Last checked at 15 Feb 2022 15:24
FORM 8.3 Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 10 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,576,163 | 0.27% | 726,839 | 0.12% | ||
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(2) | Cash-settled derivatives: |
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557,237 | 0.10% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 2,133,400 | 0.37% | 2,237,389 | 0.38% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale |
| Number of |
| Price per unit | ||
security |
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| securities |
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| |
USD 0.01 common | Purchase | 1 | 30.6000 USD | ||||
USD 0.01 common | Purchase | 1 | 30.4400 USD | ||||
USD 0.01 common | Purchase | 8 | 30.3300 USD | ||||
USD 0.01 common | Purchase | 24 | 30.3100 USD | ||||
USD 0.01 common | Purchase | 32 | 30.3025 USD | ||||
USD 0.01 common | Purchase | 32 | 30.3075 USD | ||||
USD 0.01 common | Purchase | 40 | 30.2780 USD | ||||
USD 0.01 common | Purchase | 40 | 30.3180 USD | ||||
USD 0.01 common | Purchase | 48 | 30.3033 USD | ||||
USD 0.01 common | Purchase | 71 | 30.2818 USD | ||||
USD 0.01 common | Purchase | 74 | 30.3609 USD | ||||
USD 0.01 common | Purchase | 82 | 30.7236 USD | ||||
USD 0.01 common | Purchase | 100 | 30.7000 USD | ||||
USD 0.01 common | Purchase | 100 | 30.7650 USD | ||||
USD 0.01 common | Purchase | 104 | 30.7400 USD | ||||
USD 0.01 common | Purchase | 124 | 30.7508 USD | ||||
USD 0.01 common | Purchase | 175 | 30.6128 USD | ||||
USD 0.01 common | Purchase | 186 | 30.8169 USD | ||||
USD 0.01 common | Purchase | 200 | 30.8450 USD | ||||
USD 0.01 common | Purchase | 200 | 30.7975 USD | ||||
USD 0.01 common | Purchase | 200 | 30.7125 USD | ||||
USD 0.01 common | Purchase | 200 | 30.5100 USD | ||||
USD 0.01 common | Purchase | 209 | 30.7264 USD | ||||
USD 0.01 common | Purchase | 224 | 30.7962 USD | ||||
USD 0.01 common | Purchase | 261 | 30.2844 USD | ||||
USD 0.01 common | Purchase | 300 | 30.5433 USD | ||||
USD 0.01 common | Purchase | 300 | 30.5883 USD | ||||
USD 0.01 common | Purchase | 313 | 30.3420 USD | ||||
USD 0.01 common | Purchase | 400 | 30.3400 USD | ||||
USD 0.01 common | Purchase | 416 | 30.7410 USD | ||||
USD 0.01 common | Purchase | 435 | 30.4558 USD | ||||
USD 0.01 common | Purchase | 500 | 30.6240 USD | ||||
USD 0.01 common | Purchase | 500 | 30.7030 USD | ||||
USD 0.01 common | Purchase | 513 | 30.5444 USD | ||||
USD 0.01 common | Purchase | 600 | 30.5866 USD | ||||
USD 0.01 common | Purchase | 700 | 30.5457 USD | ||||
USD 0.01 common | Purchase | 700 | 30.5857 USD | ||||
USD 0.01 common | Purchase | 1,105 | 30.3558 USD | ||||
USD 0.01 common | Purchase | 1,339 | 30.4877 USD | ||||
USD 0.01 common | Purchase | 1,367 | 30.4063 USD | ||||
USD 0.01 common | Purchase | 1,409 | 30.6284 USD | ||||
USD 0.01 common | Purchase | 1,418 | 30.2656 USD | ||||
USD 0.01 common | Purchase | 1,700 | 30.5711 USD | ||||
USD 0.01 common | Purchase | 1,900 | 30.5952 USD | ||||
USD 0.01 common | Purchase | 2,065 | 30.4316 USD | ||||
USD 0.01 common | Purchase | 2,223 | 30.4297 USD | ||||
USD 0.01 common | Purchase | 2,340 | 30.5464 USD | ||||
USD 0.01 common | Purchase | 2,424 | 30.4251 USD | ||||
USD 0.01 common | Purchase | 2,446 | 30.6223 USD | ||||
USD 0.01 common | Purchase | 3,584 | 30.5597 USD | ||||
USD 0.01 common | Purchase | 4,173 | 30.4690 USD | ||||
