3 Apr 2009 09:37
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | GCM RESOURCES PLC | ||
2. Reason for notification (yes/no) | |||
An acquisition or disposal of voting rights | YES | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | NO | ||
An event changing the breakdown of voting rights | NO | ||
Other (please specify):______________ | NO | ||
3. Full name of person(s) subject to notification obligation: | Christian Leone; Luxor Management, LLC; Luxor Capital Group, LP; and LCG Holdings, LLC. | ||
4. Full name of shareholder(s) (if different from 3): | Luxor Capital Partners Offshore, Ltd | ||
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 1 APRIL 2009 | ||
6. Date on which issuer notified: | 2 APRIL 2009 | ||
7. Threshold(s) that is/are crossed or reached: | 9% in respect of each of Christian Leone, Luxor Management, LLC and Luxor Capital Group, LP; 3% in respect of LCG Holdings, LLC |
8: Notified Details | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
Direct | Indirect | Direct | Indirect | ||||
Christian Leone: GB00B00KV284 | 6,172,862 | 6,172,862 | 4,127,862 | 4,127,862 | 8.09% | ||
Luxor Management LLC: GB00B00KV284 | 6,172,862 | 6,172,862 | 4,127,862 | 4,127,862 | 8.09% | ||
Luxor Capital Group, LP: GB00B00KV284 | 6,172,862 | 6,172,862 | 4,127,862 | 4,127,862 | 8.09% | ||
LCG Holdings, LLC: GB00B00KV284 | 352,524 | 352,524 | 352,524 | 352,524 | < 3% |
B: Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
/ | / | / | / | / |
Total (A+B) | |
Number of voting rights | Percentage of voting rights |
In respect of each of Christian Leone, Luxor Management, LLC and Luxor Capital Group, LP | 8% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
The Shares in which Christian Leone is interested are managed by the following entities each of which is controlled by Christian Leone. Luxor Management, LLC; Luxor Capital Group, LP; and LCG Holdings, LLC. |
Proxy Voting: | |
10. Name of proxy holder: | / |
11. Number of voting rights proxy holder will cease to hold: | / |
12. Date on which proxy holder will cease to hold voting rights: | / |
13. Additional information: | / |
14 Contact name: | Richard Brimelow |
15. Contact telephone name: | 0207 290 1630 |
For notes on how to complete form TR-1 please see the FSA website.