5 Dec 2018 17:00
Shareholdings of directors and persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
Rio Tinto plc
5 December 2018
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Bold Baatar | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief executive, Energy & Minerals | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Part 1 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under the Bonus Deferral Plan (BDP): i. Acquisition of shares under the BDP ii. Acquisition of shares in lieu of dividend
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
3,556
£37.510712 | ||||||
e)
| Date of the transaction
| 2018-12-03 | ||||||
f)
| Place of the transaction
| XLON | ||||||
Part 2 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under the Bonus Deferral Plan (BDP): iii. Sale of shares acquired under the BDP to cover tax witholding
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
978
£37.510712 | ||||||
e)
| Date of the transaction
| 2018-12-03 | ||||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Alfredo Barrios
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief executive, Rio Tinto Aluminium | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Part 1 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under the Bonus Deferral Plan (BDP): i. Acquisition of shares under the BDP ii. Acquisition of shares in lieu of dividend
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
19,055
£37.510712 | ||||||
e)
| Date of the transaction
| 2018-12-03 | ||||||
f)
| Place of the transaction
| XLON | ||||||
Part 2 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under the Bonus Deferral Plan (BDP): iii. Sale of shares acquired under the BDP to cover tax witholding
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
9,662
£37.510712 | ||||||
e)
| Date of the transaction
| 2018-12-03 | ||||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Jean-Sébastien Jacques | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief executive | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Part 1 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under the Bonus Deferral Plan (BDP): i. Acquisition of shares under the BDP ii. Acquisition of shares in lieu of dividend
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
25,165
£37.510712 | ||||||
e)
| Date of the transaction
| 2018-12-03 | ||||||
f)
| Place of the transaction
| XLON | ||||||
Part 2 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under the Bonus Deferral Plan (BDP): iii. Sale of shares acquired under the BDP to cover tax witholding
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
11,251
£37.510712 | ||||||
e)
| Date of the transaction
| 2018-12-03 | ||||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Vera Kirikova | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Human Resources, Group executive | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Part 1 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under the Bonus Deferral Plan (BDP): i. Acquisition of shares under the BDP ii. Acquisition of shares in lieu of dividend
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
1,060
£37.510712 | ||||||
e)
| Date of the transaction
| 2018-12-03 | ||||||
f)
| Place of the transaction
| XLON | ||||||
Part 2 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under the Bonus Deferral Plan (BDP): iii. Sale of shares acquired under the BDP to cover tax witholding
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
474
£37.510712 | ||||||
e)
| Date of the transaction
| 2018-12-03 | ||||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Simone Niven | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Corporate Relations Group executive | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Part 1 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under the Bonus Deferral Plan (BDP): i. Acquisition of shares under the BDP ii. Acquisition of shares in lieu of dividend
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
2,559
£37.510712 | ||||||
e)
| Date of the transaction
| 2018-12-03 | ||||||
f)
| Place of the transaction
| XLON | ||||||
Part 2 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under the Bonus Deferral Plan (BDP): iii. Sale of shares acquired under the BDP to cover tax witholding
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
1,145
£37.510712 | ||||||
e)
| Date of the transaction
| 2018-12-03 | ||||||
f)
| Place of the transaction | XLON
|
LEI: 213800YOEO5OQ72G2R82Classification: 2.2. Inside information disclosed under article 19 of the Market Abuse Regulation
Steve AllenGroup Company Secretary | |
Rio Tinto plc6 St James's Square London SW1Y 4AD United Kingdom
T +44 20 7781 2058Registered in England No. 719885
|