Last checked at 24 May 2024 12:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 23 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 3463063 | 542.22360 ZAR | 23.09317 GBP |
Ordinary NPV | Sell
| 3064953 | 542.22360 ZAR | 23.14711 GBP |
ADR
| Buy | 113417 | 61.03690 USD | 58.73000 USD |
ADR
| Sell | 98184 | 60.05462 USD | 58.73000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 444 | 45.040946 AUD |
Ordinary NPV | CFD
| Long | 22286 | 23.29 GBP |
Ordinary NPV | CFD
| Long | 168 | 44.55443 AUD |
Ordinary NPV | CFD
| Long | 1276 | 44.781779 AUD |
Ordinary NPV | CFD
| Long | 3287 | 44.754671 AUD |
Ordinary NPV | CFD
| Long | 1644 | 44.971762 AUD |
Ordinary NPV | CFD
| Long | 1320 | 44.603606 AUD |
Ordinary NPV | CFD
| Long | 337 | 44.7689285805935 AUD |
Ordinary NPV | CFD
| Long | 4 | 44.63437555 AUD |
Ordinary NPV | CFD
| Long | 2784 | 541.6432 ZAR |
Ordinary NPV | CFD
| Long | 42307 | 541.67809086 ZAR |
Ordinary NPV | CFD
| Long | 340 | 542.2236 ZAR |
Ordinary NPV | CFD
| Long | 8766 | 541.60096167 ZAR |
Ordinary NPV | CFD
| Long | 432 | 44.897616 AUD |
Ordinary NPV | CFD
| Long | 11 | 44.9118182 AUD |
Ordinary NPV | CFD
| Long | 84080 | 44.968551 AUD |
Ordinary NPV | CFD
| Long | 23275 | 44.7689170145865 AUD |
Ordinary NPV | CFD
| Long | 164 | 44.6349853060976 AUD |
Ordinary NPV | CFD
| Long | 3240 | 44.975 AUD |
Ordinary NPV | CFD
| Long | 976 | 44.915277 AUD |
Ordinary NPV | CFD
| Long | 384604 | 44.931015 AUD |
Ordinary NPV | CFD
| Long | 4195 | 44.903647 AUD |
Ordinary NPV | CFD
| Long | 12015 | 44.9843911776945 AUD |
Ordinary NPV | CFD
| Long | 5277 | 44.9547773356074 AUD |
Ordinary NPV | CFD
| Long | 4374 | 44.996212 AUD |
Ordinary NPV | CFD
| Long | 79145 | 44.920503 AUD |
Ordinary NPV | CFD
| Long | 163 | 44.907546 AUD |
Ordinary NPV | CFD
| Long | 189500 | 44.943821 AUD |
Ordinary NPV | CFD
| Long | 2016 | 44.926811 AUD |
Ordinary NPV | CFD
| Long | 7516 | 23.15 GBP |
Ordinary NPV | CFD
| Long | 100000 | 44.866585 AUD |
Ordinary NPV | CFD
| Long | 69588 | 44.919646 AUD |
Ordinary NPV | CFD
| Long | 2225 | 23.179654 GBP |
Ordinary NPV | CFD
| Long | 20000 | 44.91 AUD |
Ordinary NPV | CFD
| Long | 20000 | 44.950331 AUD |
Ordinary NPV | CFD
| Long | 6457 | 44.9579317031702 AUD |
Ordinary NPV | CFD
| Long | 21 | 44.96619 AUD |
Ordinary NPV | CFD
| Long | 66585 | 46.24 AUD |
Ordinary NPV | CFD
| Long | 5501 | 44.620464 AUD |
Ordinary NPV | CFD
| Long | 61051 | 44.886594 AUD |
Ordinary NPV | CFD
| Long | 98302 | 44.893417 AUD |
Ordinary NPV | CFD
| Long | 22743 | 44.8942715467045 AUD |
Ordinary NPV | CFD
| Long | 6023 | 44.6800002305828 AUD |
Ordinary NPV | CFD
| Long | 17 | 44.939706 AUD |
Ordinary NPV | CFD
| Long | 1793 | 44.905365 AUD |
Ordinary NPV | CFD
| Long | 1995 | 45.02 AUD |
Ordinary NPV | CFD
| Long | 8150 | 23.3 GBP |
Ordinary NPV | CFD
