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Pin to quick picksBarclays Regulatory News (BARC)

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Share Price: 215.00
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Form 8.3 - NortonLifeLock Inc.

9 Aug 2022 12:24

RNS Number : 4404V
Barclays PLC
09 August 2022
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

08 Aug 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,295,273

0.23%

1,352,684

0.24%

(2)

Cash-settled derivatives:

and/or controlled:

1,534,373

0.27%

3,757,122

0.66%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

73,200

0.01%

150,000

0.03%

TOTAL:

2,902,846

0.51%

5,259,806

0.92%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

84

24.2623 USD

USD 0.01 common

Purchase

90

24.4600 USD

USD 0.01 common

Purchase

100

24.2900 USD

USD 0.01 common

Purchase

138

24.1900 USD

USD 0.01 common

Purchase

200

24.1750 USD

USD 0.01 common

Purchase

200

24.4550 USD

USD 0.01 common

Purchase

200

24.3000 USD

USD 0.01 common

Purchase

210

24.1992 USD

USD 0.01 common

Purchase

393

24.1450 USD

USD 0.01 common

Purchase

400

24.3200 USD

USD 0.01 common

Purchase

550

24.4540 USD

USD 0.01 common

Purchase

600

24.4233 USD

USD 0.01 common

Purchase

725

24.2618 USD

USD 0.01 common

Purchase

800

24.2006 USD

USD 0.01 common

Purchase

900

24.3833 USD

USD 0.01 common

Purchase

1,069

24.1998 USD

USD 0.01 common

Purchase

1,300

24.3692 USD

USD 0.01 common

Purchase

1,400

24.3340 USD

USD 0.01 common

Purchase

1,400

24.1714 USD

USD 0.01 common

Purchase

2,196

24.2935 USD

USD 0.01 common

Purchase

2,493

24.4500 USD

USD 0.01 common

Purchase

2,532

24.2888 USD

USD 0.01 common

Purchase

2,600

24.1825 USD

USD 0.01 common

Purchase

2,950

24.3653 USD

USD 0.01 common

Purchase

3,000

24.1943 USD

USD 0.01 common

Purchase

3,531

24.2605 USD

USD 0.01 common

Purchase

8,138

24.2951 USD

USD 0.01 common

Purchase

9,246

24.1700 USD

USD 0.01 common

Purchase

9,283

24.2932 USD

USD 0.01 common

Purchase

12,300

24.2595 USD

USD 0.01 common

Purchase

15,540

24.3102 USD

USD 0.01 common

Purchase

16,409

24.2854 USD

USD 0.01 common

Purchase

17,374

24.1684 USD

USD 0.01 common

Purchase

25,000

24.4118 USD

USD 0.01 common

Purchase

49,359

24.3277 USD

USD 0.01 common

Purchase

58,062

24.3569 USD

USD 0.01 common

Purchase

63,278

24.1709 USD

USD 0.01 common

Purchase

91,901

24.3069 USD

USD 0.01 common

Purchase

609,584

24.2873 USD

USD 0.01 common

Sale

2

24.2850 USD

USD 0.01 common

Sale

2

24.1450 USD

USD 0.01 common

Sale

10

24.4000 USD

USD 0.01 common

Sale

11

24.1727 USD

USD 0.01 common

Sale

25

24.4040 USD

USD 0.01 common

Sale

25

24.2400 USD

USD 0.01 common

Sale

32

24.3593 USD

USD 0.01 common

Sale

48

24.2864 USD

USD 0.01 common

Sale

50

24.2490 USD

USD 0.01 common

Sale

61

24.3490 USD

USD 0.01 common

Sale

77

24.3200 USD

USD 0.01 common

Sale

100

24.2550 USD

USD 0.01 common

Sale

100

24.2650 USD

USD 0.01 common

Sale

106

24.1285 USD

USD 0.01 common

Sale

116

24.3049 USD

USD 0.01 common

Sale

130

24.3338 USD

USD 0.01 common

Sale

133

24.3948 USD

USD 0.01 common

Sale

140

24.3450 USD

USD 0.01 common

Sale

147

24.1596 USD

USD 0.01 common

Sale

200

24.2350 USD

USD 0.01 common

Sale

200

24.1375 USD

USD 0.01 common

Sale

200

24.1150 USD

USD 0.01 common

Sale

201

24.2160 USD

USD 0.01 common

Sale

201

24.1415 USD

USD 0.01 common

Sale

206

24.2287 USD

USD 0.01 common

Sale

206

24.1453 USD

USD 0.01 common

Sale

290

24.4566 USD

USD 0.01 common

Sale

300

24.2616 USD

USD 0.01 common

Sale

400

24.5200 USD

USD 0.01 common

Sale

421

24.2636 USD

USD 0.01 common

Sale

437

24.3253 USD

USD 0.01 common

Sale

501

24.2608 USD

USD 0.01 common

Sale

504

24.3378 USD

USD 0.01 common

Sale

584

24.3100 USD

USD 0.01 common

Sale

700

24.2835 USD

USD 0.01 common

Sale

800

24.3293 USD

USD 0.01 common

Sale

850

24.3552 USD

USD 0.01 common

Sale

995

24.2498 USD

USD 0.01 common

Sale

1,249

24.4500 USD

USD 0.01 common

Sale

1,637

24.3767 USD

USD 0.01 common

Sale

2,031

24.2600 USD

USD 0.01 common

Sale

2,040

24.2796 USD

USD 0.01 common

Sale

2,247

24.2086 USD

USD 0.01 common

Sale

2,294

24.1400 USD

USD 0.01 common

Sale

2,510

24.3467 USD

USD 0.01 common

Sale

2,532

24.2888 USD

USD 0.01 common

Sale

3,102

24.4602 USD

USD 0.01 common

Sale

3,314

24.4298 USD

USD 0.01 common

Sale

3,697

24.4480 USD

USD 0.01 common

Sale

3,766

24.5068 USD

USD 0.01 common

Sale

4,542

24.1996 USD

USD 0.01 common

Sale

6,067

24.2000 USD

USD 0.01 common

Sale

8,644

24.4457 USD

USD 0.01 common

Sale

8,655

24.2197 USD

USD 0.01 common

Sale

10,306

24.2349 USD

USD 0.01 common

Sale

12,566

24.1700 USD

USD 0.01 common

Sale

13,022

24.3396 USD

USD 0.01 common

Sale

15,562

24.3481 USD

USD 0.01 common

Sale

16,093

24.1697 USD

USD 0.01 common

Sale

17,400

24.3141 USD

USD 0.01 common

Sale

20,603

24.4228 USD

USD 0.01 common

Sale

20,838

24.1717 USD

USD 0.01 common

Sale

23,462

24.1878 USD

USD 0.01 common

Sale

29,678

24.3682 USD

USD 0.01 common

Sale

36,961

24.3234 USD

USD 0.01 common

Sale

63,290

24.1709 USD

USD 0.01 common

Sale

145,439

24.2978 USD

USD 0.01 common

Sale

526,179

24.2956 USD

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

09 Aug 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2.

OPTIONS AND DERIVATIVES

Class

Product

Writing,

Number

Exercise

Type

Expiry

 

of

description

purchasing,

of

price

date

 

relevant

selling,

securities

per unit

 

security

varying etc

to which

 

option

 

relates

 

USD 0.01 common

Call Options

Purchased

56,100

25.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-112,200

28.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-20,700

27.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-17,100

27.0000

American

16 Sep 2022

 

USD 0.01 common

Put Options

Written

17,100

25.0000

American

16 Sep 2022

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

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END
 
 
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