Barclays Regulatory News (BARC)

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

26 Apr 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

8,506,347

0.69%

19,874,099

1.62%

(2) Cash-settled derivatives:

18,481,982

1.51%

6,848,496

0.56%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

26,988,329

2.20%

26,722,595

2.18%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

6411508

26.9844 GBP

26.4300 GBP

USD 0.54945 ordinary

Sale

3040549

26.9725 GBP

25.2600 GBP

ADR

Purchase

56814

16.5102 USD

16.0600 USD

ADR

Sale

4314

16.5049 USD

16.5049 USD

USD 0.54945 ordinary

Purchase

32771

30.4406 EUR

30.4406 EUR

USD 0.54945 ordinary

Sale

3789

30.6600 EUR

30.6600 EUR

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Closing Long

393

25.7842 GBP

USD 0.54945 ordinary

CFD

Closing Long

1,143

26.4980 GBP

USD 0.54945 ordinary

SWAP

Closing Long

1,751

25.3912 GBP

USD 0.54945 ordinary

CFD

Closing Long

2,540

26.5732 GBP

USD 0.54945 ordinary

SWAP

Closing Long

3,089

26.3559 GBP

USD 0.54945 ordinary

SWAP

Closing Long

8,500

25.7035 GBP

USD 0.54945 ordinary

SWAP

Closing Long

20,800

26.0417 GBP

USD 0.54945 ordinary

CFD

Closing Long

22,271

26.3295 GBP

USD 0.54945 ordinary

CFD

Closing Long

30,000

25.4290 GBP

USD 0.54945 ordinary

CFD

Closing Long

30,913

25.8593 GBP

USD 0.54945 ordinary

SWAP

Closing Long

78,951

25.4000 GBP

USD 0.54945 ordinary

CFD

Closing Long

80,085

26.1302 GBP

USD 0.54945 ordinary

CFD

Closing Long

100,799

26.3393 GBP

USD 0.54945 ordinary

CFD

Closing Long

108,378

25.3450 GBP

USD 0.54945 ordinary

CFD

Closing Long

167,003

26.4300 GBP

USD 0.54945 ordinary

CFD

Closing Long

767,010

26.2670 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

156

26.4301 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

207

25.4218 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

313

26.3662 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

584

26.1266 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

899

622.7040 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

903

25.7492 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

906

25.4424 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,000

26.0515 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,942

25.7470 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,045

25.9812 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,939

615.7362 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

5,884

26.4274 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,014

25.4667 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,667

25.9816 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,380

26.1737 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,354

26.4300 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,390

25.7674 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

12,395

25.7499 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

24,652

25.7675 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,808

25.4926 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

30,423

25.7982 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

30,567

25.5950 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

63,878

25.6878 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

69,839

26.2499 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

97,602

25.6839 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

125,013

26.4300 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

5

26.7820 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

12

26.4092 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

33

622.4103 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

34

622.2066 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

62

619.6353 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

295

25.3783 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

434

26.5197 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

673

25.3963 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

899

622.4549 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,000

26.2932 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,097

622.6251 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,303

26.4300 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,887

25.4259 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,461

622.6177 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,179

26.7352 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

3,789

30.6567 EUR

USD 0.54945 ordinary

CFD

Decreasing Short

3,939

615.6161 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

6,322

25.4032 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

11,995

613.3425 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

21,000

29.6850 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

91,131

26.4510 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

123,709

617.6513 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

528,921

612.8799 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

326

26.6090 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

443

26.3492 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

739

621.1672 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,000

26.4834 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,643

622.0506 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

4,535

25.8940 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,215

25.8100 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,118

26.2185 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

9,500

26.5722 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

20,213

26.2982 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

22,500

26.5718 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

58,899

26.5243 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

61,861

26.5130 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

133,167

26.0342 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

207,417

26.5171 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

11

26.0509 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

16

26.4156 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

33

622.4103 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

34

622.2066 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

62

619.6353 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

79

26.4041 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

94

26.6125 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

131

26.8849 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

135

26.4440 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

142

25.3830 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

181

26.9911 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

295

26.5138 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

361

26.9844 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

385

26.4140 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

512

25.4222 GBP

USD 0.54945 ordinary

CFD

Increasing Short

739

621.2883 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

767

26.5329 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,038

26.6314 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,072

26.7005 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,097

622.6251 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,128

26.4305 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,382

26.3650 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,410

26.5091 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,643

622.0506 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,461

622.6177 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,500

25.7635 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3,349

25.3365 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

5,397

26.5303 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

7,029

25.4813 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

8,269

26.4953 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

8,320

25.4522 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

8,935

26.5205 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

9,508

25.3936 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

10,022

26.0205 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

11,477

26.8069 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

11,995

613.3425 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

12,844

26.4300 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

15,289

26.4307 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

21,572

26.4003 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

23,484

26.1630 GBP

USD 0.54945 ordinary

CFD

Increasing Short

32,771

30.4440 EUR

USD 0.54945 ordinary

SWAP

Increasing Short

58,428

26.3976 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

70,683

26.6868 GBP

USD 0.54945 ordinary

CFD

Increasing Short

123,709

617.8366 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

528,921

613.0638 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

915

25.4963 GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,082

25.4138 GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,200

25.5675 GBP

USD 0.54945 ordinary

SWAP

Opening Long

3,056

25.4831 GBP

USD 0.54945 ordinary

SWAP

Opening Long

5,099

25.4356 GBP

USD 0.54945 ordinary

SWAP

Opening Long

6,482

25.4186 GBP

USD 0.54945 ordinary

SWAP

Opening Long

22,468

25.4782 GBP

USD 0.54945 ordinary

SWAP

Opening Long

31,162

26.4281 GBP

USD 0.54945 ordinary

SWAP

Opening Long

38,046

25.4471 GBP

USD 0.54945 ordinary

SWAP

Opening Long

74,617

25.4507 GBP

USD 0.54945 ordinary

SWAP

Opening Long

79,568

26.4575 GBP

USD 0.54945 ordinary

SWAP

Opening Long

99,205

26.5631 GBP

USD 0.54945 ordinary

CFD

Opening Short

795

26.7512 GBP

USD 0.54945 ordinary

CFD

Opening Short

1,432

25.5324 GBP

USD 0.54945 ordinary

SWAP

Opening Short

11,742

26.4379 GBP

USD 0.54945 ordinary

CFD

Opening Short

17,500

25.8162 GBP

USD 0.54945 ordinary

CFD

Opening Short

21,000

25.4653 GBP

USD 0.54945 ordinary

CFD

Opening Short

28,694

26.4443 GBP

USD 0.54945 ordinary

CFD

Opening Short

52,413

26.4300 GBP

USD 0.54945 ordinary

CFD

Opening Short

268,722

25.9751 GBP

USD 0.54945 ordinary

CFD

Opening Short

297,125

25.9145 GBP

USD 0.54945 ordinary

CFD

Opening Short

4,100,000

25.4000 GBP

USD 0.54945 ordinary

CFD

Opening Long

35,000

16.0600 USD

USD 0.54945 ordinary

CFD

Opening Long

35,000

16.0950 USD

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

29 Apr 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213