Last checked at 21 Dec 2020 14:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SIGNATURE AVIATION PLC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 18 DEC 2020 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 37p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 7,989,158 | 0.96% | 3,120,456 | 0.38% | |
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(2) | Cash-settled derivatives: |
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2,260,953 | 0.27% | 1,716,880 | 0.21% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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(4) |
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| TOTAL: | 10,250,111 | 1.24% | 4,837,336 | 0.58% | |
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
| 37p ordinary | Purchase | 6 | 3.6917 GBP |
| 37p ordinary | Purchase | 23 | 3.6813 GBP |
| 37p ordinary | Purchase | 30 | 3.6520 GBP |
| 37p ordinary | Purchase | 252 | 3.6500 GBP |
| 37p ordinary | Purchase | 326 | 3.6490 GBP |
| 37p ordinary | Purchase | 391 | 3.6643 GBP |
| 37p ordinary | Purchase | 508 | 3.6790 GBP |
| 37p ordinary | Purchase | 524 | 3.6810 GBP |
| 37p ordinary | Purchase | 559 | 3.6605 GBP |
| 37p ordinary | Purchase | 581 | 3.6920 GBP |
| 37p ordinary | Purchase | 602 | 3.7045 GBP |
| 37p ordinary | Purchase | 602 | 3.7055 GBP |
| 37p ordinary | Purchase | 737 | 3.6845 GBP |
| 37p ordinary | Purchase | 739 | 3.6410 GBP |
| 37p ordinary | Purchase | 751 | 3.6970 GBP |
| 37p ordinary | Purchase | 854 | 3.6660 GBP |
| 37p ordinary | Purchase | 909 | 3.7020 GBP |
| 37p ordinary | Purchase | 1,070 | 3.6550 GBP |
| 37p ordinary | Purchase | 1,545 | 3.6950 GBP |
| 37p ordinary | Purchase | 2,184 | 3.6728 GBP |
| 37p ordinary | Purchase | 2,217 | 3.6546 GBP |
| 37p ordinary | Purchase | 3,058 | 3.6984 GBP |
| 37p ordinary | Purchase | 3,955 | 3.6827 GBP |
| 37p ordinary | Purchase | 5,743 | 3.6704 GBP |
| 37p ordinary | Purchase | 11,733 | 3.6882 GBP |
| 37p ordinary | Purchase | 18,449 | 3.6600 GBP |
| 37p ordinary | Purchase | 20,616 | 3.7040 GBP |
| 37p ordinary | Purchase | 21,795 | 3.6594 GBP |
| 37p ordinary | Purchase | 23,249 | 3.6989 GBP |
| 37p ordinary | Purchase | 23,295 | 3.6636 GBP |
| 37p ordinary | Purchase | 42,966 | 3.6545 GBP |
| 37p ordinary | Purchase | 53,672 | 3.6720 GBP |
| 37p ordinary | Purchase | 63,923 | 3.7150 GBP |
| 37p ordinary | Purchase | 64,354 | 3.7046 GBP |
| 37p ordinary | Purchase | 80,630 | 3.6642 GBP |
| 37p ordinary | Purchase | 91,309 | 3.7159 GBP |
| 37p ordinary | Purchase | 96,954 | 3.6848 GBP |
| 37p ordinary | Purchase | 107,514 | 3.7000 GBP |
| 37p ordinary | Purchase | 184,368 | 3.6310 GBP |
| 37p ordinary | Purchase | 186,698 | 3.7100 GBP |
| 37p ordinary | Purchase | 215,786 | 3.6567 GBP |
| 37p ordinary | Purchase | 250,000 | 3.6370 GBP |
| 37p ordinary | Purchase | 276,696 | 3.7004 GBP |
| 37p ordinary | Purchase | 311,589 | 3.6890 GBP |
| 37p ordinary | Purchase | 358,885 | 3.6417 GBP |
| 37p ordinary | Purchase | 400,329 | 3.6969 GBP |
| 37p ordinary | Purchase | 414,153 | 3.6497 GBP |
| 37p ordinary | Purchase | 482,808 | 3.6375 GBP |
| 37p ordinary | Purchase | 590,386 | 3.6723 GBP |
| 37p ordinary | Purchase | 836,424 | 3.6607 GBP |
| 37p ordinary | Purchase | 997,742 | 3.6493 GBP |
| 37p ordinary | Purchase | 1,310,225 | 3.6888 GBP |
| 37p ordinary | Sale | 10 | 3.6545 GBP |
