Last checked at 11 May 2015 18:11
11 MAY 2015
SMITHS GROUP PLC
DTR 3.1.4R(1)
A. NOTIFICATION OF TRANSACTION OF DIRECTORS / PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
1. Name of the issuer: SMITHS GROUP PLC
2. State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2R; (ii) a disclosure made in accordance with section 793 of the Companies Act 2006; or (iii) a transaction notified in accordance with paragraph 26 of the Model Code:
(i) NOTIFICATION BY A PERSON DISCHARGING MANAGERIAL RESPONSIBILTY
3. Name of person discharging managerial responsibilities/director:
ROLAND HENRY CLYNE CARTER
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person: NO
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest:
PERSON NAMED IN 3 ABOVE
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares: ORDINARY SHARES OF 37.5p
7. Name of registered shareholder(s) and, if more than one, the number of shares held by each of them: PERSON NAMED IN 3 ABOVE
8 State the nature of the transaction:
EXERCISE OF OPTION GRANTED UNDER THE SMITHS INDUSTRIES 1995 EXECUTIVE SHARE OPTION SCHEME AND MARKET SALE OF SHARES
9. Number of shares, debentures or financial instruments relating to shares acquired:
13,250 SHARES
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage):
11. Number of shares, debentures or financial instruments relating to shares disposed:
13,250 SHARES
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage):
13. Price per share or value of transaction:
896.5p PER SHARE - OPTION EXERCISE PRICE
1156.7447p PER SHARE - MARKET SALE PRICE
14. Date and place of transaction: 11 MAY 2015 AT LONDON
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage):
28,356 SHARES
16. Date issuer informed of transaction: 11 MAY 2015
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes:
17. Date of grant: N/A
18. Period during which or date on which it exercisable: N/A
19. Total amount paid (if any) for grant of the option: N/A
20. Description of shares or debentures involved (class and number): N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise: N/A
22. Total number of shares or debentures over which options held following notification: N/A
23. Any additional information:
24. Name of contact and telephone number for queries:
NEIL BURDETT - 020 7808 5574
Name of duly authorised officer of issuer responsible for making notification:
NEIL BURDETT
Date of notification: 11 MAY 2015
11 MAY 2015
SMITHS GROUP PLC
DTR 3.1.4R(1)
B. NOTIFICATION OF TRANSACTION OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
1. Name of the issuer: SMITHS GROUP PLC
2. State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2R; or (ii) DTR 3.1.4(R)(c) a disclosure made in accordance with section 793 of the Companies Act 2006; or (iii) both (i) and (ii):
(i) DISCLOSURE RELATING TO A PERSON DISCHARGING MANAGERIAL RESPONSIBILITY
3. Name of person discharging managerial responsibilities/director:
MR STUART CHRISTOPHER BEESLEY
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person: NO
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest:
NOTIFICATION RE AN OPTION GRANTED TO THE PERSON NAMED IN 3 ABOVE
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares: ORDINARY SHARES OF 37.5p
7. Name of registered shareholder(s) and, if more than one, the number of shares held by each of them: N/A
8 State the nature of the transaction:
CANCELLATION OF AN SAYE SHARE OPTION GRANTED UNDER THE SMITHS GROUP SHARESAVE SCHEME (see 23 below)
9. Number of shares, debentures or financial instruments relating to shares acquired: N/A
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage): N/A
11. Number of shares, debentures or financial instruments relating to shares disposed: N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage): N/A
13. Price per share or value of transaction: N/A
14. Date and place of transaction: N/A
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage): N/A
16. Date issuer informed of transaction:
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes:
17. Date of grant: N/A
18. Period during which or date on which it can be exercised: N/A
19. Total amount paid (if any) for grant of the option: N/A
20. Description of shares or debentures involved (class and number): N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise: N/A
22. Total number of shares or debentures over which options held following notification:
1,109 SHARES
23. Any additional information:
MR BEESLEY HAS NOTIFIED THE COMPANY TODAY (11 MAY 2015) THAT, IN CONNECTION WITH HIS APPLICATION FOR AN OPTION UNDER THE SMITHS GROUP SHARESAVE SCHEME 2015 INVITATION (UNDER WHICH IT IS ANTICIPATED THAT OPTIONS WILL BE GRANTED ON 14 MAY 2015), HE HAS CANCELLED HIS PARTICIPATION IN THE COMPANY'S 2014 OFFER UNDER THE SHARESAVE SCHEME UNDER WHICH HE WAS GRANTED AN OPTION OVER 1,515 ORDINARY SHARES IN THE COMPANY AT AN EXERCISE PRICE OF 990p PER SHARE.
24. Name of contact and telephone number for queries:
NEIL BURDETT - 020 7808 5574
Name of duly authorised officer of issuer responsible for making notification:
NEIL BURDETT
Date of notification: 11 MAY 2015