Barclays Regulatory News (BARC)

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

 BHP GROUP LTD

(d)

Date position held/dealing undertaken:

16 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,367,815

0.44%

18,748,187

1.53%

(2) Cash-settled derivatives:

18,724,487

1.53%

5,076,743

0.41%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

24,092,302

1.97%

23,824,930

1.94%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

1249648

26.3800 GBP

26.0200 GBP

USD 0.54945 ordinary

Purchase

22

30.6000 EUR

30.4400 EUR

USD 0.54945 ordinary

Sale

134

30.5376 EUR

30.5376 EUR

USD 0.54945 ordinary

Sale

1366186

26.3400 GBP

26.0200 GBP

ADR

Sale

3751

16.6900 USD

16.6019 USD

ADR

Purchase

3751

16.6900 USD

16.6019 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Closing Long

689

26.2566 GBP

USD 0.54945 ordinary

SWAP

Closing Long

823

26.2619 GBP

USD 0.54945 ordinary

SWAP

Closing Long

4,596

26.1816 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

87

26.2724 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

100

26.2650 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

218

604.4176 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

294

26.2340 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

325

26.2552 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

366

26.2544 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

438

26.1900 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,239

26.2900 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,768

26.2604 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,035

604.2957 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,737

604.3052 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,749

26.2104 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,260

26.2991 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

4,937

26.2647 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

9,058

26.2200 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

9,336

26.2401 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,458

26.2512 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,732

604.8520 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

10,923

606.4437 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

14,876

26.2289 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

23,756

26.2292 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

35,436

26.2334 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

36,395

604.4300 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

42,058

26.2119 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

49,708

604.7548 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

66,184

604.6753 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

75,554

26.1998 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

78,550

26.2351 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

104,976

26.2900 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

7

605.2112 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

379

26.2702 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

914

604.9816 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,165

26.2815 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,928

604.9819 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,050

604.9852 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,737

604.3052 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

7,338

26.2797 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

9,732

604.6857 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

18,540

26.2592 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

114,172

605.4781 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

118

26.2450 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

130

26.2800 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

209

26.2995 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

218

604.4176 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

401

26.2274 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

599

26.2894 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

854

26.2017 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,416

26.3800 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,870

606.4403 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2,035

604.2957 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2,109

26.1913 GBP

USD 0.54945 ordinary

CFD

Increasing Long

3,658

26.2470 GBP

USD 0.54945 ordinary

CFD

Increasing Long

3,792

26.2917 GBP

USD 0.54945 ordinary

CFD

Increasing Long

9,058

26.2200 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,019

26.2507 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,923

606.4437 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

11,344

26.2900 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

18,791

26.2522 GBP

USD 0.54945 ordinary

CFD

Increasing Long

35,559

26.2507 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

36,395

604.4300 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

42,779

26.2897 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

43,700

26.2111 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

49,708

604.7548 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

50,800

26.2383 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

66,184

604.6753 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

87,576

26.2350 GBP

USD 0.54945 ordinary

CFD

Increasing Long

137,743

26.2612 GBP

USD 0.54945 ordinary

CFD

Increasing Long

163,139

26.2333 GBP

USD 0.54945 ordinary

CFD

Increasing Short

11

30.6036 EUR

USD 0.54945 ordinary

SWAP

Increasing Short

18

26.2492 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

51

26.2170 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

74

26.3042 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

627

26.2547 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

672

26.2591 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,538

26.2780 GBP

USD 0.54945 ordinary

CFD

Increasing Short

1,870

606.6829 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

10,271

26.2866 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

30,251

26.2141 GBP

USD 0.54945 ordinary

CFD

Increasing Short

172,359

605.0540 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

11

30.4400 EUR

USD 0.54945 ordinary

SWAP

Opening Long

134

30.5376 EUR

USD 0.54945 ordinary

SWAP

Opening Short

7

605.2112 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

775

26.2901 GBP

USD 0.54945 ordinary

SWAP

Opening Short

914

604.9816 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

1,928

604.9819 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

2,050

604.9852 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

2,623

26.1681 GBP

USD 0.54945 ordinary

SWAP

Opening Short

3,075

26.2506 GBP

USD 0.54945 ordinary

SWAP

Opening Short

4,880

26.2235 GBP

USD 0.54945 ordinary

SWAP

Opening Short

10,623

26.2326 GBP

USD 0.54945 ordinary

SWAP

Opening Short

13,132

26.2552 GBP

USD 0.54945 ordinary

SWAP

Opening Short

46,827

26.2640 GBP

USD 0.54945 ordinary

SWAP

Opening Short

114,172

605.6598 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

172,359

604.8726 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

17 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213