Last checked at 17 Feb 2022 14:25
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 15 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,536,986 | 0.26% | 782,559 | 0.13% | ||
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(2) | Cash-settled derivatives: |
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446,237 | 0.08% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,983,223 | 0.34% | 2,293,109 | 0.39% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| USD 0.01 common | Purchase | 7 | 26.0950 EUR | ||||
| USD 0.01 common | Purchase | 9 | 29.1450 USD | ||||
| USD 0.01 common | Purchase | 15 | 29.5800 USD | ||||
| USD 0.01 common | Purchase | 18 | 29.1600 USD | ||||
| USD 0.01 common | Purchase | 27 | 29.1366 USD | ||||
| USD 0.01 common | Purchase | 36 | 29.1437 USD | ||||
| USD 0.01 common | Purchase | 45 | 29.1390 USD | ||||
| USD 0.01 common | Purchase | 45 | 29.1080 USD | ||||
| USD 0.01 common | Purchase | 54 | 29.1141 USD | ||||
| USD 0.01 common | Purchase | 68 | 29.1000 USD | ||||
| USD 0.01 common | Purchase | 81 | 29.1266 USD | ||||
| USD 0.01 common | Purchase | 99 | 29.4700 USD | ||||
| USD 0.01 common | Purchase | 130 | 29.2157 USD | ||||
| USD 0.01 common | Purchase | 201 | 29.0948 USD | ||||
| USD 0.01 common | Purchase | 228 | 29.1439 USD | ||||
| USD 0.01 common | Purchase | 229 | 29.1604 USD | ||||
| USD 0.01 common | Purchase | 263 | 29.1378 USD | ||||
| USD 0.01 common | Purchase | 284 | 29.1570 USD | ||||
| USD 0.01 common | Purchase | 300 | 29.0666 USD | ||||
| USD 0.01 common | Purchase | 338 | 29.2540 USD | ||||
| USD 0.01 common | Purchase | 376 | 29.1412 USD | ||||
| USD 0.01 common | Purchase | 400 | 29.1037 USD | ||||
| USD 0.01 common | Purchase | 400 | 29.0150 USD | ||||
| USD 0.01 common | Purchase | 417 | 29.1413 USD | ||||
| USD 0.01 common | Purchase | 433 | 29.1639 USD | ||||
| USD 0.01 common | Purchase | 456 | 29.1398 USD | ||||
| USD 0.01 common | Purchase | 538 | 29.1217 USD | ||||
| USD 0.01 common | Purchase | 709 | 29.1100 USD | ||||
| USD 0.01 common | Purchase | 793 | 29.1200 USD | ||||
| USD 0.01 common | Purchase | 1,100 | 29.0163 USD | ||||
| USD 0.01 common | Purchase | 1,793 | 29.1426 USD | ||||
| USD 0.01 common | Purchase | 1,815 | 29.2217 USD | ||||
| USD 0.01 common | Purchase | 1,967 | 29.4600 USD | ||||
| USD 0.01 common | Purchase | 2,564 | 29.0956 USD | ||||
| USD 0.01 common | Purchase | 2,996 | 29.0277 USD | ||||
| USD 0.01 common | Purchase | 3,309 | 29.1500 USD | ||||
| USD 0.01 common | Purchase | 3,405 | 29.0674 USD | ||||
| USD 0.01 common | Purchase | 7,056 | 28.9944 USD | ||||
| USD 0.01 common | Purchase | 9,223 | 29.1475 USD | ||||
| USD 0.01 common | Purchase | 16,591 | 29.2240 USD | ||||
| USD 0.01 common | Purchase | 17,332 | 28.9723 USD | ||||
| USD 0.01 common | Purchase | 18,293 | 29.0713 USD | ||||
| USD 0.01 common | Purchase | 24,502 | 29.1110 USD | ||||
| USD 0.01 common | Purchase | 28,966 | 29.0539 USD | ||||
| USD 0.01 common | Purchase | 34,677 | 29.0210 USD | ||||
| USD 0.01 common | Purchase | 48,798 | 29.1315 USD | ||||
