Last checked at 1 May 2024 11:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 30 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Purchases | 495,739434,69911,879 | 22.6908 GBP43.3046 AUD527.2132 ZAR | 22.2300 GBP43.0300 AUD527.2132 ZAR |
Ordinary NPV | Sales | 569,073434,97111,879 | 22.7100 GBP43.2987 AUD527.2132 ZAR | 22.2300 GBP43.0300 AUD527.2132 ZAR |
ADR / (1.00 : 2.00) | Purchases | 106,784 (213,568) | 56.1800 USD | 55.5091 USD |
ADR / (1.00 : 2.00) | Sales | 126,784 (253,568) | 56.0900 USD | 55.1600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | Reducing a short position | 33 | 22.2297 GBP |
Ordinary NPV | CFD | Reducing a short position | 3,522 | 22.2298 GBP |
Ordinary NPV | CFD | Reducing a long position | 219 | 22.2302 GBP |
Ordinary NPV | CFD | Opening a short position | 630 | 22.2524 GBP |
Ordinary NPV | CFD | Reducing a long position | 220 | 22.2645 GBP |
Ordinary NPV | CFD | Reducing a long position | 364 | 22.2876 GBP |
Ordinary NPV | CFD | Reducing a long position | 103 | 22.2876 GBP |
Ordinary NPV | CFD | Reducing a long position | 9,436 | 22.3437 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,672 | 22.3437 GBP |
Ordinary NPV | CFD | Reducing a long position | 319 | 22.3437 GBP |
Ordinary NPV | CFD | Reducing a long position | 132 | 22.3437 GBP |
Ordinary NPV | CFD | Opening a short position | 3,522 | 22.4173 GBP |
Ordinary NPV | CFD | Increasing a long position | 91 | 22.4598 GBP |
Ordinary NPV | CFD | Reducing a short position | 12,766 | 22.4622 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,070 | 22.4735 GBP |
Ordinary NPV | CFD | Reducing a long position | 586 | 22.4735 GBP |
Ordinary NPV | CFD | Reducing a long position | 66 | 22.4735 GBP |
Ordinary NPV | CFD | Reducing a long position | 28 | 22.4735 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,987 | 22.4934 GBP |
Ordinary NPV | CFD | Reducing a long position | 561 | 22.4934 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,687 | 22.6140 GBP |
Ordinary NPV | CFD | Reducing a long position | 477 | 22.6140 GBP |
Ordinary NPV | CFD | Reducing a long position | 51 | 22.6140 GBP |
Ordinary NPV | CFD | Reducing a long position | 21 | 22.6140 GBP |
Ordinary NPV | CFD | Reducing a long position | 24 | 22.7134 GBP |
Ordinary NPV | CFD | Increasing a short position | 283 | 22.7134 GBP |
Ordinary NPV | CFD | Increasing a short position | 41 | 22.7134 GBP |
Ordinary NPV | CFD | Reducing a short position | 22,059 | 27.9456 USD |
Ordinary NPV | CFD | Reducing a long position | 1,031 | 28.0463 USD |
Ordinary NPV | CFD | Opening a long position | 1,031 | 28.1841 USD |
Ordinary NPV | CFD | Reducing a long position | 10,605 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a long position | 1,031 | 42.9700 AUD |
Ordinary NPV | CFD | Opening a long position | 8,168 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a long position | 24,960 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a long position | 8,168 | 42.9700 AUD |
Ordinary NPV | CFD | Increasing a long position | 10,605 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,031 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a short position | 24,960 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a short position | 45,555 | 42.9700 AUD |
Ordinary NPV | CFD | Increasing a long position | 8,179 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a long position | 45,555 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a long position | 8,179 | 42.9700 AUD |
Ordinary NPV | CFD | Reducing a short position | 480 | 43.0249 AUD |
Ordinary NPV | CFD | Reducing a short position | 164 | 43.0249 AUD |
Ordinary NPV | CFD | Reducing a short position | 4,868 | 43.0257 AUD |
Ordinary NPV | CFD | Reducing a long position | 4,868 | 43.0257 AUD |
