Last checked at 21 Dec 2020 14:08
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 18 December 2020 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | CODEMASTERS GROUP HOLDINGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Common stock | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 335,046 | 0.29% | 219,865 | 0.19% | |
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(2) | Cash-settled derivatives: |
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211,463 | 0.18% | 82,445 | 0.07% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 38,600 | 0.03% | 68,800 | 0.06% | |
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| TOTAL: | 585,109 | 0.51% | 371,110 | 0.32% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
Common stock | Purchase | 6 | 201.0300 USD |
Common stock | Purchase | 10 | 203.3000 USD |
Common stock | Purchase | 83 | 198.8150 USD |
Common stock | Purchase | 90 | 203.2900 USD |
Common stock | Purchase | 100 | 201.9700 USD |
Common stock | Purchase | 150 | 202.0300 USD |
Common stock | Purchase | 153 | 202.2041 USD |
Common stock | Purchase | 230 | 203.0226 USD |
Common stock | Purchase | 233 | 202.8278 USD |
Common stock | Purchase | 298 | 202.6281 USD |
Common stock | Purchase | 433 | 201.3913 USD |
Common stock | Purchase | 471 | 202.2491 USD |
Common stock | Purchase | 494 | 202.1274 USD |
Common stock | Purchase | 529 | 203.2858 USD |
Common stock | Purchase | 550 | 202.1612 USD |
Common stock | Purchase | 570 | 198.4272 USD |
Common stock | Purchase | 605 | 202.1872 USD |
Common stock | Purchase | 712 | 203.0467 USD |
Common stock | Purchase | 751 | 202.7888 USD |
Common stock | Purchase | 793 | 203.3849 USD |
Common stock | Purchase | 803 | 202.4449 USD |
Common stock | Purchase | 803 | 202.0101 USD |
Common stock | Purchase | 874 | 202.4175 USD |
Common stock | Purchase | 952 | 202.2726 USD |
Common stock | Purchase | 1,030 | 203.0643 USD |
Common stock | Purchase | 1,032 | 202.7496 USD |
Common stock | Purchase | 1,043 | 202.4651 USD |
Common stock | Purchase | 1,054 | 201.6584 USD |
Common stock | Purchase | 1,303 | 202.3500 USD |
Common stock | Purchase | 1,415 | 202.3056 USD |
Common stock | Purchase | 2,940 | 202.4507 USD |
Common stock | Purchase | 4,454 | 202.0157 USD |
Common stock | Purchase | 5,155 | 197.9900 USD |
Common stock | Purchase | 7,353 | 202.4459 USD |
Common stock | Purchase | 7,393 | 203.2357 USD |
Common stock | Purchase | 10,183 | 203.3464 USD |
Common stock | Purchase | 11,121 | 202.2272 USD |
Common stock | Purchase | 11,764 | 202.3148 USD |
Common stock | Purchase | 14,520 | 202.3378 USD |
Common stock | Purchase | 45,590 | 202.4490 USD |
Common stock | Purchase | 145,759 | 203.3155 USD |
Common stock | Purchase | 158,632 | 203.3900 USD |
Common stock | Sale | 3 | 201.8250 USD |
Common stock | Sale | 4 | 201.0925 USD |
Common stock | Sale | 6 | 201.0300 USD |
Common stock | Sale | 26 | 203.7234 USD |
Common stock | Sale | 36 | 202.7233 USD |
Common stock | Sale | 38 | 203.6184 USD |
Common stock | Sale | 45 | 202.1822 USD |
Common stock | Sale | 50 | 202.0300 USD |
Common stock | Sale | 61 | 201.7641 USD |
Common stock | Sale | 76 | 202.5040 USD |
Common stock | Sale | 100 | 203.3600 USD |
Common stock | Sale | 100 | 203.7150 USD |
Common stock | Sale | 100 | 201.8700 USD |
Common stock | Sale | 103 | 202.3497 USD |
Common stock | Sale | 139 | 204.0800 USD |
Common stock | Sale | 150 | 202.2117 USD |
Common stock | Sale | 320 | 203.3956 USD |
Common stock | Sale | 448 | 197.9900 USD |
Common stock | Sale | 517 | 202.9551 USD |
Common stock | Sale | 900 | 202.2130 USD |
Common stock | Sale | 1,303 | 202.3500 USD |
Common stock | Sale | 1,303 | 202.1000 USD |
Common stock | Sale | 1,711 | 203.5815 USD |
Common stock | Sale | 1,900 | 201.7676 USD |
Common stock | Sale | 2,168 | 201.6188 USD |
Common stock | Sale | 2,813 | 201.7397 USD |
Common stock | Sale | 3,640 | 203.0493 USD |
Common stock | Sale | 3,758 | 202.3520 USD |
Common stock | Sale | 4,014 | 202.8187 USD |
Common stock | Sale | 7,353 | 202.4459 USD |
Common stock | Sale | 7,980 | 202.1347 USD |
Common stock | Sale | 9,031 | 202.3833 USD |
Common stock | Sale | 9,338 | 202.8409 USD |
Common stock | Sale | 10,318 | 203.1060 USD |
Common stock | Sale | 10,672 | 203.2268 USD |
Common stock | Sale | 14,520 | 202.3378 USD |
Common stock | Sale | 40,101 | 202.2058 USD |
Common stock | Sale | 108,244 | 203.3900 USD |
Common stock | Sale | 184,617 | 203.3430 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description | reference | unit | |
security | securities | |||
Common stock | SWAP | Short | 57,000 | 203.4510 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Dec 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry |
| of | description | purchasing, | of | price | date | |
relevant | selling, | securities | per unit | |||
security | varying etc | to which | ||||
| option | ||||||
| relates | ||||||
Common stock | Call Options | Purchased | 7,700 | 140.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Purchased | 8,000 | 160.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -21,600 | 160.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -13,600 | 170.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -4,900 | 160.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Written | -3,500 | 110.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Written | -2,800 | 185.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -2,500 | 120.0000 | American | 15 Jan 2021 |
Common stock | Put Options | Purchased | -11,700 | 160.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Purchased | -4,800 | 115.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Purchased | -2,400 | 45.0000 | American | 15 Jan 2021 |
Common stock | Put Options | Purchased | -1,000 | 130.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 400 | 185.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,000 | 130.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,200 | 165.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,600 | 170.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,600 | 180.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 17,100 | 160.0000 | American | 21 Jan 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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