment Managers group.

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reached vi:

25.04.2023

6. Date on which issuer notified (DD/MM/YYYY):

26.04.2023

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

Resulting situation on the date on which threshold was crossed or reached

5.02%

5.02%

34,861,357

Position of previous notification (if

applicable)

2.23%

2.23%

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

 (DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00BYX5K988

34,861,357

5.02%

SUBTOTAL 8. A

34,861,357

5.02%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expirationdate x

Exercise/Conversion Period xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expirationdate x

Exercise/Conversion Period xi

Physical or cash

Settlement xii

Number of voting rights

% of voting rights

 

SUBTOTAL 8.B.2

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

X

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

 

Place of completion

London, United Kingdom

Date of completion

26.04.2023

 

 

 

 

 

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END
 
 
HOLPPUQUCUPWGWQ
Date   Source Headline
25th Jan 20191:00 pmRNSSuccessful Completion of Vendor Placing of c.£12m
25th Jan 20197:00 amRNSProposed Vendor Placing to raise approx. £12m
24th Jan 201912:30 pmRNSIncreased Santander Credit Facility and CLN Update
21st Jan 20197:00 amRNSInauguration of Ronez's Ready Mix plant
17th Jan 20197:00 amRNS2018 Trading Update & Update re CLN Redemption
10th Jan 20197:00 amRNSAppointment & Acquisition of Foelfach Quarry
28th Dec 20187:00 amRNSTender Offer to Refinance Convertible Loan Notes
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10th Dec 20183:00 pmRNSTrading update,proposed acquisition & notice of GM
26th Nov 20187:00 amRNSManagement Presenting at Investor Event
7th Nov 20187:00 amRNSDirectorate Change
3rd Oct 20184:00 pmRNSHolding(s) in Company
28th Sep 20184:38 pmRNSHolding(s) in Company
28th Sep 20184:33 pmRNSHolding(s) in Company
28th Sep 20187:00 amRNSHalf-year Report
26th Jun 20185:00 pmRNSResult of AGM
21st May 20187:00 amRNSFull Year Results
14th May 20187:00 amRNSNotice of Results
29th Mar 20184:45 pmRNSDirector/PDMR Shareholding
27th Mar 20187:00 amRNSPartnership with Tarmac, a CRH company
14th Feb 201811:00 amRNSPDMR Dealings
13th Feb 20182:45 pmRNSPDMR Dealings
9th Feb 20188:24 amRNSDirectors' Dealings
25th Jan 20187:00 amRNSYear-end Trading Update
27th Dec 20177:00 amRNSListing of Convertible Loan Notes
22nd Dec 201710:19 amRNSTR-1: Notification of major holdings
20th Dec 20175:25 pmRNSTR-1: Notification of major holdings
20th Dec 20171:20 pmRNSTR-1: Notification of major holdings
20th Dec 20177:00 amRNSCompletion of Acquisition
18th Dec 20175:40 pmRNSTR-1: Notification of major holdings
18th Dec 20173:00 pmRNSTR-1: Notification of major holdings
18th Dec 201711:30 amRNSTR-1: Notification of major holdings
14th Dec 20177:00 amRNSDirector/PDMR Shareholding
13th Dec 20177:00 amRNSAcquisition of Poundfield Products Group & Placing
24th Nov 20175:00 pmRNSChange of Registered Office
31st Oct 20177:00 amRNSExploratory drilling starts at new Guernsey quarry
19th Oct 20177:00 amRNSSigmaRoc acquisition of Topcrete Limited
13th Sep 20177:00 amRNSSigmaRoc plc Interim Results
6th Sep 20177:00 amRNSNotification of interim results
18th May 20177:00 amRNSResult of AGM
16th May 20177:00 amRNSDirectors' Dealings
3rd May 20177:00 amRNSCompany Update
25th Apr 20177:00 amRNSAnnual Results for the Year Ended 31 December 2016
3rd Apr 20177:00 amRNSCreation of a dedicated shipping subsidiary
21st Feb 20177:00 amRNSOperational Update
9th Jan 20179:17 amRNSHolding(s) in Company
5th Jan 20178:00 amRNSAdmission and First Day of Dealings
3rd Jan 201712:45 pmRNSResult of General Meeting
16th Dec 20168:00 amRNSSchedule 1 - SigmaRoc Plc

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