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Pin to quick picksBarclays Regulatory News (BARC)

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Form 8.3 - NortonLifeLock Inc.

8 Aug 2022 13:21

RNS Number : 2881V
Barclays PLC
08 August 2022
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

05 Aug 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,306,034

0.23%

1,321,911

0.23%

(2)

Cash-settled derivatives:

and/or controlled:

1,993,443

0.35%

3,757,122

0.66%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

73,200

0.01%

150,000

0.03%

TOTAL:

3,372,677

0.59%

5,229,033

0.92%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

100

24.2200 USD

USD 0.01 common

Purchase

249

24.5997 USD

USD 0.01 common

Purchase

282

25.6791 EUR

USD 0.01 common

Purchase

300

24.6250 USD

USD 0.01 common

Purchase

430

26.0763 USD

USD 0.01 common

Purchase

500

24.1300 USD

USD 0.01 common

Purchase

547

25.8697 USD

USD 0.01 common

Purchase

604

24.2049 USD

USD 0.01 common

Purchase

650

24.2335 USD

USD 0.01 common

Purchase

664

25.2764 USD

USD 0.01 common

Purchase

700

24.1978 USD

USD 0.01 common

Purchase

719

25.9628 USD

USD 0.01 common

Purchase

798

24.2415 USD

USD 0.01 common

Purchase

799

24.2231 USD

USD 0.01 common

Purchase

804

24.6240 USD

USD 0.01 common

Purchase

840

26.1363 USD

USD 0.01 common

Purchase

848

24.2436 USD

USD 0.01 common

Purchase

854

25.9514 USD

USD 0.01 common

Purchase

952

26.2842 USD

USD 0.01 common

Purchase

1,008

25.5949 USD

USD 0.01 common

Purchase

1,010

24.1964 USD

USD 0.01 common

Purchase

1,016

25.9861 USD

USD 0.01 common

Purchase

1,093

24.7799 USD

USD 0.01 common

Purchase

1,136

25.9186 USD

USD 0.01 common

Purchase

1,193

24.5009 USD

USD 0.01 common

Purchase

1,200

25.4654 USD

USD 0.01 common

Purchase

1,528

26.0849 USD

USD 0.01 common

Purchase

1,559

25.4659 USD

USD 0.01 common

Purchase

2,004

25.8713 USD

USD 0.01 common

Purchase

2,484

25.5230 USD

USD 0.01 common

Purchase

2,783

24.2910 USD

USD 0.01 common

Purchase

2,801

24.2042 USD

USD 0.01 common

Purchase

3,083

24.2263 USD

USD 0.01 common

Purchase

3,300

24.2230 USD

USD 0.01 common

Purchase

3,592

24.2303 USD

USD 0.01 common

Purchase

4,156

24.3901 USD

USD 0.01 common

Purchase

4,368

24.2207 USD

USD 0.01 common

Purchase

5,230

24.5764 USD

USD 0.01 common

Purchase

5,600

24.7150 USD

USD 0.01 common

Purchase

6,634

24.2128 USD

USD 0.01 common

Purchase

10,153

24.2052 USD

USD 0.01 common

Purchase

15,331

24.6745 USD

USD 0.01 common

Purchase

17,202

24.3571 USD

USD 0.01 common

Purchase

17,554

24.7044 USD

USD 0.01 common

Purchase

18,880

24.4461 USD

USD 0.01 common

Purchase

26,074

24.9637 USD

USD 0.01 common

Purchase

30,159

24.2749 USD

USD 0.01 common

Purchase

30,732

24.2027 USD

USD 0.01 common

Purchase

31,504

24.1987 USD

USD 0.01 common

Purchase

34,799

24.2100 USD

USD 0.01 common

Purchase

47,069

24.3705 USD

USD 0.01 common

Purchase

77,821

24.2025 USD

USD 0.01 common

Purchase

99,282

24.5103 USD

USD 0.01 common

Purchase

108,849

24.4939 USD

USD 0.01 common

Purchase

200,000

26.2808 USD

USD 0.01 common

Purchase

203,097

24.3885 USD

USD 0.01 common

Sale

7

24.8785 USD

USD 0.01 common

Sale

10

25.3510 USD

USD 0.01 common

Sale

10

24.4950 USD

USD 0.01 common

Sale

11

24.6663 USD

USD 0.01 common

Sale

18

24.7944 USD

USD 0.01 common

Sale

45

24.1400 USD

USD 0.01 common

Sale

46

24.2385 USD

USD 0.01 common

Sale

53

24.2771 USD

USD 0.01 common

Sale

62

24.6054 USD

USD 0.01 common

Sale

90

24.2150 USD

USD 0.01 common

Sale

91

24.2210 USD

USD 0.01 common

Sale

92

24.2205 USD

USD 0.01 common

Sale

93

24.1770 USD

USD 0.01 common

Sale

100

25.3550 USD

USD 0.01 common

Sale

136

24.3401 USD

USD 0.01 common

Sale

152

25.2023 USD

USD 0.01 common

