Last checked at 21 May 2024 11:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 20 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 1962521 | 24.39428 GBP | 19.66295 GBP |
Ordinary NPV | Sell
| 1978920 | 24.40855 GBP | 19.66295 GBP |
ADR
| Buy | 140558 | 61.75301 USD | 61.36000 USD |
ADR
| Sell | 84960 | 61.75301 USD | 61.36000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 96749 | 45.72 AUD |
Ordinary NPV | CFD
| Long | 262 | 24.2715648853435 GBP |
Ordinary NPV | CFD
| Long | 894 | 24.207586043736 GBP |
Ordinary NPV | CFD
| Long | 10676 | 24.2272068198258 GBP |
Ordinary NPV | CFD
| Long | 13680 | 24.3075676148421 GBP |
Ordinary NPV | CFD
| Long | 580 | 45.82059483 AUD |
Ordinary NPV | CFD
| Long | 4067 | 24.28240226 GBP |
Ordinary NPV | CFD
| Long | 23527 | 561.58504697 ZAR |
Ordinary NPV | CFD
| Long | 1 | 561.81 ZAR |
Ordinary NPV | CFD
| Long | 477 | 24.255912 GBP |
Ordinary NPV | CFD
| Long | 8 | 45.81875 AUD |
Ordinary NPV | CFD
| Long | 18103 | 45.80153 AUD |
Ordinary NPV | CFD
| Long | 35233 | 45.818622 AUD |
Ordinary NPV | CFD
| Long | 31922 | 45.83805 AUD |
Ordinary NPV | CFD
| Long | 317 | 45.804385 AUD |
Ordinary NPV | CFD
| Long | 27778 | 45.812088 AUD |
Ordinary NPV | CFD
| Long | 24635 | 45.9514444441445 AUD |
Ordinary NPV | CFD
| Long | 136 | 45.8234296705882 AUD |
Ordinary NPV | CFD
| Long | 1694 | 45.82337367 AUD |
Ordinary NPV | CFD
| Long | 50553 | 45.771019 AUD |
Ordinary NPV | CFD
| Long | 100000 | 45.860319 AUD |
Ordinary NPV | CFD
| Long | 2132 | 45.92476548 AUD |
Ordinary NPV | CFD
| Long | 310 | 45.924774 AUD |
Ordinary NPV | CFD
| Long | 1094 | 45.92476234 AUD |
Ordinary NPV | CFD
| Long | 459 | 45.84027 AUD |
Ordinary NPV | CFD
| Long | 4000 | 45.8256 AUD |
Ordinary NPV | CFD
| Long | 2048 | 45.750093 AUD |
Ordinary NPV | CFD
| Long | 169724 | 45.790016 AUD |
Ordinary NPV | CFD
| Long | 44243 | 45.778982 AUD |
Ordinary NPV | CFD
| Long | 56692 | 45.821187 AUD |
Ordinary NPV | CFD
| Long | 28 | 45.7525 AUD |
Ordinary NPV | CFD
| Long | 134681 | 45.81968 AUD |
Ordinary NPV | CFD
| Long | 223811 | 45.825126 AUD |
Ordinary NPV | CFD
| Long | 37072 | 45.725927 AUD |
Ordinary NPV | CFD
| Long | 11292 | 45.81831164 AUD |
Ordinary NPV | CFD
| Long | 64574 | 45.850122 AUD |
Ordinary NPV | CFD
| Long | 18316 | 45.791344 AUD |
Ordinary NPV | CFD
| Long | 1394 | 24.34 GBP |
Ordinary NPV | CFD
| Long | 112 | 24.18 GBP |
Ordinary NPV | CFD
| Long | 205 | 45.85 AUD |
Ordinary NPV | CFD
| Long | 16506 | 561.96181813 ZAR |
Ordinary NPV | CFD
| Long | 1050 | 24.36 GBP |
Ordinary NPV | CFD
| Long | 1000 | 24.14232 GBP |
Ordinary NPV | CFD
| Long | 13594 | 24.231555 GBP |
Ordinary NPV | CFD
| Long | 31202 | 45.8035698032177 AUD |
Ordinary NPV | CFD
| Long | 1945 | 45.8408663662211 AUD |
Ordinary NPV | CFD
| Long | 359 | 45.8524586726184 AUD |
Ordinary NPV | CFD
| Long | 3429 | 45.812061 AUD |
Ordinary NPV | CFD
| Long | 3613 | 45.810638 AUD |
Ordinary NPV | CFD
| Long | 410 | 45.845781 AUD |
Ordinary NPV | CFD
| Long | 7921 | 45.818977 AUD |
Ordinary NPV | CFD
| Long | 355 | 45.832475 AUD |
Ordinary NPV | CFD
| Long | 590 | 45.785557 AUD |
