Last checked at 21 Sep 2021 17:41
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MEGGITT PLC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 20 Sept 2021 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 34,462,861 | 4.41% | 1,491,195 | 0.19% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 30,392,551 | 3.89% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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(4) |
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| TOTAL: | 34,462,861 | 4.41% | 31,883,746 | 4.08% | ||
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| 0 | |||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
| 5p ordinary | Purchase | 108 | 7.3648 GBP | ||||
| 5p ordinary | Purchase | 148 | 7.3200 GBP | ||||
| 5p ordinary | Purchase | 376 | 7.3080 GBP | ||||
| 5p ordinary | Purchase | 405 | 7.3760 GBP | ||||
| 5p ordinary | Purchase | 704 | 7.3600 GBP | ||||
| 5p ordinary | Purchase | 836 | 7.3620 GBP | ||||
| 5p ordinary | Purchase | 1,029 | 7.3180 GBP | ||||
| 5p ordinary | Purchase | 1,156 | 7.3666 GBP | ||||
| 5p ordinary | Purchase | 1,350 | 7.3739 GBP | ||||
| 5p ordinary | Purchase | 1,482 | 7.3711 GBP | ||||
| 5p ordinary | Purchase | 1,507 | 7.3284 GBP | ||||
| 5p ordinary | Purchase | 1,628 | 7.3163 GBP | ||||
| 5p ordinary | Purchase | 2,172 | 7.3300 GBP | ||||
| 5p ordinary | Purchase | 3,132 | 7.3933 GBP | ||||
| 5p ordinary | Purchase | 3,784 | 7.3692 GBP | ||||
| 5p ordinary | Purchase | 3,973 | 7.3100 GBP | ||||
| 5p ordinary | Purchase | 4,436 | 7.3576 GBP | ||||
| 5p ordinary | Purchase | 4,449 | 7.3680 GBP | ||||
| 5p ordinary | Purchase | 4,712 | 7.3640 GBP | ||||
| 5p ordinary | Purchase | 4,871 | 7.3580 GBP | ||||
| 5p ordinary | Purchase | 5,012 | 7.3658 GBP | ||||
| 5p ordinary | Purchase | 6,252 | 7.3868 GBP | ||||
| 5p ordinary | Purchase | 6,364 | 7.3671 GBP | ||||
| 5p ordinary | Purchase | 11,900 | 7.3588 GBP | ||||
| 5p ordinary | Purchase | 20,023 | 7.3644 GBP | ||||
| 5p ordinary | Purchase | 21,866 | 7.3628 GBP | ||||
| 5p ordinary | Purchase | 33,121 | 7.3587 GBP | ||||
| 5p ordinary | Purchase | 57,408 | 7.3815 GBP | ||||
| 5p ordinary | Purchase | 140,862 | 7.3848 GBP | ||||
| 5p ordinary | Purchase | 161,929 | 7.4000 GBP | ||||
| 5p ordinary | Sale | 376 | 7.3080 GBP | ||||
| 5p ordinary | Sale | 398 | 7.3300 GBP | ||||
| 5p ordinary | Sale | 414 | 7.3148 GBP | ||||
| 5p ordinary | Sale | 454 | 7.3620 GBP | ||||
| 5p ordinary | Sale | 771 | 7.3100 GBP | ||||
| 5p ordinary | Sale | 1,029 | 7.3180 GBP | ||||
| 5p ordinary | Sale | 1,063 | 7.3653 GBP | ||||
| 5p ordinary | Sale | 1,077 | 7.3453 GBP | ||||
| 5p ordinary | Sale | 1,279 | 7.3127 GBP | ||||
| 5p ordinary | Sale | 1,968 | 7.3891 GBP | ||||
| 5p ordinary | Sale | 2,456 | 7.3430 GBP | ||||
