14 Sep 2015 11:43
DIPLOMA PLC
12 CHARTERHOUSE SQUARE, LONDON EC1M 6AX
TELEPHONE: +44 (0)20 7549 5700
FACSIMILE: +44 (0)20 7549 5715
FOR IMMEDIATE RELEASE
14 September 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Diploma PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | S | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ¨ | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ¨ | |||
An event changing the breakdown of voting rights | ¨ | |||
Other (please specify): | ¨ | |||
3. Full name of person(s) subject to thenotification obligation: iii | Brown Brothers Harriman & Co. | |||
4. Full name of shareholder(s) (if different from 3.):iv | 1818 Master Partners, Ltd. | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 10 September, 2015 | |||
6. Date on which issuer notified: | 11 September, 2015 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 3% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0001826634 | 3,250,249 | 3,250,249 | 3,460,293 | 3,460,293 | 0 | 3.056% | 0 | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
3,460,293 | 3.056% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
The security being reported is beneficially owned by 1818 Master Partners, Ltd., of which Brown Brothers Harriman & Co is a control person based upon its holding of all the voting interests in, and directing the management of, 1818 Master Partners, Ltd. By virtue of a resolution adopted by Brown Brothers Harriman & Co. ("BBH&Co.") designating Richard H. Witmer and Timothy E. Hartch, or either of them, as the sole and exclusive persons at BBH&Co. having voting power (including the power to vote or to direct the vote) and investment power (including the power to dispose or to direct the disposition) with respect to all investments of 1818 Master Partners, Ltd., Mr Hartch and Mr. Witmer may be deemed to beneficially own 3,460,293 shares of Diploma PLC. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | Brown Brothers Harriman & Co. | |
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | David Reif | |
15. Contact telephone number: | 212 493 8318 | |