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Standard form for notification of major holdings

8 Dec 2021 16:49

RNS Number : 0335V
Treatt PLC
08 December 2021
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

TREATT PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

CANACCORD GENUITY GROUP INC

City and country of registered office (if applicable)

VANCOUVER, CANADA

4. Full name of shareholder(s) (if different from 3.)v

Name

DISCRETIONARY CLIENTS

City and country of registered office (if applicable)

As above

5. Date on which the threshold was crossed or reachedvi:

07 DECEMBER 2021

6. Date on which issuer notified (DD/MM/YYYY):

08 DECEMBER 2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

Resulting situation on the date on which threshold was crossed or reached

4.7576

4.7576

2,843,529

Position of previous notification (if

applicable)

6.1011

6.1011

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(DTR5.1)

Indirect

 (DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00BKS7YK08

2,843,529

4.7576

SUBTOTAL 8. A

2,843,529

4.7576

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

 

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

 

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

Canaccord Genuity Group Inc.

4.7576

4.7576

 

Canaccord Genuity Wealth Group Holdings Limited

4.7576

4.7576

 

Canaccord Genuity Wealth Group Holdings (Jersey) Limited

4.7576

4.7576

 

Canaccord Genuity Wealth Group Limited

4.7576

4.7576

 

Canaccord Genuity Wealth Limited

1.0051

1.0051

 

Hargreave Hale Ltd

3.7525

3.7525

 

 

10. In case of proxy voting, please identify:

 

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

 

 

 

 

Place of completion

BLACKPOOL, ENGLAND

Date of completion

08 DECEMBER 2021

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
HOLUPGMCPUPGGQR
Date   Source Headline
16th May 201412:07 pmRNSResult of EGM
16th Apr 20141:41 pmRNSNotice of EGM
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24th Feb 20145:12 pmRNSResult of AGM
10th Feb 20147:00 amRNSInterim Management Statement
31st Dec 20137:00 amRNSAnnual Information Update
23rd Dec 20134:35 pmRNSDirector/PDMR Shareholding
19th Dec 201310:32 amRNSAnnual Financial Report
13th Dec 20139:48 amRNSDirector/PDMR Shareholding
9th Dec 20137:00 amRNSFinal Results
22nd Oct 20134:22 pmRNSDirector/PDMR Shareholding
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30th Sep 201312:54 pmRNSVoting Rights and Capital
30th Sep 20137:00 amRNSTrading Statement
26th Sep 20133:17 pmRNSDirector/PDMR Shareholding
13th Sep 201310:54 amRNSHolding(s) in Company
3rd Sep 20139:23 amRNSDirector/PDMR Shareholding
1st Aug 20137:00 amRNSInterim Management Statement
31st Jul 20132:14 pmRNSVoting Rights and Capital
29th Jul 201310:48 amRNSDirector/PDMR Shareholding
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15th Jul 201310:49 amRNSHolding(s) in Company
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10th Jul 20134:28 pmRNSBovill Family Concert Party Placing
31st May 201310:17 amRNSDirector/PDMR Shareholding
28th May 20137:00 amRNSTrading Statement
24th May 201310:54 amRNSDirectorate Change
14th May 201310:56 amRNSDirector/PDMR Shareholding
13th May 20137:00 amRNSInterim Results
2nd Apr 20138:13 amRNSDirector/PDMR Shareholding
28th Mar 201312:58 pmRNSResult of EGM
28th Mar 20137:00 amRNSTrading Update
20th Mar 20137:00 amRNSShareholder Notification Regarding Treatt PLC
19th Mar 20133:16 pmRNSShareholder notification regarding Treatt plc
13th Mar 20137:23 amRNSDirector/PDMR Shareholding
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1st Mar 20134:09 pmRNSHolding(s) in Company
1st Mar 201310:02 amRNSNotice of EGM
26th Feb 201310:02 amRNSResult of AGM
18th Feb 20134:18 pmRNSInterim Management Statement
18th Jan 20134:07 pmRNSDirectorate Change
31st Dec 20127:00 amRNSAnnual Information Update
21st Dec 201210:39 amRNSAnnual Financial Report
17th Dec 201211:33 amRNSDirector/PDMR Shareholding
10th Dec 20127:00 amRNSPreliminary Results
7th Dec 20124:57 pmRNSDirectorate Change
6th Dec 20122:11 pmRNSNotice of a claim against the Company

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