Barclays Regulatory News (BARC)

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

29 Apr 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

7,886,167

0.64%

19,995,266

1.63%

(2) Cash-settled derivatives:

18,563,630

1.52%

6,178,820

0.50%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

26,449,797

2.16%

26,174,086

2.14%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

1376548

27.5300 GBP

26.7900 GBP

USD 0.54945 ordinary

Sale

2123565

27.5300 GBP

26.7900 GBP

ADR

Purchase

51698

17.2800 USD

17.0582 USD

ADR

Sale

51698

17.2746 USD

17.0582 USD

USD 0.54945 ordinary

Purchase

7026

32.0017 EUR

32.0017 EUR

USD 0.54945 ordinary

Sale

1130

31.3600 EUR

31.3600 EUR

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Closing Long

100

26.9900 GBP

USD 0.54945 ordinary

SWAP

Closing Long

1,032

26.9685 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14

635.8900 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

30

27.0802 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

476

26.9120 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

531

27.1549 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

681

633.5020 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

940

633.5298 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,221

639.7294 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,567

27.5002 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,660

27.2033 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,018

27.0324 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,566

633.8034 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

4,640

27.1248 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,014

27.2929 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,107

27.0319 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,004

27.1618 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,039

630.9861 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

7,423

26.9624 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,768

26.9747 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,981

27.1357 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,595

629.7740 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

12,308

27.4170 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

19,554

27.2139 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

21,212

640.6600 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

22,167

638.1138 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

33,869

630.3783 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

53,046

27.1847 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

88,114

26.8701 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

14

629.7170 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

31

27.2354 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

42

26.9690 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

350

27.2297 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

500

27.0922 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

676

633.5509 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

904

27.3940 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

914

633.5411 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,130

31.3565 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,975

27.2582 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,214

26.9674 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,448

26.8626 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,894

27.5000 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,981

27.3965 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

4,566

633.5499 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

6,448

27.0400 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

11,173

27.1282 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

13,727

640.6600 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

13,727

640.6600 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

22,167

637.9383 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

25,000

31.4250 EUR

USD 0.54945 ordinary

CFD

Decreasing Short

35,962

26.9027 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

46,724

27.0852 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

68,051

27.4980 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

80,565

631.3789 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

82,605

27.3907 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

106,678

27.5000 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

127,603

27.1937 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

140,544

636.7535 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

192,050

27.4659 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

303,205

26.9593 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

14

635.8900 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

41

27.0950 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

43

26.8747 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

204

26.8461 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

353

633.9375 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

396

27.1148 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

429

27.2411 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

681

633.5020 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

694

26.8179 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

940

633.5298 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,167

26.9184 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,221

639.7294 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,844

27.3502 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,314

26.8393 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,039

630.9861 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

9,263

640.6600 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

9,595

629.7740 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11,949

640.6600 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

17,856

27.2054 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

21,825

27.4322 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

26,473

27.4989 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

33,869

630.3783 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

38,036

27.4980 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

40,000

640.9803 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

40,000

27.4807 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

52,541

27.3913 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

58,923

26.9422 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

14

629.7170 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

47

26.9379 GBP

USD 0.54945 ordinary

CFD

Increasing Short

83

26.8118 GBP

USD 0.54945 ordinary

CFD

Increasing Short

353

634.1118 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

676

633.5509 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

914

633.5411 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,165

27.0934 GBP

USD 0.54945 ordinary

CFD

Increasing Short

1,300

26.9391 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

2,866

27.0955 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3,309

26.9062 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3,567

27.4822 GBP

USD 0.54945 ordinary

CFD

Increasing Short

5,000

26.9971 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

5,624

26.8896 GBP

USD 0.54945 ordinary

CFD

Increasing Short

7,026

32.0053 EUR

USD 0.54945 ordinary

SWAP

Increasing Short

11,365

27.4797 GBP

USD 0.54945 ordinary

CFD

Increasing Short

11,734

26.8275 GBP

USD 0.54945 ordinary

CFD

Increasing Short

13,659

27.0911 GBP

USD 0.54945 ordinary

CFD

Increasing Short

13,727

640.6600 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

13,727

640.6600 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

19,319

27.3058 GBP

USD 0.54945 ordinary

CFD

Increasing Short

25,000

26.8704 GBP

USD 0.54945 ordinary

CFD

Increasing Short

32,939

26.9050 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

40,000

640.9803 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

41,857

26.9639 GBP

USD 0.54945 ordinary

CFD

Increasing Short

49,127

27.0500 GBP

USD 0.54945 ordinary

CFD

Increasing Short

59,014

26.9545 GBP

USD 0.54945 ordinary

CFD

Increasing Short

74,946

27.4985 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

80,565

631.5684 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

140,544

636.9445 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

30 Apr 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213