Last checked at 28 Jan 2011 16:46
Lupus Capital plc has received the following notification of a major interest in its shares.
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
Lupus Capital plc
2. Reason for the notification (please state Yes/No): ( )
An acquisition or disposal of voting rights: (Yes)
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: (No)
An event changing the breakdown of voting rights: (No)
Other (please specify) : (No )
3. Full name of person(s) subject to the notification obligation (iii):
Aviva plc & its subsidiaries
4. Full name of shareholder(s) (if different from 3.):
BNY Norwich Union Nominees Ltd 2,527,534
Chase GA Group Nominees Ltd 15,252,499
Chase Nominees Ltd 371,523
5. Date of the transaction (and date on which the threshold is crossed or reached if different) (v):
27 January 2011
6. Date on which issuer notified:
28 January 2011
7. Threshold(s) that is/are crossed or reached:
14% to 13% at combined interest level
8. Notified details:
A: Voting rights attached to shares
Class/type of shares if possible using the ISIN CODE | Situation previous to the Triggering transaction (vi) | |
Number of shares19,381,556 | Number of voting Rights (viii)19,381,556 | |
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Resulting situation after the triggering transaction (vii)
Class/type of shares if possible using the ISIN CODE | Number of shares | Number of voting rights (ix) | % of voting rights | ||
Direct18,151,556 | Direct (x)17,780,033 | Indirect (xi)371,523 | Direct 13.69 | Indirect0.29 | |
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of financial instrument | Expiration Date (xiii) | Exercise/Conversion Period/ Date (xiv) | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
N/A | N/A | N/A | N/A | N/A |
Total (A+B)
Number of voting rights18,151,556 | % of voting rights13.98% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xv):
Aviva Investors Global Services Ltd
Aviva Investors Holdings Ltd
Aviva Group Holdings Ltd
Aviva plc (parent company)
Proxy Voting:
10. Name of the proxy holder:
See section 4
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
Based on total voting rights of 129,840,798
14. Contact name:
Mr N Whittaker
15. Contact telephone number:
01603 684420
C: Additional information :
Name of person making this announcement on behalf of Lupus Capital plc.
Mr J Luetchford
Tel: 0207 490 4355