4 Jan 2017 11:38
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | TP ICAP plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights | X | ||||
Other (please specify): | Scheme of arrangement by NEX Group plc, resulting in shareholders of NEX Group plc receiving 1 new TP ICAP plc share for each 0.467 share they held in NEX Group plc. | X | |||
3. Full name of person(s) subject to thenotification obligation: iii | Mr Michael Spencer IPGL (Holdings) Ltd IPGL Ltd Intercapital Brokerage Services Ltd Incap Finance BV INCAP Overseas BV
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4. Full name of shareholder(s) (if different from 3.):iv | Mr Michael Spencer (174,109 ordinary shares) Mr Michael Spencer (46,700 ordinary shares via a CFD) IPGL Limited (163,450 ordinary shares via a CFD) INCAP Finance BV. (27,933,530 ordinary shares) INCAP Overseas B.V. (21,363,564 ordinary shares)
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 30 December 2016
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6. Date on which issuer notified: | 3 January 2017
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7. Threshold(s) that is/are crossed orreached: vi, vii | Above 3%, 5%, 8% | ||||
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
ordinary |
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| 174,109 | 174,109 | 49,297,094 | 0.03% | 8.90% | ||||||||
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B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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Contract for difference | 0 pence
| - | - | 210,150
| Nominal | Delta | |||||||||
Below 3% Below 3% | |||||||||||||||
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Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
49,681,353 | 8.97% | ||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Incap Overseas BV is a wholly owned subsidiary of Incap Finance BV. Incap Finance BV is a wholly owned subsidiary of Incap Netherlands (Holdings) BV. Incap Netherlands (Holdings) BV is owned as to 34.30% by IPGL Limited and as to 65.70% by Intercapital Brokerage Services Ltd. Intercapital Brokerage Services Ltd is a wholly owned subsidiary of IPGL Limited. IPGL Limited is a wholly owned subsidiary of IPGL (Holdings) Limited. Mr Spencer holds a majority of the voting rights in IPGL (Holdings) Limited. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: |
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14. Contact name: | Michelle Mooney | |
15. Contact telephone number: | +44 (0) 20 7448 0356 | |