Ordinary NPV | CFD
| Long | 359 | 561.7872 ZAR |
Ordinary NPV | CFD
| Long | 4561 | 560.96815391 ZAR |
Ordinary NPV | CFD
| Long | 6948 | 561.6505 ZAR |
Ordinary NPV | CFD
| Long | 7754 | 561.6467 ZAR |
Ordinary NPV | CFD
| Long | 2944 | 30.813817042583 USD |
Ordinary NPV | CFD
| Long | 1 | 46.0067793 AUD |
Ordinary NPV | CFD
| Long | 2 | 45.9725 AUD |
Ordinary NPV | CFD
| Long | 84 | 45.7721429 AUD |
Ordinary NPV | CFD
| Long | 5754 | 45.781009 AUD |
Ordinary NPV | CFD
| Long | 71150 | 45.8065909346451 AUD |
Ordinary NPV | CFD
| Long | 1733 | 45.8408734492902 AUD |
Ordinary NPV | CFD
| Long | 322 | 45.852411087764 AUD |
Ordinary NPV | CFD
| Long | 3061 | 45.812032 AUD |
Ordinary NPV | CFD
| Long | 3221 | 45.810622 AUD |
Ordinary NPV | CFD
| Long | 7066 | 45.818976 AUD |
Ordinary NPV | CFD
| Long | 318 | 45.832486 AUD |
Ordinary NPV | CFD
| Long | 528 | 45.785467 AUD |
Ordinary NPV | CFD
| Long | 290156 | 45.828447 AUD |
Ordinary NPV | CFD
| Long | 480 | 45.802208 AUD |
Ordinary NPV | CFD
| Long | 7110 | 45.780922 AUD |
Ordinary NPV | CFD
| Long | 85968 | 45.826088 AUD |
Ordinary NPV | CFD
| Long | 23513 | 45.808432 AUD |
Ordinary NPV | CFD
| Long | 7080 | 45.720314 AUD |
Ordinary NPV | CFD
| Long | 2398 | 45.8054211843203 AUD |
Ordinary NPV | CFD
| Long | 1399 | 45.8108148677627 AUD |
Ordinary NPV | CFD
| Short | 2944 | 46.01 AUD |
Ordinary NPV | CFD
| Short | 134681 | 45.81968 AUD |
Ordinary NPV | CFD
| Short | 4561 | 560.96815391 ZAR |
Ordinary NPV | CFD
| Short | 1000 | 24.22 GBP |
Ordinary NPV | CFD
| Short | 51 | 24.23 GBP |
Ordinary NPV | CFD
| Short | 5524 | 24.236439 GBP |
Ordinary NPV | CFD
| Short | 23527 | 561.58504697 ZAR |
Ordinary NPV | CFD
| Short | 16506 | 561.96181813 ZAR |
Ordinary NPV | CFD
| Short | 1 | 561.81 ZAR |
Ordinary NPV | CFD
| Short | 102352 | 45.80567 AUD |
Ordinary NPV | CFD
| Short | 27778 | 45.812088 AUD |
Ordinary NPV | CFD
| Short | 317 | 45.804385 AUD |
Ordinary NPV | CFD
| Short | 2132 | 45.92476548 AUD |
Ordinary NPV | CFD
| Short | 310 | 45.924774 AUD |
Ordinary NPV | CFD
| Short | 223811 | 45.825126 AUD |
Ordinary NPV | CFD
| Short | 1094 | 45.92476234 AUD |
Ordinary NPV | CFD
| Short | 169724 | 45.790016 AUD |
Ordinary NPV | CFD
| Short | 268 | 45.8649626865672 AUD |
Ordinary NPV | CFD
| Short | 191 | 45.8056020942408 AUD |
Ordinary NPV | CFD
| Short | 100000 | 45.860319 AUD |
Ordinary NPV | CFD
| Short | 11292 | 45.8183116388363 AUD |
Ordinary NPV | CFD
| Short | 7754 | 561.6467 ZAR |
Ordinary NPV | CFD
| Short | 6948 | 561.6505 ZAR |
Ordinary NPV | CFD
| Short | 359 | 561.787248 ZAR |
Ordinary NPV | CFD
| Short | 33707 | 24.2090650034999 GBP |
Ordinary NPV | CFD
| Short | 2048 | 45.750093 AUD |
Ordinary NPV | CFD
| Short | 64574 | 45.850122 AUD |
Ordinary NPV | CFD
| Short | 4000 | 45.8256 AUD |
Ordinary NPV | CFD
| Short | 22 | 24.2611363645455 GBP |
Ordinary NPV | CFD
| Short | 87 | 24.19400017 GBP |
Ordinary NPV | CFD
| Short | 76 | 24.20474167 GBP |
Ordinary NPV | CFD
| Short | 8 | 24.19358307 GBP |
Ordinary NPV | CFD
| Short | 67 | 24.19475567 GBP |
Ordinary NPV | CFD
| Short | 66 | 24.19405913 GBP |