| 5p ordinary | Sale | 2,919 | 7.3507 GBP | ||||
| 5p ordinary | Sale | 2,931 | 7.3785 GBP | ||||
| 5p ordinary | Sale | 3,410 | 7.3980 GBP | ||||
| 5p ordinary | Sale | 4,871 | 7.3580 GBP | ||||
| 5p ordinary | Sale | 5,000 | 7.3594 GBP | ||||
| 5p ordinary | Sale | 5,650 | 7.3588 GBP | ||||
| 5p ordinary | Sale | 5,859 | 7.3378 GBP | ||||
| 5p ordinary | Sale | 5,909 | 7.3457 GBP | ||||
| 5p ordinary | Sale | 6,661 | 7.3703 GBP | ||||
| 5p ordinary | Sale | 7,062 | 7.3841 GBP | ||||
| 5p ordinary | Sale | 7,748 | 7.3422 GBP | ||||
| 5p ordinary | Sale | 8,968 | 7.3288 GBP | ||||
| 5p ordinary | Sale | 10,368 | 7.3634 GBP | ||||
| 5p ordinary | Sale | 15,548 | 7.3440 GBP | ||||
| 5p ordinary | Sale | 16,918 | 7.3600 GBP | ||||
| 5p ordinary | Sale | 21,148 | 7.3616 GBP | ||||
| 5p ordinary | Sale | 44,265 | 7.3124 GBP | ||||
| 5p ordinary | Sale | 49,800 | 7.3880 GBP | ||||
| 5p ordinary | Sale | 53,169 | 7.3488 GBP | ||||
| 5p ordinary | Sale | 96,527 | 7.3987 GBP | ||||
| 5p ordinary | Sale | 109,020 | 7.3485 GBP | ||||
| 5p ordinary | Sale | 234,622 | 7.4000 GBP | ||||
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
| security | securities | ||||||
| 5p ordinary | SWAP | Long | 29 | 7.3499 GBP | |||
| 5p ordinary | SWAP | Long | 145 | 7.3315 GBP | |||
| 5p ordinary | SWAP | Long | 344 | 7.3648 GBP | |||
| 5p ordinary | SWAP | Long | 1,250 | 7.3119 GBP | |||
| 5p ordinary | SWAP | Long | 5,000 | 7.3594 GBP | |||
| 5p ordinary | SWAP | Long | 15,634 | 7.3459 GBP | |||
| 5p ordinary | SWAP | Long | 23,717 | 7.3425 GBP | |||
| 5p ordinary | SWAP | Long | 24,660 | 7.3769 GBP | |||
| 5p ordinary | SWAP | Long | 27,876 | 7.3254 GBP | |||
| 5p ordinary | SWAP | Long | 33,709 | 7.3504 GBP | |||
| 5p ordinary | SWAP | Long | 43,776 | 7.3120 GBP | |||
| 5p ordinary | SWAP | Long | 49,380 | 7.3309 GBP | |||
| 5p ordinary | CFD | Long | 234,622 | 7.4000 GBP | |||
| 5p ordinary | SWAP | Short | 21 | 7.4004 GBP | |||
| 5p ordinary | SWAP | Short | 168 | 7.3899 GBP | |||
| 5p ordinary | SWAP | Short | 774 | 7.3193 GBP | |||
| 5p ordinary | SWAP | Short | 4,683 | 7.3548 GBP | |||
| 5p ordinary | SWAP | Short | 7,002 | 7.3546 GBP | |||
| 5p ordinary | SWAP | Short | 9,524 | 7.3644 GBP | |||
| 5p ordinary | SWAP | Short | 10,331 | 7.3639 GBP | |||
| 5p ordinary | SWAP | Short | 17,183 | 7.3650 GBP | |||
| 5p ordinary | SWAP | Short | 29,098 | 7.4000 GBP | |||
| 5p ordinary | SWAP | Short | 43,142 | 7.3998 GBP | |||
| 5p ordinary | SWAP | Short | 57,408 | 7.3815 GBP | |||
| 5p ordinary | SWAP | Short | 82,411 | 7.3698 GBP | |||
| 5p ordinary | CFD | Short | 157,437 | 7.4000 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 21 Sept 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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