Last checked at 24 May 2024 12:14
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 23 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 1,682 | 59.0000 USD | 58.8946 USD |
ADR | SALES | 1,682 | 59.0000 USD | 58.8946 USD |
Ordinary NPV | PURCHASES | 182,900 | 23.3500 GBP | 23.0600 GBP |
Ordinary NPV | SALES | 246,179 | 23.3800 GBP | 23.0800 GBP |
Ordinary NPV | SALES | 24,804 | 29.7758 USD | 29.7582 USD |
Ordinary NPV | SALES | 326,710 | 45.0133 AUD | 44.6300 AUD |
Ordinary NPV | PURCHASES | 418,830 | 45.0408 AUD | 44.6800 AUD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | increasing a long position | 15,000 | 23.1084 GBP |
Ordinary NPV | CFD | increasing a long position | 28,530 | 23.1451 GBP |
Ordinary NPV | CFD | increasing a long position | 3,461 | 23.1614 GBP |
Ordinary NPV | CFD | increasing a long position | 7,500 | 23.1828 GBP |
Ordinary NPV | CFD | increasing a long position | 7,500 | 23.1828 GBP |
Ordinary NPV | CFD | increasing a long position | 2,361 | 23.3800 GBP |
Ordinary NPV | CFD | increasing a long position | 24,700 | 44.8967 AUD |
Ordinary NPV | CFD | increasing a long position | 136 | 44.9241 AUD |
Ordinary NPV | CFD | increasing a long position | 1,799 | 44.9273 AUD |
Ordinary NPV | CFD | increasing a long position | 6 | 45.0183 AUD |
Ordinary NPV | CFD | increasing a long position | 900 | 541.9253 ZAR |
Ordinary NPV | CFD | increasing a long position | 16,373 | 542.2809 ZAR |
Ordinary NPV | CFD | increasing a short position | 17,039 | 23.1403 GBP |
Ordinary NPV | CFD | increasing a short position | 180 | 23.1418 GBP |
Ordinary NPV | CFD | increasing a short position | 438 | 23.1468 GBP |
Ordinary NPV | CFD | increasing a short position | 10,627 | 23.1500 GBP |
Ordinary NPV | CFD | increasing a short position | 28 | 23.3500 GBP |
Ordinary NPV | CFD | increasing a short position | 337 | 44.7890 AUD |
Ordinary NPV | CFD | increasing a short position | 406 | 44.7891 AUD |
Ordinary NPV | CFD | increasing a short position | 17,286 | 44.9009 AUD |
Ordinary NPV | CFD | increasing a short position | 928 | 44.9100 AUD |
Ordinary NPV | CFD | increasing a short position | 14,985 | 44.9502 AUD |
Ordinary NPV | CFD | increasing a short position | 16,373 | 542.2809 ZAR |
Ordinary NPV | CFD | reducing a long position | 104 | 23.1100 GBP |
Ordinary NPV | CFD | reducing a long position | 7,130 | 23.1139 GBP |
Ordinary NPV | CFD | reducing a long position | 2 | 23.1200 GBP |
Ordinary NPV | CFD | reducing a long position | 194 | 23.1451 GBP |
Ordinary NPV | CFD | reducing a long position | 226 | 23.1500 GBP |
Ordinary NPV | CFD | reducing a long position | 11,493 | 23.1525 GBP |
Ordinary NPV | CFD | reducing a long position | 1 | 23.1867 GBP |
Ordinary NPV | CFD | reducing a long position | 804 | 44.9090 AUD |
Ordinary NPV | CFD | reducing a long position | 538 | 44.9090 AUD |
Ordinary NPV | CFD | reducing a long position | 2,355 | 44.9100 AUD |
Ordinary NPV | CFD | reducing a long position | 419 | 44.9185 AUD |
Ordinary NPV | CFD | reducing a long position | 278 | 44.9185 AUD |
Ordinary NPV | CFD | reducing a long position | 34 | 44.9200 AUD |
Ordinary NPV | CFD | reducing a long position | 127 | 45.0039 AUD |
Ordinary NPV | CFD | reducing a long position | 209 | 541.1756 ZAR |
Ordinary NPV | CFD | reducing a long position | 900 | 541.9253 ZAR |
Ordinary NPV | CFD | reducing a long position | 21,300 | 541.9378 ZAR |
Ordinary NPV | CFD | reducing a long position | 11,780 | 542.1504 ZAR |
Ordinary NPV | CFD | reducing a short position | 27,710 | 23.1326 GBP |
Ordinary NPV | CFD | reducing a short position | 299 | 23.1500 GBP |
Ordinary NPV | CFD | reducing a short position | 180 | 23.1614 GBP |
Ordinary NPV | CFD | reducing a short position | 28,494 | 23.1750 GBP |
Ordinary NPV | CFD | reducing a short position | 2,500 | 23.1828 GBP |
Ordinary NPV | CFD | reducing a short position | 2,500 | 23.1828 GBP |
Ordinary NPV | CFD | reducing a short position | 25,899 | 44.8263 AUD |
Ordinary NPV | CFD | reducing a short position | 126,629 | 44.8399 AUD |
Ordinary NPV | CFD | reducing a short position | 120,472 | 44.8400 AUD |
Ordinary NPV | CFD | reducing a short position | 1,218 | 44.9031 AUD |
Ordinary NPV | CFD | reducing a short position | 1,000 | 44.9054 AUD |
Ordinary NPV | CFD | reducing a short position | 100 | 44.9055 AUD |
Ordinary NPV | CFD | reducing a short position | 15,568 | 44.9120 AUD |
Ordinary NPV | CFD | reducing a short position | 10,628 | 44.9120 AUD |
Ordinary NPV | CFD | reducing a short position | 104 | 44.9232 AUD |
Ordinary NPV | CFD | reducing a short position | 1,610 | 44.9475 AUD |
Ordinary NPV | CFD | reducing a short position | 130 | 45.0173 AUD |
Ordinary NPV | CFD | reducing a short position | 209 | 541.1756 ZAR |
Ordinary NPV | CFD | reducing a short position | 21,300 | 541.9378 ZAR |
Ordinary NPV | CFD | reducing a short position | 11,780 | 542.1504 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
Ordinary NPV | Short Call | Exercised against | 800 | 39.3963 AUD |
Ordinary NPV | Short Call | Exercised against | 300 | 39.9159 AUD |
Ordinary NPV | Short Call | Exercised against | 680 | 39.9462 AUD |
Ordinary NPV | PUT | Exercising | 80,000 | 46.0000 AUD |
Ordinary NPV | CALL | Exercising | 24,000 | 46.5000 AUD |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 24 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.