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Holding(s) in Company

18 Nov 2016 16:50

RNS Number : 6216P
Trinity Capital PLC
18 November 2016
 

 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Trinity Capital plc

 

2 Reason for the notification (please tick the appropriate box or boxes):

 

An acquisition or disposal of voting rights

X

 

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

3. Full name of person(s) subject to the notification obligation:

 

Alpine Woods Capital Investors, LLC

4. Full name of shareholder(s) (if different from 3.):

 

 See Section 9

5. Date of the transaction and date on which the threshold is crossed or reached:

 

03/11/2016

6. Date on which issuer notified:

 

18/11/2016

7. Threshold(s) that is/are crossed or reached:

 

Decrease to 2.9%

 

8. Notified details:

A: Voting rights attached to shares

 

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights

Direct

Direct

Indirect

Direct

Indirect

GB00B0ZL5243

6,426,577

6,426,577

6,000,000

6,000,000

 2.9%

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financialinstrument

Expirationdate

Exercise/ConversionPeriod

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

 

% of votingrights

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financialinstrument

Exerciseprice

Expirationdate

Exercise/Conversionperiod

Number of votingrights instrumentrefers to

% of voting rights

 

Nominal

Delta

 

 

Total (A+B+C)

 

Number of voting rights

Percentage of voting rights

 6,000,000

 2.9%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable:

 Alpine Woods Capital Investors, LLC is a Registered Investment Advisor which manages several Open-end and Closed-end Funds. Hedge Funds and Institutional Accounts. The direct shareholders of the Trinity Capital are the Alpine International Real Estate Equity Fund.

 

Proxy Voting:

 

10. Name of the proxy holder:

 

 N/A

11. Number of voting rights proxy holder will cease to hold:

 

 N/A

12. Date on which proxy holder will cease to hold voting rights:

 

 

13. Additional information:

 

14. Contact name:

 

 Susan Norris

15. Contact telephone number:

 

 914-251-0880

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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