Last checked at 13 May 2024 10:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 10 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 3517613 | 23.06552 GBP | 20.06596 GBP |
Ordinary NPV | Sell
| 2221582 | 23.06552 GBP | 20.06596 GBP |
ADR | Buy
| 33512 | 57.83982 USD | 57.19000 USD |
ADR | Sell
| 31432 | 57.50000 USD | 57.19000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 41630 | 42.919974 AUD |
Ordinary NPV | CFD
| Long | 53110 | 43.081864 AUD |
Ordinary NPV | CFD
| Long | 7882 | 43.195447 AUD |
Ordinary NPV | CFD
| Long | 14781 | 42.981509 AUD |
Ordinary NPV | CFD
| Long | 4809 | 43.22101788 AUD |
Ordinary NPV | CFD
| Long | 182323 | 43.005856 AUD |
Ordinary NPV | CFD
| Long | 8384 | 42.904557490458 AUD |
Ordinary NPV | CFD
| Long | 184 | 22.97 GBP |
Ordinary NPV | CFD
| Long | 10426 | 529.73180606 ZAR |
Ordinary NPV | CFD
| Long | 20 | 22.965 GBP |
Ordinary NPV | CFD
| Long | 1500 | 22.897473 GBP |
Ordinary NPV | CFD
| Long | 21794 | 22.94459 GBP |
Ordinary NPV | CFD
| Long | 778 | 529.9347 ZAR |
Ordinary NPV | CFD
| Long | 14959 | 530.48284845 ZAR |
Ordinary NPV | CFD
| Long | 10914 | 530.04082555 ZAR |
Ordinary NPV | CFD
| Long | 1 | 531.7 ZAR |
Ordinary NPV | CFD
| Long | 13836 | 22.9591 GBP |
Ordinary NPV | CFD
| Long | 539944 | 42.91 AUD |
Ordinary NPV | CFD
| Long | 1501 | 43.051339 AUD |
Ordinary NPV | CFD
| Long | 8928 | 42.913996 AUD |
Ordinary NPV | CFD
| Long | 216 | 42.907021 AUD |
Ordinary NPV | CFD
| Long | 77670 | 42.927937 AUD |
Ordinary NPV | CFD
| Long | 10000 | 42.900457 AUD |
Ordinary NPV | CFD
| Long | 3307 | 42.919218 AUD |
Ordinary NPV | CFD
| Long | 6245 | 43.024351 AUD |
Ordinary NPV | CFD
| Long | 1310 | 42.905664 AUD |
Ordinary NPV | CFD
| Long | 11544 | 42.931687 AUD |
Ordinary NPV | CFD
| Long | 1 | 43.27 AUD |
Ordinary NPV | CFD
| Long | 58806 | 42.908892 AUD |
Ordinary NPV | CFD
| Long | 4081 | 42.908215 AUD |
Ordinary NPV | CFD
| Long | 5570 | 42.910228 AUD |
Ordinary NPV | CFD
| Long | 159551 | 42.935245 AUD |
Ordinary NPV | CFD
| Long | 1072 | 43.04404851 AUD |
Ordinary NPV | CFD
| Long | 9725 | 43.151101 AUD |
Ordinary NPV | CFD
| Long | 25289 | 42.943916 AUD |
Ordinary NPV | CFD
| Long | 7032 | 43.068949 AUD |
Ordinary NPV | CFD
| Long | 2338 | 42.9035628742515 AUD |
Ordinary NPV | CFD
| Long | 669 | 43.04125 AUD |
Ordinary NPV | CFD
| Long | 435 | 43.014621 AUD |
Ordinary NPV | CFD
| Long | 65798 | 42.895614 AUD |
Ordinary NPV | CFD
| Long | 253209 | 43.029896 AUD |
Ordinary NPV | CFD
| Long | 6428 | 42.924107 AUD |
Ordinary NPV | CFD
| Long | 23040 | 42.89088 AUD |
Ordinary NPV | CFD
| Long | 2730 | 42.98271 AUD |
Ordinary NPV | CFD
| Long | 126591 | 22.970951 GBP |
Ordinary NPV | CFD
| Long | 109133 | 22.95366452 GBP |
Ordinary NPV | CFD
| Long | 33887 | 22.98709771 GBP |
Ordinary NPV | CFD
| Long | 636 | 23.007123 GBP |
Ordinary NPV | CFD
| Long | 540 | 23.01212963 GBP |
Ordinary NPV | CFD
| Long | 31 | 22.97608926 GBP |
Ordinary NPV | CFD
| Long | 12596 | 530.0137 ZAR |
Ordinary NPV | CFD
| Long | 2 | 42.915 AUD |
Ordinary NPV | CFD
| Long | 94 | 43.20617 AUD |
Ordinary NPV | CFD
| Long | 14512 | 43.200715 AUD |
Ordinary NPV | CFD
| Long | 39181 | 43.080634 AUD |
Ordinary NPV | CFD
| Long | 17106 | 42.9075622588565 AUD |
Ordinary NPV | CFD
| Long | 7653 | 43.212227 AUD |
Ordinary NPV | CFD
| Long | 4300 | 22.954431 GBP |
Ordinary NPV | CFD
| Long | 13340 | 42.9099997337331 AUD |
Ordinary NPV | CFD
| Long | 3423 | 43.2150843463336 AUD |
Ordinary NPV | CFD
| Short | 946 | 43.2 AUD |
Ordinary NPV | CFD
