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Last checked at 
21 Nov 2022 16:04
21 November 2022
CleanTech Lithium PLC ("CleanTech Lithium" or the "Company")
Holding(s) in Company
The Board of CleanTech Lithium announces that the Company has received the following TR-1 notification which is set out below without amendment.
For further information visit www.ctlithium.com or contact the following: | |
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CleanTech Lithium PLC |
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Aldo Boitano | Jersey office: +44 (0) 1534 668 321 Chile office: +562-32239222 |
Or via Celicourt
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Beaumont Cornish Limited (Nominated Adviser) Roland Cornish
| +44 (0) 207 628 3396 |
Fox-Davies Capital Limited (Joint Broker) Daniel Fox-Davies
| +44 (0) 20 3884 8450
daniel@fox-davies.com
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Canaccord Genuity Limited (Joint Broker) James Asensio Gordon Hamilton
| +44 (0) 207 523 4680
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Celicourt Communications Felicity Winkles/Philip Dennis
| +44 (0) 20 8434 2754 ctl@celicourt.uk |
Dr. Reuter Investor Relations Dr. Eva Reuter | +49 69 1532 5857 |
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: | Cleantech Lithium Plc | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify) iii: | ||||||
3. Details of person subject to the notification obligation iv | ||||||
Name | Regal Funds Management Pty Limited and its associates (including Regal Partners Limited, of which Regal Funds Management Pty Limited is a wholly owned subsidiary) as Trustee for certain funds and investment adviser for certain funds | |||||
City and country of registered office (if applicable) | Sydney, Australia | |||||
4. Full name of shareholder(s) (if different from 3.) v | ||||||
Name | BNP Paribas Securities Services A/C UBS AG, Prime Brokerage Services (Ldn)
SNC Nominees | |||||
City and country of registered office (if applicable) | London, United Kingdom | |||||
5. Date on which the threshold was crossed or reached vi: | 16th November 2022 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 18th November 2022 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B) vii | |||
Resulting situation on the date on which threshold was crossed or reached | 16.49% | 16.49% | 17,366,666 | |||
Position of previous notification (if applicable) | 9.32% | 9.32% | 7,366,666 | |||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type ofshares ISIN code (if possible) | Number of voting rights ix | % of voting rights | |||||||
Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) | ||||||
JE00BPCP3Z37 | 17,366,666 | 16.49% | |||||||
SUBTOTAL 8. A | 17,366,666 | 16.49% | |||||||
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B 1: Financial Instruments according to DTR5.3.1R (1) (a) | |||||||||
Type of financial instrument | Expirationdate x | Exercise/Conversion Period xi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
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B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | |||||||||
Type of financial instrument | Expirationdate x | Exercise/Conversion Period xi | Physical or cash Settlement xii | Number of voting rights | % of voting rights | ||||
| SUBTOTAL 8.B.2 | ||||||||
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | X | |||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | ||||
Name xv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
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10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | ||||
The number and % of voting rights held | ||||
The date until which the voting rights will be held | ||||
11. Additional information xvi | ||||
For the purpose of section 9 of this TR-1 Form we have considered holdings in unit trusts for which Regal Funds Management Pty Limited and its associates acts as trustee and investment manager as 'direct holdings'.
Holdings in funds which are separate legal entities for which Regal Funds Management Pty Limited and its associates acts as investment adviser have been considered and reported as 'indirect holdings'.
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Place of completion | Sydney, Australia |
Date of completion | 18th November 2022 |
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