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Form 8.3 - NortonLifeLock Inc.

13 Sep 2022 12:17

RNS Number : 3017Z
Barclays PLC
13 September 2022
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

12 Sep 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

AVAST PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 0.01 common

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

1,413,107

0.25%

1,458,415

0.26%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

1,908,173

0.33%

3,954,724

0.69%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

17,100

0.00%

48,410

0.01%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,338,380

0.58%

5,461,549

0.96%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 0.01 common

Purchase

4

22.9200 USD

USD 0.01 common

Purchase

6

22.9450 USD

USD 0.01 common

Purchase

7

22.7650 USD

USD 0.01 common

Purchase

7

22.7757 USD

USD 0.01 common

Purchase

8

23.0000 USD

USD 0.01 common

Purchase

11

22.8918 USD

USD 0.01 common

Purchase

12

23.0675 USD

USD 0.01 common

Purchase

16

22.8650 USD

USD 0.01 common

Purchase

20

22.9350 USD

USD 0.01 common

Purchase

23

22.9517 USD

USD 0.01 common

Purchase

24

22.9550 USD

USD 0.01 common

Purchase

31

22.7000 USD

USD 0.01 common

Purchase

31

22.7050 USD

USD 0.01 common

Purchase

34

22.9464 USD

USD 0.01 common

Purchase

36

22.9694 USD

USD 0.01 common

Purchase

58

22.7232 USD

USD 0.01 common

Purchase

62

22.6950 USD

USD 0.01 common

Purchase

100

22.7750 USD

USD 0.01 common

Purchase

100

22.7600 USD

USD 0.01 common

Purchase

100

22.7200 USD

USD 0.01 common

Purchase

100

22.8400 USD

USD 0.01 common

Purchase

140

22.9372 USD

USD 0.01 common

Purchase

142

22.9342 USD

USD 0.01 common

Purchase

200

22.6800 USD

USD 0.01 common

Purchase

300

22.7250 USD

USD 0.01 common

Purchase

360

22.7522 USD

USD 0.01 common

Purchase

413

22.8458 USD

USD 0.01 common

Purchase

534

22.9309 USD

USD 0.01 common

Purchase

606

22.9436 USD

USD 0.01 common

Purchase

746

22.8350 USD

USD 0.01 common

Purchase

773

22.9957 USD

USD 0.01 common

Purchase

810

22.9416 USD

USD 0.01 common

Purchase

900

22.9611 USD

USD 0.01 common

Purchase

1,010

22.7964 USD

USD 0.01 common

Purchase

1,395

22.8096 USD

USD 0.01 common

Purchase

1,435

22.9223 USD

USD 0.01 common

Purchase

1,565

22.8389 USD

USD 0.01 common

Purchase

1,690

22.8709 USD

USD 0.01 common

Purchase

1,783

22.9808 USD

USD 0.01 common

Purchase

1,822

22.8356 USD

USD 0.01 common

Purchase

1,922

22.9320 USD

USD 0.01 common

Purchase

1,971

22.8173 USD

USD 0.01 common

Purchase

2,294

22.8497 USD

USD 0.01 common

Purchase

2,600

22.8246 USD

USD 0.01 common

Purchase

2,966

22.8309 USD

USD 0.01 common

Purchase

3,017

22.8702 USD

USD 0.01 common

Purchase

3,338

22.7883 USD

USD 0.01 common

Purchase

3,562

22.8035 USD

USD 0.01 common

Purchase

4,119

22.8889 USD

USD 0.01 common

Purchase

4,182

22.7663 USD

USD 0.01 common

Purchase

4,235

22.8521 USD

USD 0.01 common

Purchase

4,282

22.8423 USD

USD 0.01 common

Purchase

4,415

22.8775 USD

USD 0.01 common

Purchase

4,482

22.8422 USD

USD 0.01 common

Purchase

5,452

22.7949 USD

USD 0.01 common

Purchase

6,669

22.9599 USD

USD 0.01 common

Purchase

6,939

22.8444 USD

USD 0.01 common

Purchase

7,294

22.8892 USD

USD 0.01 common

Purchase

7,858

22.7484 USD

USD 0.01 common

Purchase

10,112

22.7857 USD

USD 0.01 common