Ordinary NPV | CFD | Reducing a short position | 24,652 | 43.0263 AUD |
Ordinary NPV | CFD | Reducing a short position | 13,771 | 43.0266 AUD |
Ordinary NPV | CFD | Increasing a long position | 5,717 | 43.0266 AUD |
Ordinary NPV | CFD | Increasing a long position | 5,481 | 43.0266 AUD |
Ordinary NPV | CFD | Increasing a short position | 19,252 | 43.0266 AUD |
Ordinary NPV | CFD | Reducing a long position | 739 | 43.0287 AUD |
Ordinary NPV | CFD | Reducing a long position | 47,946 | 43.0300 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,031 | 43.0300 AUD |
Ordinary NPV | CFD | Reducing a long position | 24,652 | 43.0300 AUD |
Ordinary NPV | CFD | Opening a long position | 8,168 | 43.0300 AUD |
Ordinary NPV | CFD | Opening a short position | 53,322 | 43.0300 AUD |
Ordinary NPV | CFD | Opening a long position | 11,993 | 43.0300 AUD |
Ordinary NPV | CFD | Reducing a long position | 11,993 | 43.0300 AUD |
Ordinary NPV | CFD | Opening a short position | 2,946 | 43.0365 AUD |
Ordinary NPV | CFD | Opening a short position | 23,401 | 43.0365 AUD |
Ordinary NPV | CFD | Reducing a long position | 8,168 | 43.0365 AUD |
Ordinary NPV | CFD | Reducing a short position | 95 | 43.0543 AUD |
Ordinary NPV | CFD | Increasing a short position | 25 | 43.0960 AUD |
Ordinary NPV | CFD | Increasing a short position | 8,123 | 43.0960 AUD |
Ordinary NPV | CFD | Opening a long position | 8,179 | 43.0964 AUD |
Ordinary NPV | CFD | Increasing a long position | 58,700 | 43.0996 AUD |
Ordinary NPV | CFD | Reducing a short position | 869 | 43.1024 AUD |
Ordinary NPV | CFD | Reducing a short position | 11 | 43.1024 AUD |
Ordinary NPV | CFD | Reducing a short position | 27 | 43.1024 AUD |
Ordinary NPV | CFD | Reducing a short position | 246 | 43.1024 AUD |
Ordinary NPV | CFD | Increasing a short position | 58,700 | 43.1050 AUD |
Ordinary NPV | CFD | Reducing a long position | 1,153 | 43.1088 AUD |
Ordinary NPV | CFD | Increasing a short position | 5,405 | 43.1259 AUD |
Ordinary NPV | CFD | Opening a long position | 5,699 | 43.1265 AUD |
Ordinary NPV | CFD | Opening a short position | 294 | 43.1366 AUD |
Ordinary NPV | CFD | Reducing a short position | 48 | 43.1418 AUD |
Ordinary NPV | CFD | Reducing a long position | 28,115 | 43.1462 AUD |
Ordinary NPV | CFD | Reducing a long position | 104 | 43.1731 AUD |
Ordinary NPV | CFD | Reducing a short position | 38 | 43.1759 AUD |
Ordinary NPV | CFD | Opening a long position | 8,054 | 43.1767 AUD |
Ordinary NPV | CFD | Reducing a short position | 14,344 | 43.1767 AUD |
Ordinary NPV | CFD | Opening a long position | 47,798 | 43.1816 AUD |
Ordinary NPV | CFD | Reducing a short position | 191 | 43.1816 AUD |
Ordinary NPV | CFD | Opening a short position | 2,243 | 43.1837 AUD |
Ordinary NPV | CFD | Reducing a long position | 45,746 | 43.1837 AUD |
Ordinary NPV | CFD | Opening a long position | 24,960 | 43.1946 AUD |
Ordinary NPV | CFD | Increasing a long position | 45,555 | 43.1976 AUD |
Ordinary NPV | CFD | Opening a short position | 45,555 | 43.1997 AUD |
Ordinary NPV | CFD | Increasing a short position | 31 | 43.2055 AUD |
Ordinary NPV | CFD | Reducing a short position | 18 | 43.2135 AUD |
Ordinary NPV | CFD | Reducing a short position | 165 | 43.2330 AUD |
Ordinary NPV | CFD | Reducing a short position | 118,163 | 43.2410 AUD |
Ordinary NPV | CFD | Reducing a long position | 165 | 43.2417 AUD |
Ordinary NPV | CFD | Reducing a long position | 118,163 | 43.2432 AUD |
Ordinary NPV | CFD | Opening a long position | 12,269 | 43.2467 AUD |
Ordinary NPV | CFD | Opening a short position | 12,269 | 43.2467 AUD |
Ordinary NPV | CFD | Reducing a short position | 2,636 | 43.2478 AUD |
Ordinary NPV | CFD | Opening a short position | 1,031 | 43.2500 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,636 | 43.2500 AUD |