USD 0.01 common | Purchase | 4,259 | 30.4555 USD | ||||
USD 0.01 common | Purchase | 4,609 | 30.4772 USD | ||||
USD 0.01 common | Purchase | 6,140 | 30.5889 USD | ||||
USD 0.01 common | Purchase | 6,687 | 30.3600 USD | ||||
USD 0.01 common | Purchase | 9,060 | 30.6300 USD | ||||
USD 0.01 common | Purchase | 9,412 | 30.6165 USD | ||||
USD 0.01 common | Purchase | 11,198 | 30.6784 USD | ||||
USD 0.01 common | Purchase | 12,282 | 30.3622 USD | ||||
USD 0.01 common | Purchase | 12,881 | 30.5408 USD | ||||
USD 0.01 common | Purchase | 12,941 | 30.4808 USD | ||||
USD 0.01 common | Purchase | 13,030 | 30.4532 USD | ||||
USD 0.01 common | Purchase | 13,392 | 30.4346 USD | ||||
USD 0.01 common | Purchase | 15,034 | 30.7655 USD | ||||
USD 0.01 common | Purchase | 15,662 | 30.4549 USD | ||||
USD 0.01 common | Purchase | 16,204 | 30.7497 USD | ||||
USD 0.01 common | Purchase | 21,481 | 30.4158 USD | ||||
USD 0.01 common | Purchase | 23,002 | 30.4794 USD | ||||
USD 0.01 common | Purchase | 24,408 | 30.4355 USD | ||||
USD 0.01 common | Purchase | 29,391 | 30.7020 USD | ||||
USD 0.01 common | Purchase | 29,614 | 30.4748 USD | ||||
USD 0.01 common | Purchase | 29,981 | 30.3693 USD | ||||
USD 0.01 common | Purchase | 30,102 | 30.4300 USD | ||||
USD 0.01 common | Purchase | 34,879 | 30.4608 USD | ||||
USD 0.01 common | Purchase | 57,113 | 30.4786 USD | ||||
USD 0.01 common | Purchase | 60,919 | 30.5181 USD | ||||
USD 0.01 common | Purchase | 71,020 | 30.3679 USD | ||||
USD 0.01 common | Purchase | 76,157 | 30.5322 USD | ||||
USD 0.01 common | Purchase | 89,191 | 30.5340 USD | ||||
USD 0.01 common | Purchase | 107,666 | 30.3678 USD | ||||
USD 0.01 common | Purchase | 157,315 | 30.5212 USD | ||||
USD 0.01 common | Purchase | 158,170 | 30.4352 USD | ||||
USD 0.01 common | Purchase | 207,072 | 30.4834 USD | ||||
USD 0.01 common | Sale | 1 | 30.2500 USD | ||||
USD 0.01 common | Sale | 1 | 30.3000 USD | ||||
USD 0.01 common | Sale | 4 | 30.4600 USD | ||||
USD 0.01 common | Sale | 13 | 30.4273 USD | ||||
USD 0.01 common | Sale | 18 | 30.7050 USD | ||||
USD 0.01 common | Sale | 34 | 30.4702 USD | ||||
USD 0.01 common | Sale | 70 | 30.5400 USD | ||||
USD 0.01 common | Sale | 82 | 30.7236 USD | ||||
USD 0.01 common | Sale | 100 | 30.6050 USD | ||||
USD 0.01 common | Sale | 100 | 30.6250 USD | ||||
USD 0.01 common | Sale | 100 | 30.6500 USD | ||||
USD 0.01 common | Sale | 102 | 30.2919 USD | ||||
USD 0.01 common | Sale | 104 | 30.5073 USD | ||||
USD 0.01 common | Sale | 112 | 30.6721 USD | ||||
USD 0.01 common | Sale | 124 | 30.6245 USD | ||||
USD 0.01 common | Sale | 164 | 30.3697 USD | ||||
USD 0.01 common | Sale | 200 | 30.8300 USD | ||||
USD 0.01 common | Sale | 200 | 30.7300 USD | ||||
USD 0.01 common | Sale | 217 | 30.4362 USD | ||||
USD 0.01 common | Sale | 221 | 30.4816 USD | ||||
USD 0.01 common | Sale | 234 | 30.7183 USD | ||||
USD 0.01 common | Sale | 300 | 30.5466 USD | ||||
USD 0.01 common | Sale | 300 | 30.5166 USD | ||||
USD 0.01 common | Sale | 300 | 30.6683 USD | ||||
USD 0.01 common | Sale | 307 | 30.3800 USD | ||||
USD 0.01 common | Sale | 346 | 30.4855 USD | ||||
USD 0.01 common | Sale | 357 | 30.3875 USD | ||||
USD 0.01 common | Sale | 369 | 30.3380 USD | ||||
USD 0.01 common | Sale | 400 | 30.3750 USD | ||||
USD 0.01 common | Sale | 400 | 30.7412 USD | ||||
USD 0.01 common | Sale | 430 | 30.4274 USD | ||||
USD 0.01 common | Sale | 446 | 30.3658 USD | ||||
USD 0.01 common | Sale | 465 | 30.5893 USD | ||||
USD 0.01 common | Sale | 485 | 30.3212 USD | ||||
