Last checked at 22 May 2024 11:14
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 21 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 368 | 61.9500 USD | 61.8001 USD |
ADR | SALES | 368 | 61.9500 USD | 61.8001 USD |
Ordinary NPV | SALES | 216,097 | 24.4362 GBP | 24.0100 GBP |
Ordinary NPV | PURCHASES | 190,403 | 24.4600 GBP | 24.0100 GBP |
Ordinary NPV | SALES | 2,451 | 30.6406 USD | 30.6406 USD |
Ordinary NPV | PURCHASES | 89,198 | 30.9175 USD | 30.6591 USD |
Ordinary NPV | PURCHASES | 227,746 | 46.0000 AUD | 45.7800 AUD |
Ordinary NPV | SALES | 296,577 | 46.0400 AUD | 45.7800 AUD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | increasing a long position | 2,260 | 24.0100 GBP |
Ordinary NPV | CFD | increasing a long position | 3,770 | 24.2926 GBP |
Ordinary NPV | CFD | increasing a long position | 194 | 24.3000 GBP |
Ordinary NPV | CFD | increasing a long position | 1,809 | 24.3000 GBP |
Ordinary NPV | CFD | increasing a long position | 8,555 | 24.3101 GBP |
Ordinary NPV | CFD | increasing a long position | 4,059 | 24.3117 GBP |
Ordinary NPV | CFD | increasing a long position | 915 | 24.3561 GBP |
Ordinary NPV | CFD | increasing a long position | 2,203 | 24.3690 GBP |
Ordinary NPV | CFD | increasing a long position | 331 | 45.8075 AUD |
Ordinary NPV | CFD | increasing a long position | 1,200 | 45.8659 AUD |
Ordinary NPV | CFD | increasing a long position | 1,197 | 45.9426 AUD |
Ordinary NPV | CFD | increasing a long position | 1,057 | 46.0400 AUD |
Ordinary NPV | CFD | increasing a long position | 3,300 | 558.8710 ZAR |
Ordinary NPV | CFD | increasing a long position | 79 | 559.1051 ZAR |
Ordinary NPV | CFD | increasing a long position | 5,489 | 559.4509 ZAR |
Ordinary NPV | CFD | increasing a long position | 2,570 | 559.9561 ZAR |
Ordinary NPV | CFD | increasing a long position | 453 | 561.4614 ZAR |
Ordinary NPV | CFD | increasing a short position | 1,500 | 24.2407 GBP |
Ordinary NPV | CFD | increasing a short position | 1,500 | 24.2407 GBP |
Ordinary NPV | CFD | increasing a short position | 12,419 | 24.2977 GBP |
Ordinary NPV | CFD | increasing a short position | 325 | 24.3077 GBP |
Ordinary NPV | CFD | increasing a short position | 19,379 | 24.3192 GBP |
Ordinary NPV | CFD | increasing a short position | 14,869 | 24.3327 GBP |
Ordinary NPV | CFD | increasing a short position | 4,388 | 30.8961 USD |
Ordinary NPV | CFD | increasing a short position | 4,284 | 45.8790 AUD |
Ordinary NPV | CFD | increasing a short position | 17,524 | 45.8928 AUD |
Ordinary NPV | CFD | increasing a short position | 7,381 | 45.9412 AUD |
Ordinary NPV | CFD | increasing a short position | 11,072 | 45.9412 AUD |
Ordinary NPV | CFD | increasing a short position | 15,247 | 45.9417 AUD |
Ordinary NPV | CFD | increasing a short position | 699 | 46.0400 AUD |
Ordinary NPV | CFD | increasing a short position | 79 | 559.1051 ZAR |
Ordinary NPV | CFD | reducing a long position | 325 | 45.8192 AUD |
Ordinary NPV | CFD | reducing a long position | 457 | 45.8192 AUD |
Ordinary NPV | CFD | reducing a long position | 2,432 | 45.8192 AUD |
Ordinary NPV | CFD | reducing a long position | 543 | 45.8569 AUD |
Ordinary NPV | CFD | reducing a long position | 814 | 45.8569 AUD |
Ordinary NPV | CFD | reducing a long position | 108 | 45.9453 AUD |
Ordinary NPV | CFD | reducing a long position | 162 | 45.9453 AUD |
Ordinary NPV | CFD | reducing a long position | 65,431 | 45.9933 AUD |
Ordinary NPV | CFD | reducing a long position | 603 | 558.6726 ZAR |
Ordinary NPV | CFD | reducing a long position | 3,300 | 558.8710 ZAR |
Ordinary NPV | CFD | reducing a long position | 5,489 | 559.4509 ZAR |
Ordinary NPV | CFD | reducing a long position | 2,570 | 559.9561 ZAR |
Ordinary NPV | CFD | reducing a long position | 4,700 | 560.9578 ZAR |
Ordinary NPV | CFD | reducing a long position | 453 | 561.4614 ZAR |
Ordinary NPV | CFD | reducing a short position | 12,538 | 24.3000 GBP |
Ordinary NPV | CFD | reducing a short position | 13,901 | 24.3262 GBP |
Ordinary NPV | CFD | reducing a short position | 113 | 24.3400 GBP |
Ordinary NPV | CFD | reducing a short position | 26 | 24.3523 GBP |
Ordinary NPV | CFD | reducing a short position | 529 | 45.8274 AUD |
Ordinary NPV | CFD | reducing a short position | 153 | 45.8377 AUD |
Ordinary NPV | CFD | reducing a short position | 153 | 45.8377 AUD |
Ordinary NPV | CFD | reducing a short position | 386 | 45.8377 AUD |
Ordinary NPV | CFD | reducing a short position | 405 | 45.8377 AUD |
Ordinary NPV | CFD | reducing a short position | 542 | 45.8377 AUD |
Ordinary NPV | CFD | reducing a short position | 116 | 45.8378 AUD |
Ordinary NPV | CFD | reducing a short position | 7,928 | 45.8450 AUD |
Ordinary NPV | CFD | reducing a short position | 5,890 | 45.8969 AUD |
Ordinary NPV | CFD | reducing a short position | 4,775 | 45.9137 AUD |
Ordinary NPV | CFD | reducing a short position | 89 | 45.9200 AUD |
Ordinary NPV | CFD | reducing a short position | 38 | 45.9200 AUD |
Ordinary NPV | CFD | reducing a short position | 265 | 45.9395 AUD |
Ordinary NPV | CFD | reducing a short position | 613 | 45.9395 AUD |
Ordinary NPV | CFD | reducing a short position | 114 | 45.9498 AUD |
Ordinary NPV | CFD | reducing a short position | 999 | 45.9498 AUD |
Ordinary NPV | CFD | reducing a short position | 2,451 | 46.0000 AUD |
Ordinary NPV | CFD | reducing a short position | 1,193 | 46.0400 AUD |
Ordinary NPV | CFD | reducing a short position | 603 | 558.6726 ZAR |
Ordinary NPV | CFD | reducing a short position | 4,700 | 560.9578 ZAR |
Ordinary NPV | Open End Knock out Warrant (14) (ISIN | LONG | 36 | 21.9200 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
Ordinary NPV | Short call | N/A | 880 | 39.7872 AUD |
Ordinary NPV | Short call | N/A | 1,200 | 40.3521 AUD |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 22 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.