Purchase

16,548

22.8311 USD

USD 0.01 common

Purchase

19,749

22.8543 USD

USD 0.01 common

Purchase

31,050

22.8102 USD

USD 0.01 common

Purchase

34,219

22.7500 USD

USD 0.01 common

Purchase

71,354

22.8345 USD

USD 0.01 common

Purchase

101,264

22.8347 USD

USD 0.01 common

Sale

1

22.8700 USD

USD 0.01 common

Sale

2

22.8150 USD

USD 0.01 common

Sale

4

23.0800 USD

USD 0.01 common

Sale

5

22.8230 USD

USD 0.01 common

Sale

5

22.8960 USD

USD 0.01 common

Sale

6

22.8900 USD

USD 0.01 common

Sale

7

22.7757 USD

USD 0.01 common

Sale

8

22.8587 USD

USD 0.01 common

Sale

10

22.9120 USD

USD 0.01 common

Sale

12

22.7758 USD

USD 0.01 common

Sale

33

22.6760 USD

USD 0.01 common

Sale

39

22.8307 USD

USD 0.01 common

Sale

42

22.8626 USD

USD 0.01 common

Sale

73

22.9119 USD

USD 0.01 common

Sale

100

22.8200 USD

USD 0.01 common

Sale

100

22.8400 USD

USD 0.01 common

Sale

100

22.9000 USD

USD 0.01 common

Sale

100

22.7200 USD

USD 0.01 common

Sale

101

22.9379 USD

USD 0.01 common

Sale

101

22.7099 USD

USD 0.01 common

Sale

101

22.8515 USD

USD 0.01 common

Sale

103

22.6908 USD

USD 0.01 common

Sale

106

22.6836 USD

USD 0.01 common

Sale

181

22.9827 USD

USD 0.01 common

Sale

182

22.7065 USD

USD 0.01 common

Sale

200

22.6800 USD

USD 0.01 common

Sale

201

22.8245 USD

USD 0.01 common

Sale

300

22.6983 USD

USD 0.01 common

Sale

300

22.8466 USD

USD 0.01 common

Sale

300

22.8250 USD

USD 0.01 common

Sale

334

22.8314 USD

USD 0.01 common

Sale

400

22.7525 USD

USD 0.01 common

Sale

461

22.7969 USD

USD 0.01 common

Sale

558

22.8457 USD

USD 0.01 common

Sale

694

22.8313 USD

USD 0.01 common

Sale

700

22.7600 USD

USD 0.01 common

Sale

740

23.0100 USD

USD 0.01 common

Sale

828

22.7962 USD

USD 0.01 common

Sale

960

22.7440 USD

USD 0.01 common

Sale

973

22.7726 USD

USD 0.01 common

Sale

1,006

22.7559 USD

USD 0.01 common

Sale

1,146

22.8350 USD

USD 0.01 common

Sale

1,203

22.7610 USD

USD 0.01 common

Sale

1,375

22.8733 USD

USD 0.01 common

Sale

1,569

22.9968 USD

USD 0.01 common

Sale

1,600

22.9512 USD

USD 0.01 common

Sale

2,497

22.8310 USD

USD 0.01 common

Sale

3,000

22.8399 USD

USD 0.01 common

Sale

3,794

22.8255 USD

USD 0.01 common

Sale

4,100

22.9470 USD

USD 0.01 common

Sale

4,119

22.8889 USD

USD 0.01 common

Sale

4,290

22.8427 USD

USD 0.01 common

Sale

4,875

22.9057 USD

USD 0.01 common

Sale

5,163

22.7698 USD

USD 0.01 common

Sale

6,747

22.8505 USD

USD 0.01 common

Sale

11,190

22.8551 USD

USD 0.01 common

Sale

11,713

22.8336 USD

USD 0.01 common

Sale

11,927

22.8610 USD

USD 0.01 common

Sale

20,406

22.7784 USD

USD 0.01 common

Sale

24,521

22.7500 USD

USD 0.01 common

Sale

30,000

22.8666 USD

USD 0.01 common

Sale

46,087

22.8090 USD

USD 0.01 common

Sale

52,491

22.8343 USD

USD 0.01 common

Sale

102,107

22.8377 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 0.01 common

SWAP

Long

1

42543645.0000 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

13 Sep 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 0.01 common

Put Options

Purchased

-31,310

23.0000

American

18 Nov 2022

USD 0.01 common

Call Options

Written

-17,100

27.0000

American

16 Sep 2022

USD 0.01 common

Put Options

Written

17,100

25.0000

American

16 Sep 2022

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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