Last checked at 30 Apr 2024 11:58
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 29 Apr 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: ANGLO AMERICAN PLC | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 7,867,480 | 0.16% | 5,992,618 | 0.12% | |||
(2) Cash-settled derivatives: | 4,301,300 | 0.08% | 4,582,616 | 0.09% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 12,168,780 | 0.24% | 10,575,234 | 0.21% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Ordinary NPV | Purchase | 731291 | 22.6100 GBP | 22.2000 GBP | |||
Ordinary NPV | Sale | 91683 | 43.0453 AUD | 42.9130 AUD | |||
Ordinary NPV | Sale | 464634 | 22.6078 GBP | 22.1514 GBP | |||
Ordinary NPV | Purchase | 134423 | 43.0453 AUD | 42.9330 AUD | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
Ordinary NPV | SWAP | Closing Short | 4,569 | 22.4852 GBP | |||
Ordinary NPV | SWAP | Closing Short | 17,800 | 22.1678 GBP | |||
Ordinary NPV | SWAP | Decreasing Long | 265 | 526.5800 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 278 | 529.5820 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 1,390 | 42.9399 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 2,592 | 525.9448 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 3,788 | 527.6300 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 8,111 | 524.0979 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 8,685 | 524.2138 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 25,350 | 43.0116 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 28,000 | 42.9639 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 60,185 | 525.0117 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 13 | 22.1697 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 17 | 22.3396 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 20 | 22.3017 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 37 | 22.4900 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 67 | 22.2800 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 220 | 22.3100 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 221 | 22.5000 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 239 | 22.3097 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 265 | 526.5800 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 280 | 22.3128 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,112 | 22.3639 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,169 | 22.4505 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 1,948 | 22.3996 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,956 | 22.4246 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,755 | 22.4506 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 2,851 | 22.4769 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,788 | 527.6300 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 8,507 | 22.4944 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 9,736 | 22.4399 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 10,081 | 22.4337 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 15,898 | 22.3429 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 18,618 | 22.3994 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 26,043 | 22.3525 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 37,134 | 22.4700 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 49,646 | 22.4273 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 60,185 | 524.8542 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 1 | 527.0000 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 136 | 22.3177 GBP | |||
Ordinary NPV | CFD | Increasing Long | 278 | 529.4363 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 2,592 | 525.8002 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 8,111 | 523.8884 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 8,685 | 524.0697 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 8,798 | 22.3168 GBP | |||
Ordinary NPV | CFD | Increasing Long | 10,000 | 42.9700 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 17,483 | 524.8011 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 19,121 | 523.9986 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 25,274 | 523.4432 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 40,000 | 42.9603 AUD | |||
Ordinary NPV | CFD | Increasing Long | 48,303 | 526.8026 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 50,992 | 22.4173 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1 | 527.0000 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 14 | 22.5000 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 21 | 22.5001 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 47 | 22.3000 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 94 | 22.3127 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 703 | 22.2478 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 904 | 22.2260 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,160 | 22.2000 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,815 | 22.3302 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,820 | 22.2980 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 2,000 | 22.3022 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 2,658 | 22.3198 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 3,495 | 22.3436 GBP | |||
Ordinary NPV | CFD | Increasing Short | 3,500 | 22.5400 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 4,187 | 22.2298 GBP | |||
Ordinary NPV | CFD | Increasing Short | 6,354 | 22.4075 GBP | |||
Ordinary NPV | CFD | Increasing Short | 9,720 | 22.5000 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 17,483 | 524.8011 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 19,121 | 523.9986 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 21,555 | 22.3704 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 24,185 | 22.3389 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 25,240 | 22.5000 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 25,274 | 523.4432 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 25,312 | 22.3249 GBP | |||
Ordinary NPV | CFD | Increasing Short | 34,474 | 22.3831 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 37,465 | 22.3707 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 39,204 | 22.3797 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 41,992 | 22.3525 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 43,945 | 22.2669 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 48,303 | 526.9607 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 48,948 | 22.3259 GBP | |||
Ordinary NPV | CFD | Increasing Short | 64,056 | 22.4255 GBP | |||
Ordinary NPV | CFD | Increasing Short | 81,395 | 22.3547 GBP | |||
Ordinary NPV | SWAP | Opening Short | 6,000 | 22.3956 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||