26 Nov 2019 09:51
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For filings with the FCA include the annex | Â | ||||
For filings with issuer exclude the annex | Â | ||||
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights are attached: ii | WANdisco PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Â | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Â | ||||
An event changing the breakdown of voting rights | Â | ||||
Other (please specify): | Â | Â | |||
3. Full name of person(s) subject to thenotification obligation: iii | Global Frontier Investments, LLC (as General Partner for, and Investment Advisor to, Global Frontier Partners, LP) | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Global Frontier Partners, LP W. Grant Dollens  | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 25 November 2019 | ||||
6. Date on which issuer notified: | 25 November 2019 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 4.0% | ||||
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8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
 Ordinary Shares JE00B6Y3DV84 | 1,797,287 | 1,797,287 | 2,161,739 | 2,161,739 |  | 4.5% |  | |||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to  | % of voting rights xix, xx  | |||||||||||
 |  |  |  |   | Nominal | Delta | ||||||||||
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Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
2,161,739 | 4.5% | |||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | Global Frontier Investments, LLC | |
11. Number of voting rights proxy holder will ceaseto hold: | Â | |
12. Date on which proxy holder will cease to holdvoting rights: | Â | |
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13. Additional information: | Global Frontier Investments, LLC acts as the General Partner for and Investment Advisor to Global Frontier Partners, LP Â Global Frontier Partners, LP beneficially holds 1,635,355 shares in WANdisco PLC, representing 3.4% of the total, and W. Grant Dollens, Managing Partner of Global Frontier Investments, LLC, beneficially holds 526,384 shares in WANdisco PLC, representing 1.1% of the total. Â Â | |
14. Contact name: | Grant Dollens | |
15. Contact telephone number: | +1 (415) 402-0285 | |
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