Last checked at 1 May 2024 11:06
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 30 Apr 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: ANGLO AMERICAN PLC | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 7,972,977 | 0.16% | 5,985,485 | 0.12% | |||
(2) Cash-settled derivatives: | 4,025,409 | 0.08% | 4,277,414 | 0.08% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,998,386 | 0.24% | 10,262,899 | 0.20% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Ordinary NPV | Purchase | 284917 | 22.7101 GBP | 22.2236 GBP | |||
Ordinary NPV | Sale | 378563 | 22.6600 GBP | 22.2300 GBP | |||
Ordinary NPV | Purchase | 1431269 | 43.2833 AUD | 43.0198 AUD | |||
Ordinary NPV | Sale | 1206966 | 43.2512 AUD | 43.0300 AUD | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
Ordinary NPV | CFD | Decreasing Long | 65 | 525.8192 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 124 | 43.2814 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 781 | 43.2864 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 1,000 | 43.1757 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 2,666 | 528.3512 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 2,825 | 43.0876 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 3,524 | 526.8000 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 3,854 | 526.3298 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 8,892 | 526.6827 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 11,923 | 526.5855 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 12,006 | 43.2014 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 27,171 | 528.2986 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 67,452 | 43.0300 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 93,940 | 43.2498 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 108,219 | 527.9199 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 1 | 22.2300 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 56 | 22.2300 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 60 | 22.4600 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 68 | 22.5500 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 136 | 22.3992 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 324 | 526.1516 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 503 | 22.4042 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 539 | 526.1569 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 594 | 22.3996 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 676 | 22.3898 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 696 | 22.4040 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,037 | 22.5232 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,082 | 22.3714 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,202 | 22.5016 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,430 | 22.4396 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,451 | 22.5443 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,524 | 526.8000 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 3,711 | 22.4806 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,854 | 526.3298 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 4,977 | 22.3653 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 6,227 | 22.3893 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 8,892 | 526.6827 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 9,214 | 22.3646 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 12,024 | 22.3651 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 12,616 | 22.4149 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 18,325 | 22.4730 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 62,929 | 22.4032 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 93,940 | 22.5150 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 100,129 | 22.3982 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 108,219 | 527.7616 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 1 | 526.1300 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 65 | 525.6746 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 1,382 | 528.3190 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 2,666 | 528.1399 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 8,488 | 528.1564 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 11,923 | 526.4407 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 16,855 | 43.0300 AUD | |||
Ordinary NPV | CFD | Increasing Long | 27,171 | 528.1533 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 1 | 526.1300 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 124 | 22.7101 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 140 | 22.2972 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 200 | 22.5000 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 209 | 22.4401 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 251 | 22.4953 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 302 | 22.4240 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 324 | 526.1516 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 555 | 22.6616 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 620 | 22.6469 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 633 | 22.3686 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 937 | 22.4534 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,382 | 528.4775 ZAR | |||
Ordinary NPV | CFD | Increasing Short | 1,829 | 22.3721 GBP | |||
Ordinary NPV | CFD | Increasing Short | 3,789 | 22.5162 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 4,537 | 22.2301 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 7,122 | 22.2300 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 8,488 | 528.1564 ZAR | |||
Ordinary NPV | CFD | Increasing Short | 8,645 | 22.2300 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 12,596 | 22.3737 GBP | |||
Ordinary NPV | CFD | Increasing Short | 17,852 | 22.2317 GBP | |||
Ordinary NPV | CFD | Increasing Short | 22,722 | 22.4063 GBP | |||
Ordinary NPV | CFD | Increasing Short | 61,437 | 22.2574 GBP | |||
Ordinary NPV | SWAP | Opening Short | 539 | 526.1569 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 01 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||