| USD 0.01 common | Purchase | 58,348 | 29.0439 USD | ||||
| USD 0.01 common | Purchase | 172,247 | 29.1561 USD | ||||
| USD 0.01 common | Purchase | 181,142 | 29.1451 USD | ||||
| USD 0.01 common | Sale | 7 | 26.0950 EUR | ||||
| USD 0.01 common | Sale | 100 | 29.0900 USD | ||||
| USD 0.01 common | Sale | 103 | 28.9022 USD | ||||
| USD 0.01 common | Sale | 104 | 29.1196 USD | ||||
| USD 0.01 common | Sale | 200 | 29.0650 USD | ||||
| USD 0.01 common | Sale | 238 | 29.3229 USD | ||||
| USD 0.01 common | Sale | 300 | 29.1266 USD | ||||
| USD 0.01 common | Sale | 301 | 29.4530 USD | ||||
| USD 0.01 common | Sale | 318 | 29.2132 USD | ||||
| USD 0.01 common | Sale | 400 | 29.1412 USD | ||||
| USD 0.01 common | Sale | 400 | 29.1450 USD | ||||
| USD 0.01 common | Sale | 400 | 29.2125 USD | ||||
| USD 0.01 common | Sale | 623 | 29.1325 USD | ||||
| USD 0.01 common | Sale | 766 | 29.1100 USD | ||||
| USD 0.01 common | Sale | 806 | 29.0384 USD | ||||
| USD 0.01 common | Sale | 900 | 29.1277 USD | ||||
| USD 0.01 common | Sale | 974 | 29.1702 USD | ||||
| USD 0.01 common | Sale | 1,100 | 29.1290 USD | ||||
| USD 0.01 common | Sale | 1,100 | 29.0763 USD | ||||
| USD 0.01 common | Sale | 1,202 | 29.0226 USD | ||||
| USD 0.01 common | Sale | 1,278 | 29.1875 USD | ||||
| USD 0.01 common | Sale | 1,400 | 29.1071 USD | ||||
| USD 0.01 common | Sale | 1,471 | 29.0779 USD | ||||
| USD 0.01 common | Sale | 1,500 | 29.0353 USD | ||||
| USD 0.01 common | Sale | 1,524 | 29.0199 USD | ||||
| USD 0.01 common | Sale | 1,861 | 29.0654 USD | ||||
| USD 0.01 common | Sale | 2,100 | 29.0552 USD | ||||
| USD 0.01 common | Sale | 2,130 | 29.1365 USD | ||||
| USD 0.01 common | Sale | 2,300 | 29.1843 USD | ||||
| USD 0.01 common | Sale | 2,368 | 29.0385 USD | ||||
| USD 0.01 common | Sale | 2,402 | 29.0133 USD | ||||
| USD 0.01 common | Sale | 2,602 | 29.0028 USD | ||||
| USD 0.01 common | Sale | 2,727 | 29.1417 USD | ||||
| USD 0.01 common | Sale | 3,625 | 29.1275 USD | ||||
| USD 0.01 common | Sale | 5,468 | 29.1415 USD | ||||
| USD 0.01 common | Sale | 6,507 | 29.0540 USD | ||||
| USD 0.01 common | Sale | 8,787 | 29.1500 USD | ||||
| USD 0.01 common | Sale | 9,901 | 29.0603 USD | ||||
| USD 0.01 common | Sale | 10,133 | 29.1549 USD | ||||
| USD 0.01 common | Sale | 11,011 | 29.4600 USD | ||||
| USD 0.01 common | Sale | 12,485 | 29.2432 USD | ||||
| USD 0.01 common | Sale | 14,837 | 29.0672 USD | ||||
| USD 0.01 common | Sale | 19,805 | 28.9872 USD | ||||
| USD 0.01 common | Sale | 25,501 | 29.0044 USD | ||||
| USD 0.01 common | Sale | 35,066 | 29.1489 USD | ||||
| USD 0.01 common | Sale | 130,754 | 29.1441 USD | ||||
| USD 0.01 common | Sale | 315,043 | 29.1124 USD | ||||
| NB: The below transactions which were previously disclosed have been cancelled | |||||||
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| USD 0.01 common | Sale | 174 | 29.1500 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 17 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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