Last checked at 23 Mar 2023 10:38
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B3DGH821
Issuer Name
DE LA RUE PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
20-Mar-2023
6. Date on which Issuer notified
22-Mar-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.057963 | 4.999567 | 5.057530 | 9884292 |
Position of previous notification (if applicable) | 0.054507 | 5.005418 | 5.059925 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00B3DGH821 | 113273 | 0.057963 | ||
Sub Total 8.A | 113273 | 0.057963% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| ||||
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 30/03/2023 | 30/03/2023 | Cash | 8935963 | 4.572325 |
Cash-settled Equity Swap | 04/04/2023 | 04/04/2023 | Cash | 3132 | 0.001598 |
Cash-settled Equity Swap | 03/05/2023 | 03/05/2023 | Cash | 2147 | 0.001095 |
Cash-settled Equity Swap | 04/05/2023 | 04/05/2023 | Cash | 4940 | 0.002527 |
Cash-settled Equity Swap | 20/06/2023 | 20/06/2023 | Cash | 36777 | 0.018816 |
Cash-settled Equity Swap | 28/06/2023 | 28/06/2023 | Cash | 7287 | 0.003728 |
Cash-settled Equity Swap | 05/07/2023 | 05/07/2023 | Cash | 1265 | 0.000646 |
Cash-settled Equity Swap | 31/07/2023 | 31/07/2023 | Cash | 529203 | 0.270771 |
Cash-settled Equity Swap | 02/08/2023 | 02/08/2023 | Cash | 670 | 0.000341 |
Cash-settled Equity Swap | 19/09/2023 | 19/09/2023 | Cash | 15000 | 0.007675 |
Cash-settled Equity Swap | 30/11/2023 | 30/11/2023 | Cash | 29330 | 0.015002 |
Cash-settled Equity Swap | 05/12/2023 | 05/12/2023 | Cash | 73000 | 0.037352 |
Cash-settled Equity Swap | 22/04/2024 | 22/04/2024 | Cash | 6410 | 0.003279 |
Cash-settled Equity Swap | 02/05/2024 | 02/05/2024 | Cash | 9071 | 0.004637 |
Cash-settled Equity Swap | 28/04/2026 | 28/04/2026 | Cash | 116824 | 0.059775 |
Sub Total 8.B2 | 9771019 | 4.999567% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.999567 | 5.054120% | |
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | |||
JPMorgan Chase & Co. | J.P. Morgan Securities LLC |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
22-Mar-2023
13. Place Of Completion
London
Rob Bellhouse
Company Secretary
01256 605317
De La Rue plc's LEI code is 213800DH741LZWIJXP78
23 March 2023