| 37p ordinary | Sale | 252 | 3.6500 GBP |
| 37p ordinary | Sale | 326 | 3.6490 GBP |
| 37p ordinary | Sale | 413 | 3.6926 GBP |
| 37p ordinary | Sale | 508 | 3.6790 GBP |
| 37p ordinary | Sale | 524 | 3.6810 GBP |
| 37p ordinary | Sale | 546 | 3.6910 GBP |
| 37p ordinary | Sale | 909 | 3.7020 GBP |
| 37p ordinary | Sale | 1,034 | 3.6998 GBP |
| 37p ordinary | Sale | 1,191 | 3.6550 GBP |
| 37p ordinary | Sale | 1,534 | 3.7007 GBP |
| 37p ordinary | Sale | 1,582 | 3.6610 GBP |
| 37p ordinary | Sale | 1,913 | 3.6917 GBP |
| 37p ordinary | Sale | 2,456 | 3.7000 GBP |
| 37p ordinary | Sale | 2,503 | 3.7040 GBP |
| 37p ordinary | Sale | 2,503 | 3.7043 GBP |
| 37p ordinary | Sale | 2,666 | 3.6796 GBP |
| 37p ordinary | Sale | 3,022 | 3.6738 GBP |
| 37p ordinary | Sale | 3,278 | 3.6693 GBP |
| 37p ordinary | Sale | 3,380 | 3.6895 GBP |
| 37p ordinary | Sale | 4,328 | 3.6880 GBP |
| 37p ordinary | Sale | 4,623 | 3.6753 GBP |
| 37p ordinary | Sale | 6,920 | 3.6651 GBP |
| 37p ordinary | Sale | 8,683 | 3.6990 GBP |
| 37p ordinary | Sale | 18,449 | 3.6600 GBP |
| 37p ordinary | Sale | 32,737 | 3.6815 GBP |
| 37p ordinary | Sale | 38,957 | 3.7096 GBP |
| 37p ordinary | Sale | 64,997 | 3.6883 GBP |
| 37p ordinary | Sale | 66,055 | 3.6801 GBP |
| 37p ordinary | Sale | 73,528 | 3.6890 GBP |
| 37p ordinary | Sale | 92,184 | 3.6310 GBP |
| 37p ordinary | Sale | 158,866 | 3.6977 GBP |
| 37p ordinary | Sale | 186,698 | 3.7107 GBP |
| 37p ordinary | Sale | 319,617 | 3.7103 GBP |
| 37p ordinary | Sale | 835,806 | 3.6873 GBP |
| 37p ordinary | Sale | 1,432,769 | 3.6893 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
| security | securities | |||
| 37p ordinary | SWAP | Long | 232 | 3.6889 GBP |
| 37p ordinary | SWAP | Long | 1,654 | 3.7017 GBP |
| 37p ordinary | CFD | Long | 1,999 | 3.6426 GBP |
| 37p ordinary | SWAP | Long | 2,356 | 3.6832 GBP |
| 37p ordinary | CFD | Long | 4,081 | 3.6998 GBP |
| 37p ordinary | SWAP | Long | 10,318 | 3.6843 GBP |
| 37p ordinary | CFD | Long | 29,307 | 3.6887 GBP |
| 37p ordinary | SWAP | Long | 31,232 | 3.6875 GBP |
| 37p ordinary | CFD | Long | 50,465 | 3.7000 GBP |
| 37p ordinary | SWAP | Long | 89,309 | 3.6918 GBP |
| 37p ordinary | SWAP | Long | 170,969 | 3.6842 GBP |
| 37p ordinary | SWAP | Long | 202,355 | 3.6869 GBP |
| 37p ordinary | SWAP | Long | 349,174 | 3.6867 GBP |
| 37p ordinary | SWAP | Short | 3 | 3.7014 GBP |
| 37p ordinary | SWAP | Short | 5 | 3.7040 GBP |
| 37p ordinary | SWAP | Short | 6 | 3.6917 GBP |
| 37p ordinary | SWAP | Short | 23 | 3.6813 GBP |
| 37p ordinary | SWAP | Short | 188 | 3.7226 GBP |
| 37p ordinary | SWAP | Short | 818 | 3.7337 GBP |
| 37p ordinary | CFD | Short | 1,999 | 3.7231 GBP |
| 37p ordinary | CFD | Short | 2,000 | 3.6569 GBP |
| 37p ordinary | CFD | Short | 4,397 | 3.7072 GBP |
| 37p ordinary | SWAP | Short | 4,755 | 3.6870 GBP |
| 37p ordinary | SWAP | Short | 9,504 | 3.6862 GBP |
| 37p ordinary | SWAP | Short | 16,253 | 3.6812 GBP |
| 37p ordinary | SWAP | Short | 40,202 | 3.6997 GBP |
| 37p ordinary | SWAP | Short | 76,862 | 3.7092 GBP |
| 37p ordinary | SWAP | Short | 116,634 | 6.7669 USD |
| 37p ordinary | SWAP | Short | 203,724 | 6.7253 USD |
| 37p ordinary | SWAP | Short | 270,445 | 6.8122 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 21 DEC 2020 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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