Last checked at 21 May 2024 11:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 20 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 1,059 | 61.6864 USD | 61.3300 USD |
ADR | SALES | 1,059 | 61.6864 USD | 61.3300 USD |
Ordinary NPV | PURCHASES | 349,746 | 24.3700 GBP | 24.0950 GBP |
Ordinary NPV | SALES | 330,844 | 24.3800 GBP | 24.1000 GBP |
Ordinary NPV | PURCHASES | 12,700 | 30.6440 USD | 30.6440 USD |
Ordinary NPV | SALES | 408 | 30.8175 USD | 30.8175 USD |
Ordinary NPV | PURCHASES | 356,002 | 46.0100 AUD | 45.7200 AUD |
Ordinary NPV | SALES | 298,609 | 46.0100 AUD | 45.7200 AUD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | increasing a long position | 10,885 | 24.2543 GBP |
Ordinary NPV | CFD | increasing a long position | 3,621 | 24.2610 GBP |
Ordinary NPV | CFD | increasing a long position | 7,840 | 24.2706 GBP |
Ordinary NPV | CFD | increasing a long position | 4,886 | 24.3170 GBP |
Ordinary NPV | CFD | increasing a long position | 232 | 24.3600 GBP |
Ordinary NPV | CFD | increasing a long position | 5,622 | 45.7817 AUD |
Ordinary NPV | CFD | increasing a long position | 1,257 | 45.7978 AUD |
Ordinary NPV | CFD | increasing a long position | 838 | 45.7978 AUD |
Ordinary NPV | CFD | increasing a long position | 1,385 | 45.8125 AUD |
Ordinary NPV | CFD | increasing a long position | 216 | 45.8147 AUD |
Ordinary NPV | CFD | increasing a long position | 6,167 | 561.2631 ZAR |
Ordinary NPV | CFD | increasing a long position | 1,500 | 561.5045 ZAR |
Ordinary NPV | CFD | increasing a long position | 746 | 561.7869 ZAR |
Ordinary NPV | CFD | increasing a long position | 4,415 | 561.9439 ZAR |
Ordinary NPV | CFD | increasing a short position | 131 | 24.1000 GBP |
Ordinary NPV | CFD | increasing a short position | 14,279 | 24.2327 GBP |
Ordinary NPV | CFD | increasing a short position | 6,434 | 24.2625 GBP |
Ordinary NPV | CFD | increasing a short position | 1,000 | 24.3673 GBP |
Ordinary NPV | CFD | increasing a short position | 1,000 | 24.3673 GBP |
Ordinary NPV | CFD | increasing a short position | 61 | 45.7000 AUD |
Ordinary NPV | CFD | increasing a short position | 101 | 45.7000 AUD |
Ordinary NPV | CFD | increasing a short position | 38 | 45.7100 AUD |
Ordinary NPV | CFD | increasing a short position | 61 | 45.7100 AUD |
Ordinary NPV | CFD | increasing a short position | 106 | 45.7200 AUD |
Ordinary NPV | CFD | increasing a short position | 12,002 | 45.8239 AUD |
Ordinary NPV | CFD | increasing a short position | 32,060 | 45.8307 AUD |
Ordinary NPV | CFD | reducing a long position | 12,000 | 24.1677 GBP |
Ordinary NPV | CFD | reducing a long position | 59,131 | 24.2053 GBP |
Ordinary NPV | CFD | reducing a long position | 386 | 45.7200 AUD |
Ordinary NPV | CFD | reducing a long position | 12,700 | 45.7509 AUD |
Ordinary NPV | CFD | reducing a long position | 134 | 45.8285 AUD |
Ordinary NPV | CFD | reducing a long position | 86 | 45.8358 AUD |
Ordinary NPV | CFD | reducing a long position | 131 | 45.8358 AUD |
Ordinary NPV | CFD | reducing a long position | 150,334 | 45.8698 AUD |
Ordinary NPV | CFD | reducing a long position | 5,700 | 559.6283 ZAR |
Ordinary NPV | CFD | reducing a long position | 6,167 | 561.2631 ZAR |
Ordinary NPV | CFD | reducing a long position | 1,500 | 561.5045 ZAR |
Ordinary NPV | CFD | reducing a long position | 290 | 561.7247 ZAR |
Ordinary NPV | CFD | reducing a long position | 746 | 561.7867 ZAR |
Ordinary NPV | CFD | reducing a long position | 4,415 | 561.9439 ZAR |
Ordinary NPV | CFD | reducing a short position | 1,246 | 24.1600 GBP |
Ordinary NPV | CFD | reducing a short position | 12 | 24.1802 GBP |
Ordinary NPV | CFD | reducing a short position | 605 | 24.2303 GBP |
Ordinary NPV | CFD | reducing a short position | 12,760 | 24.2527 GBP |
Ordinary NPV | CFD | reducing a short position | 34 | 24.2815 GBP |
Ordinary NPV | CFD | reducing a short position | 134 | 24.3400 GBP |
Ordinary NPV | CFD | reducing a short position | 15,206 | 24.3600 GBP |
Ordinary NPV | CFD | reducing a short position | 1,994 | 45.7200 AUD |
Ordinary NPV | CFD | reducing a short position | 200 | 45.7967 AUD |
Ordinary NPV | CFD | reducing a short position | 2,240 | 45.7996 AUD |
Ordinary NPV | CFD | reducing a short position | 255 | 45.7996 AUD |
Ordinary NPV | CFD | reducing a short position | 8,000 | 45.8032 AUD |
Ordinary NPV | CFD | reducing a short position | 37,000 | 45.8032 AUD |
Ordinary NPV | CFD | reducing a short position | 39,000 | 45.8032 AUD |
Ordinary NPV | CFD | reducing a short position | 2,253 | 45.8086 AUD |
Ordinary NPV | CFD | reducing a short position | 106 | 45.8147 AUD |
Ordinary NPV | CFD | reducing a short position | 59,351 | 45.8203 AUD |
Ordinary NPV | CFD | reducing a short position | 70,000 | 45.8776 AUD |
Ordinary NPV | CFD | reducing a short position | 408 | 46.0100 AUD |
Ordinary NPV | CFD | reducing a short position | 5,700 | 559.6283 ZAR |
Ordinary NPV | CFD | reducing a short position | 290 | 561.7247 ZAR |
Ordinary NPV | Open Ended Knock out Warrant (18) (ISIN | LONG | 200 | 5.8000 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
Ordinary NPV | Short call | N/A | 1,240 | 43.2876 AUD |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 21 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.