Ordinary NPV | CFD
| Short | 54 | 24.2610185192593 GBP |
Ordinary NPV | CFD
| Short | 52 | 24.22909601 GBP |
Ordinary NPV | CFD
| Short | 47 | 24.19391728 GBP |
Ordinary NPV | CFD
| Short | 32 | 24.2609375025 GBP |
Ordinary NPV | CFD
| Short | 30 | 24.2618333366667 GBP |
Ordinary NPV | CFD
| Short | 45365 | 45.8198690620522 AUD |
Ordinary NPV | CFD
| Short | 11327 | 45.8264659662753 AUD |
Ordinary NPV | CFD
| Short | 44243 | 45.778982 AUD |
Ordinary NPV | CFD
| Short | 28249 | 45.719999901377 AUD |
Ordinary NPV | CFD
| Short | 18316 | 45.7913440363617 AUD |
Ordinary NPV | CFD
| Short | 28 | 45.7525 AUD |
Ordinary NPV | CFD
| Short | 5754 | 45.7810094995134 AUD |
Ordinary NPV | CFD
| Short | 37072 | 45.725927 AUD |
Ordinary NPV | CFD
| Short | 2 | 45.9725 AUD |
Ordinary NPV | CFD
| Short | 84 | 45.772143 AUD |
Ordinary NPV | CFD
| Short | 1118 | 45.785519 AUD |
Ordinary NPV | CFD
| Short | 4360 | 45.842742 AUD |
Ordinary NPV | CFD
| Short | 14987 | 45.818976 AUD |
Ordinary NPV | CFD
| Short | 7080 | 45.720314 AUD |
Ordinary NPV | CFD
| Short | 3797 | 45.80741 AUD |
Ordinary NPV | CFD
| Short | 410 | 45.84578 AUD |
Ordinary NPV | CFD
| Short | 68500 | 45.72 AUD |
Ordinary NPV | CFD
| Short | 7163 | 45.813968 AUD |
Ordinary NPV | CFD
| Short | 6834 | 45.810631 AUD |
Ordinary NPV | CFD
| Short | 23513 | 45.808432 AUD |
Ordinary NPV | CFD
| Short | 24635 | 45.951444 AUD |
Ordinary NPV | CFD
| Short | 85968 | 45.826088 AUD |
Ordinary NPV | CFD
| Short | 1694 | 45.82337367 AUD |
Ordinary NPV | CFD
| Short | 7110 | 45.780922 AUD |
Ordinary NPV | CFD
| Short | 136 | 45.823419 AUD |
Ordinary NPV | CFD
| Short | 480 | 45.802208 AUD |
Ordinary NPV | CFD
| Short | 8 | 45.81875 AUD |
Ordinary NPV | CFD
| Short | 580 | 45.82059483 AUD |
Ordinary NPV | CFD
| Short | 205 | 45.85 AUD |
Ordinary NPV | CFD
| Short | 290156 | 45.828447 AUD |
Ordinary NPV | CFD
| Short | 18103 | 45.80153 AUD |
Ordinary NPV | CFD
| Short | 50553 | 45.771019 AUD |
Ordinary NPV | CFD
| Short | 35233 | 45.818622 AUD |
Ordinary NPV | CFD
| Short | 31922 | 45.83805 AUD |
ADR | CFD | Short
| 70 | 61.3600 USD |
ADR | CFD | Short
| 3444 | 61.5800 USD |
ADR | CFD | Short
| 12098 | 61.6350 USD |
ADR | CFD | Short
| 28328 | 61.6483 USD |
ADR | CFD | Short
| 16853 | 61.6557 USD |
ADR | CFD | Short
| 7774 | 61.6569 USD |
ADR | CFD | Short
| 132 | 61.6836 USD |
ADR | CFD | Short
| 234 | 61.7031 USD |
ADR | CFD | Short
| 529 | 61.7151 USD |
ADR | CFD | Short
| 327 | 61.7173 USD |
ADR | CFD | Short
| 397 | 61.7256 USD |
ADR | CFD | Short
| 93 | 61.7530 USD |
ADR | CFD | Long
| -70 | 61.3600 USD |
ADR | CFD | Long
| -3444 | 61.5800 USD |
ADR | CFD | Long
| -12098 | 61.6350 USD |
ADR | CFD | Long
| -16853 | 61.6557 USD |
ADR | CFD | Long
| -7774 | 61.6569 USD |
ADR | CFD | Long
| -132 | 61.6836 USD |
ADR | CFD | Long
| -234 | 61.7031 USD |
ADR | CFD | Long
| -1058 | 61.7151 USD |
ADR | CFD | Long
| -327 | 61.7173 USD |
ADR | CFD | Long
| -397 | 61.7256 USD |
ADR | CFD | Long
| -93 | 61.7530 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 21 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.