Sale

159

24.2757 USD

USD 0.01 common

Sale

169

24.3553 USD

USD 0.01 common

Sale

186

24.4253 USD

USD 0.01 common

Sale

200

25.7600 USD

USD 0.01 common

Sale

214

26.2800 USD

USD 0.01 common

Sale

249

24.5997 USD

USD 0.01 common

Sale

250

25.8920 USD

USD 0.01 common

Sale

258

24.3245 USD

USD 0.01 common

Sale

282

25.6791 EUR

USD 0.01 common

Sale

300

26.2866 USD

USD 0.01 common

Sale

300

25.2500 USD

USD 0.01 common

Sale

319

24.4569 USD

USD 0.01 common

Sale

374

24.2704 USD

USD 0.01 common

Sale

375

26.1960 USD

USD 0.01 common

Sale

381

25.6276 USD

USD 0.01 common

Sale

389

24.3051 USD

USD 0.01 common

Sale

400

25.7675 USD

USD 0.01 common

Sale

424

25.2386 USD

USD 0.01 common

Sale

500

24.1600 USD

USD 0.01 common

Sale

534

25.6215 USD

USD 0.01 common

Sale

575

25.2765 USD

USD 0.01 common

Sale

700

25.6714 USD

USD 0.01 common

Sale

785

25.5573 USD

USD 0.01 common

Sale

788

25.3300 USD

USD 0.01 common

Sale

868

24.1904 USD

USD 0.01 common

Sale

950

25.3531 USD

USD 0.01 common

Sale

991

24.2159 USD

USD 0.01 common

Sale

1,000

24.2995 USD

USD 0.01 common

Sale

1,005

25.4090 USD

USD 0.01 common

Sale

1,131

24.2206 USD

USD 0.01 common

Sale

1,288

25.4915 USD

USD 0.01 common

Sale

1,434

24.8752 USD

USD 0.01 common

Sale

1,600

26.2168 USD

USD 0.01 common

Sale

1,700

25.3470 USD

USD 0.01 common

Sale

1,753

25.3536 USD

USD 0.01 common

Sale

1,859

25.4547 USD

USD 0.01 common

Sale

2,316

24.6198 USD

USD 0.01 common

Sale

2,330

25.5119 USD

USD 0.01 common

Sale

2,395

24.2104 USD

USD 0.01 common

Sale

2,427

24.4812 USD

USD 0.01 common

Sale

2,593

24.6435 USD

USD 0.01 common

Sale

2,971

24.6175 USD

USD 0.01 common

Sale

3,111

24.5825 USD

USD 0.01 common

Sale

3,361

24.6946 USD

USD 0.01 common

Sale

3,421

25.4375 USD

USD 0.01 common

Sale

3,798

24.5756 USD

USD 0.01 common

Sale

3,872

26.0056 USD

USD 0.01 common

Sale

3,963

24.5525 USD

USD 0.01 common

Sale

4,563

25.4443 USD

USD 0.01 common

Sale

4,910

24.6074 USD

USD 0.01 common

Sale

5,128

25.4285 USD

USD 0.01 common

Sale

5,851

25.8016 USD

USD 0.01 common

Sale

5,864

24.9017 USD

USD 0.01 common

Sale

5,922

24.3894 USD

USD 0.01 common

Sale

5,967

24.3915 USD

USD 0.01 common

Sale

6,143

25.5713 USD

USD 0.01 common

Sale

9,139

24.4678 USD

USD 0.01 common

Sale

11,049

24.4511 USD

USD 0.01 common

Sale

11,811

24.8684 USD

USD 0.01 common

Sale

14,756

25.0118 USD

USD 0.01 common

Sale

23,043

25.0583 USD

USD 0.01 common

Sale

24,575

25.4633 USD

USD 0.01 common

Sale

31,468

24.2134 USD

USD 0.01 common

Sale

31,566

25.4385 USD

USD 0.01 common

Sale

32,727

24.2873 USD

USD 0.01 common

Sale

35,985

24.2100 USD

USD 0.01 common

Sale

48,506

24.3083 USD

USD 0.01 common

Sale

52,645

24.6652 USD

USD 0.01 common

Sale

54,770

24.5966 USD

USD 0.01 common

Sale

97,478

24.3137 USD

USD 0.01 common

Sale

100,000

26.2808 USD

USD 0.01 common

Sale

172,135

24.4938 USD

USD 0.01 common

Sale

177,100

24.2046 USD

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

08 Aug 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2.

OPTIONS AND DERIVATIVES

Class

Product

Writing,

Number

Exercise

Type

Expiry

 

of

description

purchasing,

of

price

date

 

relevant

selling,

securities

per unit

 

security

varying etc

to which

 

option

 

relates

 

USD 0.01 common

Call Options

Purchased

56,100

25.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-112,200

28.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-20,700

27.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-17,100

27.0000

American

16 Sep 2022

 

USD 0.01 common

Put Options

Written

17,100

25.0000

American

16 Sep 2022

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

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