USD 0.01 common | Sale | 497 | 30.4926 USD | ||||
USD 0.01 common | Sale | 500 | 30.5790 USD | ||||
USD 0.01 common | Sale | 559 | 30.5601 USD | ||||
USD 0.01 common | Sale | 564 | 30.5417 USD | ||||
USD 0.01 common | Sale | 571 | 30.5455 USD | ||||
USD 0.01 common | Sale | 597 | 30.3423 USD | ||||
USD 0.01 common | Sale | 600 | 30.5450 USD | ||||
USD 0.01 common | Sale | 600 | 30.5483 USD | ||||
USD 0.01 common | Sale | 600 | 30.7975 USD | ||||
USD 0.01 common | Sale | 600 | 30.6300 USD | ||||
USD 0.01 common | Sale | 600 | 30.6591 USD | ||||
USD 0.01 common | Sale | 612 | 30.6437 USD | ||||
USD 0.01 common | Sale | 616 | 30.3520 USD | ||||
USD 0.01 common | Sale | 668 | 30.4807 USD | ||||
USD 0.01 common | Sale | 679 | 30.4566 USD | ||||
USD 0.01 common | Sale | 691 | 30.3742 USD | ||||
USD 0.01 common | Sale | 700 | 30.4921 USD | ||||
USD 0.01 common | Sale | 780 | 30.3465 USD | ||||
USD 0.01 common | Sale | 799 | 30.5246 USD | ||||
USD 0.01 common | Sale | 800 | 30.5587 USD | ||||
USD 0.01 common | Sale | 800 | 30.3581 USD | ||||
USD 0.01 common | Sale | 850 | 30.5090 USD | ||||
USD 0.01 common | Sale | 1,000 | 30.5575 USD | ||||
USD 0.01 common | Sale | 1,108 | 30.4332 USD | ||||
USD 0.01 common | Sale | 1,121 | 30.4892 USD | ||||
USD 0.01 common | Sale | 1,170 | 30.5464 USD | ||||
USD 0.01 common | Sale | 1,200 | 30.5954 USD | ||||
USD 0.01 common | Sale | 1,200 | 30.7104 USD | ||||
USD 0.01 common | Sale | 1,300 | 30.5117 USD | ||||
USD 0.01 common | Sale | 1,400 | 30.2600 USD | ||||
USD 0.01 common | Sale | 1,585 | 30.3602 USD | ||||
USD 0.01 common | Sale | 1,600 | 30.5178 USD | ||||
USD 0.01 common | Sale | 1,600 | 30.7521 USD | ||||
USD 0.01 common | Sale | 1,700 | 30.7797 USD | ||||
USD 0.01 common | Sale | 1,730 | 30.3598 USD | ||||
USD 0.01 common | Sale | 1,793 | 30.6355 USD | ||||
USD 0.01 common | Sale | 1,964 | 30.5656 USD | ||||
USD 0.01 common | Sale | 3,900 | 30.7679 USD | ||||
USD 0.01 common | Sale | 6,000 | 30.7837 USD | ||||
USD 0.01 common | Sale | 7,133 | 30.3771 USD | ||||
USD 0.01 common | Sale | 7,326 | 30.5760 USD | ||||
USD 0.01 common | Sale | 9,807 | 30.4354 USD | ||||
USD 0.01 common | Sale | 11,198 | 30.6784 USD | ||||
USD 0.01 common | Sale | 12,881 | 30.5408 USD | ||||
USD 0.01 common | Sale | 13,312 | 30.3600 USD | ||||
USD 0.01 common | Sale | 15,631 | 30.5262 USD | ||||
USD 0.01 common | Sale | 24,511 | 30.6005 USD | ||||
USD 0.01 common | Sale | 26,439 | 30.3551 USD | ||||
USD 0.01 common | Sale | 31,775 | 30.7007 USD | ||||
USD 0.01 common | Sale | 48,101 | 30.5254 USD | ||||
USD 0.01 common | Sale | 70,496 | 30.3651 USD | ||||
USD 0.01 common | Sale | 79,634 | 30.4715 USD | ||||
USD 0.01 common | Sale | 92,140 | 30.3614 USD | ||||
USD 0.01 common | Sale | 229,406 | 30.4326 USD | ||||
USD 0.01 common | Sale | 650,000 | 30.4979 USD | ||||
NB: The below transactions which were previously disclosed have been cancelled | |||||||
Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
| |
security |
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| securities |
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USD 0.01 common | Purchase | 1,170 | 30.5464 USD | ||||
USD 0.01 common | Purchase | 15,034 | 30.7655 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 15 Feb 2022 |
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| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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