| Long | 40335 | 44.919462 AUD |
Ordinary NPV | CFD
| Long | 8182 | 542.00383525 ZAR |
Ordinary NPV | CFD
| Short | 129 | 23.35 GBP |
Ordinary NPV | CFD
| Short | 9829 | 44.919734 AUD |
Ordinary NPV | CFD
| Short | 8766 | 541.60096167 ZAR |
Ordinary NPV | CFD
| Short | 8182 | 542.00383525 ZAR |
Ordinary NPV | CFD
| Short | 3240 | 44.975 AUD |
Ordinary NPV | CFD
| Short | 435871 | 44.906042 AUD |
Ordinary NPV | CFD
| Short | 30168 | 44.909069 AUD |
Ordinary NPV | CFD
| Short | 13940 | 23.1381456231499 GBP |
Ordinary NPV | CFD
| Short | 3368 | 23.137837188171 GBP |
Ordinary NPV | CFD
| Short | 101 | 23.0931683168317 GBP |
Ordinary NPV | CFD
| Short | 130250 | 23.15 GBP |
Ordinary NPV | CFD
| Short | 2225 | 23.145344 GBP |
Ordinary NPV | CFD
| Short | 3589 | 23.15214405 GBP |
Ordinary NPV | CFD
| Short | 79900 | 23.118527 GBP |
Ordinary NPV | CFD
| Short | 2784 | 541.6432 ZAR |
Ordinary NPV | CFD
| Short | 42307 | 541.67809086 ZAR |
Ordinary NPV | CFD
| Short | 210 | 542.211407 ZAR |
Ordinary NPV | CFD
| Short | 66585 | 46.24 AUD |
Ordinary NPV | CFD
| Short | 200 | 44.7 AUD |
Ordinary NPV | CFD
| Short | 130 | 542.243357 ZAR |
Ordinary NPV | CFD
| Short | 268 | 23.154347 GBP |
Ordinary NPV | CFD
| Short | 4569 | 44.924618 AUD |
Ordinary NPV | CFD
| Short | 58118 | 44.862402 AUD |
Ordinary NPV | CFD
| Short | 41723 | 44.887568 AUD |
Ordinary NPV | CFD
| Short | 339 | 44.725192 AUD |
Ordinary NPV | CFD
| Short | 45 | 23.12580486 GBP |
Ordinary NPV | CFD
| Short | 41 | 23.150926 GBP |
Ordinary NPV | CFD
| Short | 33 | 23.12523919 GBP |
Ordinary NPV | CFD
| Short | 24 | 23.12569375 GBP |
Ordinary NPV | CFD
| Short | 23 | 23.1135332 GBP |
Ordinary NPV | CFD
| Short | 20 | 23.11438678 GBP |
Ordinary NPV | CFD
| Short | 19 | 23.11422245 GBP |
Ordinary NPV | CFD
| Short | 19 | 23.12043771 GBP |
Ordinary NPV | CFD
| Short | 4 | 23.1225432 GBP |
Ordinary NPV | CFD
| Short | 140535 | 44.9276339701854 AUD |
Ordinary NPV | CFD
| Short | 11745 | 44.8819702000851 AUD |
Ordinary NPV | CFD
| Short | 65 | 23.12038912 GBP |
Ordinary NPV | CFD
| Short | 58 | 23.19035086 GBP |
Ordinary NPV | CFD
| Short | 50 | 23.12509373 GBP |
Ordinary NPV | CFD
| Short | 11392 | 45.0180602977528 AUD |
Ordinary NPV | CFD
| Short | 9238 | 44.9101093310024 AUD |
Ordinary NPV | CFD
| Short | 1140 | 44.833605 AUD |
Ordinary NPV | CFD
| Short | 1494 | 44.97248327 AUD |
Ordinary NPV | CFD
| Short | 25000 | 44.6047912 AUD |
Ordinary NPV | CFD
| Short | 25000 | 44.374376 AUD |
Ordinary NPV | CFD
| Short | 433 | 44.9141820286374 AUD |
Ordinary NPV | CFD
| Short | 75941 | 44.919874 AUD |
Ordinary NPV | CFD
| Short | 195 | 44.9281839564103 AUD |
Ordinary NPV | CFD
| Short | 22286 | 23.29 GBP |
Ordinary NPV | CFD
| Short | 5 | 23.187 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 24 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.