| Short | 77670 | 42.927937 AUD |
Ordinary NPV | CFD
| Short | 3307 | 42.919218 AUD |
Ordinary NPV | CFD
| Short | 1 | 43.27 AUD |
Ordinary NPV | CFD
| Short | 6245 | 43.0243522470777 AUD |
Ordinary NPV | CFD
| Short | 14512 | 43.200715 AUD |
Ordinary NPV | CFD
| Short | 39181 | 43.080634 AUD |
Ordinary NPV | CFD
| Short | 1501 | 43.051339 AUD |
Ordinary NPV | CFD
| Short | 253209 | 43.029896 AUD |
Ordinary NPV | CFD
| Short | 94 | 43.20617 AUD |
Ordinary NPV | CFD
| Short | 25000 | 43.5623753 AUD |
Ordinary NPV | CFD
| Short | 58806 | 42.9088923706323 AUD |
Ordinary NPV | CFD
| Short | 15610 | 23.00079924 GBP |
Ordinary NPV | CFD
| Short | 1072 | 43.04404851 AUD |
Ordinary NPV | CFD
| Short | 10914 | 530.04082555 ZAR |
Ordinary NPV | CFD
| Short | 28848 | 22.980584 GBP |
Ordinary NPV | CFD
| Short | 1840 | 23.0 GBP |
Ordinary NPV | CFD
| Short | 12596 | 530.0137 ZAR |
Ordinary NPV | CFD
| Short | 10426 | 529.73180606 ZAR |
Ordinary NPV | CFD
| Short | 553284 | 42.91 AUD |
Ordinary NPV | CFD
| Short | 5570 | 42.9102281249551 AUD |
Ordinary NPV | CFD
| Short | 4081 | 42.9082146178878 AUD |
Ordinary NPV | CFD
| Short | 14781 | 42.981509 AUD |
Ordinary NPV | CFD
| Short | 3423 | 43.215083 AUD |
Ordinary NPV | CFD
| Short | 2730 | 42.98271 AUD |
Ordinary NPV | CFD
| Short | 25289 | 42.943916 AUD |
Ordinary NPV | CFD
| Short | 9725 | 43.151101 AUD |
Ordinary NPV | CFD
| Short | 669 | 43.04125 AUD |
Ordinary NPV | CFD
| Short | 7032 | 43.068949 AUD |
Ordinary NPV | CFD
| Short | 6428 | 42.924107 AUD |
Ordinary NPV | CFD
| Short | 435 | 43.014621 AUD |
Ordinary NPV | CFD
| Short | 25490 | 42.906574 AUD |
Ordinary NPV | CFD
| Short | 65798 | 42.895614 AUD |
Ordinary NPV | CFD
| Short | 7653 | 43.212227 AUD |
Ordinary NPV | CFD
| Short | 23040 | 42.89088 AUD |
Ordinary NPV | CFD
| Short | 2 | 42.915 AUD |
Ordinary NPV | CFD
| Short | 2338 | 42.9036 AUD |
Ordinary NPV | CFD
| Short | 11544 | 42.931687 AUD |
Ordinary NPV | CFD
| Short | 182323 | 43.005856 AUD |
Ordinary NPV | CFD
| Short | 159551 | 42.935245 AUD |
Ordinary NPV | CFD
| Short | 6595 | 42.9156391205459 AUD |
Ordinary NPV | CFD
| Short | 2333 | 42.9093527646807 AUD |
Ordinary NPV | CFD
| Short | 41630 | 42.919974 AUD |
Ordinary NPV | CFD
| Short | 216 | 42.907021 AUD |
Ordinary NPV | CFD
| Short | 1430785 | 22.97 GBP |
Ordinary NPV | CFD
| Short | 4331 | 22.9570092936135 GBP |
Ordinary NPV | CFD
| Short | 819 | 22.98318071 GBP |
Ordinary NPV | CFD
| Short | 25890 | 22.971376 GBP |
Ordinary NPV | CFD
| Short | 9904 | 22.959635 GBP |
Ordinary NPV | CFD
| Short | 7871 | 22.96588871 GBP |
Ordinary NPV | CFD
| Short | 5772 | 22.966048 GBP |
Ordinary NPV | CFD
| Short | 1681 | 22.955651 GBP |
Ordinary NPV | CFD
| Short | 477 | 22.97057775 GBP |
Ordinary NPV | CFD
| Short | 90 | 22.95233333 GBP |
Ordinary NPV | CFD
| Short | 491 | 22.78034623 GBP |
Ordinary NPV | CFD
| Short | 14959 | 530.48284845 ZAR |
Ordinary NPV | CFD
| Short | 1 | 531.7 ZAR |
Ordinary NPV | CFD
| Short | 4809 | 43.2210178782117 AUD |
Ordinary NPV | CFD
| Short | 778 | 529.934708960206 ZAR |
Ordinary NPV | CFD
| Short | 162 | 22.979815 GBP |
Ordinary NPV | CFD
| Short | 1310 | 42.905664 AUD |
Ordinary NPV | CFD
| Short | 10000 | 42.900457 AUD |
Ordinary NPV | CFD
| Short | 53110 | 43.081864 AUD |
Ordinary NPV | CFD
| Short | 6936 | 43.1948255478662 AUD |
ADR | CFD
| Short | 10544 | 57.3375 USD |
ADR | CFD
| Short | 286 | 57.312273 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 13 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.