Ordinary NPV | CFD | Increasing a long position | 123 | 43.2538 AUD |
Ordinary NPV | CFD | Increasing a long position | 158,504 | 43.2574 AUD |
Ordinary NPV | CFD | Increasing a short position | 158,504 | 43.2596 AUD |
Ordinary NPV | CFD | Increasing a short position | 45 | 43.2625 AUD |
Ordinary NPV | CFD | Increasing a short position | 78 | 43.2625 AUD |
Ordinary NPV | CFD | Increasing a short position | 21 | 43.2899 AUD |
Ordinary NPV | CFD | Increasing a short position | 7 | 43.2899 AUD |
Ordinary NPV | CFD | Increasing a short position | 731 | 43.2899 AUD |
Ordinary NPV | CFD | Increasing a short position | 207 | 43.2899 AUD |
Ordinary NPV | CFD | Increasing a long position | 966 | 43.2899 AUD |
Ordinary NPV | CFD | Opening a long position | 10,605 | 43.3183 AUD |
Ordinary NPV | CFD | Opening a short position | 10,605 | 43.3183 AUD |
Ordinary NPV | CFD | Reducing a short position | 10 | 43.3373 AUD |
Ordinary NPV | CFD | Opening a long position | 191 | 43.3373 AUD |
Ordinary NPV | CFD | Reducing a long position | 10 | 43.3395 AUD |
Ordinary NPV | CFD | Opening a short position | 191 | 43.3395 AUD |
Ordinary NPV | CFD | Opening a short position | 15 | 525.1714 ZAR |
Ordinary NPV | CFD | Reducing a short position | 15 | 525.1714 ZAR |
Ordinary NPV | CFD | Increasing a long position | 900 | 526.5893 ZAR |
Ordinary NPV | CFD | Reducing a short position | 18,422 | 528.9173 ZAR |
Ordinary NPV | SWAP | Increasing a short position | 8,628 | 22.4268 GBP |
Ordinary NPV | SWAP | Increasing a short position | 1,910 | 27.9421 USD |
Ordinary NPV | SWAP | Reducing a short position | 51 | 27.9588 USD |
Ordinary NPV | SWAP | Reducing a short position | 51 | 42.9700 AUD |
Ordinary NPV | SWAP | Reducing a long position | 51 | 42.9700 AUD |
Ordinary NPV | SWAP | Reducing a long position | 1,184 | 42.9700 AUD |
Ordinary NPV | SWAP | Reducing a short position | 396 | 42.9700 AUD |
Ordinary NPV | SWAP | Reducing a long position | 396 | 42.9700 AUD |
Ordinary NPV | SWAP | Reducing a short position | 1,184 | 42.9700 AUD |
Ordinary NPV | SWAP | Increasing a long position | 1,910 | 43.0300 AUD |
Ordinary NPV | SWAP | Opening a short position | 1,184 | 43.0300 AUD |
Ordinary NPV | SWAP | Opening a short position | 396 | 43.0300 AUD |
Ordinary NPV | SWAP | Increasing a long position | 26,832 | 43.0300 AUD |
Ordinary NPV | SWAP | Increasing a long position | 2,946 | 43.0365 AUD |
Ordinary NPV | SWAP | Increasing a long position | 23,401 | 43.0365 AUD |
Ordinary NPV | SWAP | Opening a short position | 51 | 43.0575 AUD |
Ordinary NPV | SWAP | Increasing a long position | 12,300 | 43.1702 AUD |
Ordinary NPV | SWAP | Reducing a long position | 158,167 | 526.5000 ZAR |
Ordinary NPV | SWAP | Reducing a long position | 41,381 | 527.5108 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 2.00) | Call Option / (1.00 : 200.00) | Purchasing | 2 (400) | 60.0000 USD | AMERICAN | 16/08/2024 | 1.7000 USD |
ADR / (1.00 : 2.00) | Call Option / (1.00 : 200.00) | Purchasing | 50 (10,000) | 62.5000 USD | AMERICAN | 21/06/2024 | 0.3436 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 50 (10,000) | 50.0000 USD | AMERICAN | 21/06/2024 | 0.3800 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 15 (3,000) | 50.0000 USD | AMERICAN | 19/07/2024 | 0.6000 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 7 (1,400) | 50.0000 USD | AMERICAN | 19/07/2024 | 0.6500 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 6 (1,200) | 55.0000 USD | AMERICAN | 19/07/2024 | 1.9500 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Selling | 50 (10,000) | 52.5000 USD | AMERICAN | 21/06/2024 | 0.7936 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 01 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.