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Pin to quick picksOberon Investments Group Plc Regulatory News (OBE.PL)

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Holding(s) in Company

28 Sep 2023 16:41

RNS Number : 0572O
Oberon Investments Group PLC
28 September 2023
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TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BDZRYX75

Issuer Name

OBERON INVESTMENTS GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An event changing the breakdown of voting rights

3. Details of person subject to the notification obligation

Name

Octopus Investments Limited

City of registered office (if applicable)

London

Country of registered office (if applicable)

England

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

Β 

City of registered office (if applicable)

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Country of registered office (if applicable)

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5. Date on which the threshold was crossed or reached

27-Sep-2023

6. Date on which Issuer notified

28-Sep-2023

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

8.510000

0.000000

8.510000

51548579

Position of previous notification (if applicable)

9.770000

0.000000

9.770000

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BDZRYX75

0

51548579

0.000000

8.510000

Sub Total 8.A

51548579

8.510000%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

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Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

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Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Octopus Capital Limited

Octopus Investments Limited

8.510000

0.000000

8.510000%

10. In case of proxy voting

Name of the proxy holder

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The number and % of voting rights held

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The date until which the voting rights will be held

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11. Additional Information

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12. Date of Completion

28/09/2023

13. Place Of Completion

33 Holborn, London, EC1N 2HT

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END
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NEXEASNPALEDEFA
12
Date   Source Headline
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3rd Jun 20265:22 pmRNSDirector/PDMR Shareholding
13th May 20267:00 amRNSDirector/PDMR Shareholding
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30th Apr 20263:34 pmRNSSIP Shares and Director/PDMR Dealing
14th Apr 20267:00 amRNSTrading Update
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31st Mar 202610:00 amRNS-ROberon Launches Global Thematic Equity Fund
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31st Dec 202510:25 amRNSSIP Shares and Director/PDMR Dealing
31st Dec 202510:25 amRNSSIP Shares and Director/PDMR Dealing
22nd Dec 20257:00 amRNSFundraising to raise £0.625 million
22nd Dec 20257:00 amRNSFundraising to raise £0.625 million
16th Dec 20257:30 amRNSInterim Results
1st Dec 202510:16 amRNSSIP Shares and Director/PDMR Dealing
13th Nov 20256:25 pmRNSSIP Shares and Director/PDMR Dealing
24th Oct 20254:00 pmRNSIssue of EMI Options
23rd Oct 20257:00 amRNS-RFormer Hawksmoor Exeter Team Joins Oberon
9th Oct 20254:46 pmRNSUpdate: proposed acquisition - WH Ireland Wealth
8th Oct 20252:07 pmRNSMedia Coverage and WH Ireland Shareholder Vote
8th Oct 202510:00 amRNSSIP Shares and Director/PDMR Dealing
25th Sep 20253:00 pmRNSResult of AGM
22nd Sep 20257:36 amRNSOberon to acquire WH Ireland’s Wealth Business
15th Sep 20253:38 pmRNSTR-1: Notification of Major Holdings
11th Sep 20255:04 pmRNSTR-1: Notification of Major Holdings
9th Sep 202512:03 pmRNSSIP Shares and Director/PDMR Dealing
5th Sep 20257:00 amRNSFundraising to raise £1.58 million
2nd Sep 20257:00 amRNSNotice of AGM
18th Aug 20257:00 amRNS-RFormer JM Finn COO (IM) joins Oberon
15th Aug 202511:45 amRNSSIP Shares and Director/PDMR Dealing
11th Aug 20257:00 amRNS-RPeter Martin Joins Oberon
29th Jul 20257:00 amRNSResults for the year ended 31 March 2025
2nd Jul 20255:15 pmRNSDirector/PDMR Shareholding
11th Jun 20253:40 pmRNSDirector/PDMR Shareholding
8th May 20254:30 pmRNSSIP Shares and Director/PDMR Dealing
22nd Apr 20257:00 amRNSIssue of Shares, Director/PDMR Dealing and TVR
15th Apr 20257:00 amRNSAppointment of Corporate Adviser
14th Mar 20257:00 amRNSDirectorate Change
28th Feb 20257:00 amRNSTotal Voting Rights
20th Feb 202512:51 pmRNSTR-1: Notification of Major Holdings
18th Feb 20252:58 pmRNSResult of GM
13th Feb 20257:00 amRNSPlacing to raise £2.5 million
3rd Feb 20257:00 amRNSProposed Capital Reduction and Notice of GM
24th Jan 20257:00 amRNSIssue of EMI Options
18th Dec 20247:00 amRNSHalf-year Report
17th Oct 20247:00 amRNSDirectorate Changes
30th Sep 20247:00 amRNSTotal Voting Rights
25th Sep 20247:00 amRNSDirectorate Changes
19th Sep 20247:00 amRNSDirector/PDMR Shareholding
12

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