Barclays Regulatory News (BARC)

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

25 Apr 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

7,491,744

0.61%

22,269,926

1.82%

(2) Cash-settled derivatives:

21,555,503

1.76%

6,551,741

0.53%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

29,047,247

2.37%

28,821,667

2.35%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

4136973

25.7650 GBP

24.2968 GBP

USD 0.54945 ordinary

Purchase

83837

29.0779 EUR

29.0779 EUR

USD 0.54945 ordinary

Sale

13344

29.3296 EUR

29.3296 EUR

USD 0.54945 ordinary

Sale

3825484

25.7650 GBP

24.3025 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Opening Long

6

25.5333 GBP

USD 0.54945 ordinary

SWAP

Opening Long

31

25.7300 GBP

USD 0.54945 ordinary

CFD

Opening Long

93

24.8892 GBP

USD 0.54945 ordinary

SWAP

Opening Long

116

25.7150 GBP

USD 0.54945 ordinary

SWAP

Opening Long

138

605.0665 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

138

605.0665 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

147

25.2297 GBP

USD 0.54945 ordinary

SWAP

Opening Long

244

591.4284 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

244

591.4284 ZAR

USD 0.54945 ordinary

CFD

Opening Long

271

24.8972 GBP

USD 0.54945 ordinary

SWAP

Opening Long

292

25.5061 GBP

USD 0.54945 ordinary

SWAP

Opening Long

370

24.9244 GBP

USD 0.54945 ordinary

SWAP

Opening Long

378

24.6350 GBP

USD 0.54945 ordinary

SWAP

Opening Long

401

25.0601 GBP

USD 0.54945 ordinary

SWAP

Opening Long

435

25.3454 GBP

USD 0.54945 ordinary

CFD

Opening Long

475

24.5049 GBP

USD 0.54945 ordinary

SWAP

Opening Long

690

24.7661 GBP

USD 0.54945 ordinary

SWAP

Opening Long

814

25.0124 GBP

USD 0.54945 ordinary

SWAP

Opening Long

818

594.3300 ZAR

USD 0.54945 ordinary

CFD

Opening Long

836

24.9284 GBP

USD 0.54945 ordinary

SWAP

Opening Long

975

24.8885 GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,103

600.0000 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

1,170

24.8924 GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,387

25.0040 GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,659

24.8661 GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,911

25.1790 GBP

USD 0.54945 ordinary

CFD

Opening Long

1,949

24.9821 GBP

USD 0.54945 ordinary

SWAP

Opening Long

2,000

586.7660 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

2,373

24.8367 GBP

USD 0.54945 ordinary

SWAP

Opening Long

3,470

24.9277 GBP

USD 0.54945 ordinary

CFD

Opening Long

3,880

25.4400 GBP

USD 0.54945 ordinary

SWAP

Opening Long

4,018

25.0153 GBP

USD 0.54945 ordinary

SWAP

Opening Long

4,500

25.0050 GBP

USD 0.54945 ordinary

SWAP

Opening Long

4,570

24.9803 GBP

USD 0.54945 ordinary

CFD

Opening Long

4,633

25.1627 GBP

USD 0.54945 ordinary

SWAP

Opening Long

4,638

24.9610 GBP

USD 0.54945 ordinary

SWAP

Opening Long

4,803

25.3198 GBP

USD 0.54945 ordinary

SWAP

Opening Long

6,469

25.7079 GBP

USD 0.54945 ordinary

SWAP

Opening Long

6,901

24.8984 GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,000

25.4146 GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,023

25.0115 GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,363

598.9866 ZAR

USD 0.54945 ordinary

CFD

Opening Long

7,559

24.7574 GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,800

24.8147 GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,847

24.9094 GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,850

25.6025 GBP

USD 0.54945 ordinary

SWAP

Opening Long

8,755

24.8704 GBP

USD 0.54945 ordinary

CFD

Opening Long

9,296

24.6484 GBP

USD 0.54945 ordinary

SWAP

Opening Long

9,500

25.1905 GBP

USD 0.54945 ordinary

SWAP

Opening Long

10,075

600.4809 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

10,075

600.4809 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

10,397

24.8629 GBP

USD 0.54945 ordinary

SWAP

Opening Long

10,581

25.0124 GBP

USD 0.54945 ordinary

SWAP

Opening Long

10,771

24.9031 GBP

USD 0.54945 ordinary

SWAP

Opening Long

11,866

24.8724 GBP

USD 0.54945 ordinary

SWAP

Opening Long

12,154

24.9060 GBP

USD 0.54945 ordinary

SWAP

Opening Long

12,700

24.3044 GBP

USD 0.54945 ordinary

SWAP

Opening Long

13,207

24.8120 GBP

USD 0.54945 ordinary

CFD

Opening Long

14,001

24.7575 GBP

USD 0.54945 ordinary

CFD

Opening Long

15,000

24.5122 GBP

USD 0.54945 ordinary

SWAP

Opening Long

15,905

593.7408 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

15,905

593.7408 ZAR

USD 0.54945 ordinary

CFD

Opening Long

15,998

25.4219 GBP

USD 0.54945 ordinary

SWAP

Opening Long

17,162

25.0172 GBP

USD 0.54945 ordinary

SWAP

Opening Long

18,170

24.7897 GBP

USD 0.54945 ordinary

CFD

Opening Long

21,658

25.2937 GBP

USD 0.54945 ordinary

SWAP

Opening Long

21,807

25.1910 GBP

USD 0.54945 ordinary

SWAP

Opening Long

22,025

595.6192 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

22,025

595.6192 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

25,774

25.0026 GBP

USD 0.54945 ordinary

SWAP

Opening Long

29,830

593.6884 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

29,830

593.6884 ZAR

USD 0.54945 ordinary

CFD

Opening Long

30,000

24.7686 GBP

USD 0.54945 ordinary

SWAP

Opening Long

32,325

24.7807 GBP

USD 0.54945 ordinary

CFD

Opening Long

35,735

24.9520 GBP

USD 0.54945 ordinary

CFD

Opening Long

35,745

24.9829 GBP

USD 0.54945 ordinary

SWAP

Opening Long

39,253

25.0293 GBP

USD 0.54945 ordinary

SWAP

Opening Long

46,094

25.3670 GBP

USD 0.54945 ordinary

CFD

Opening Long

49,061

25.1663 GBP

USD 0.54945 ordinary

SWAP

Opening Long

49,267

594.1989 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

49,267

594.1989 ZAR

USD 0.54945 ordinary

CFD

Opening Long

50,000

24.6951 GBP

USD 0.54945 ordinary

CFD

Opening Long

56,954

25.3672 GBP

USD 0.54945 ordinary

SWAP

Opening Long

62,949

24.3500 GBP

USD 0.54945 ordinary

SWAP

Opening Long

65,137

24.9681 GBP

USD 0.54945 ordinary

CFD

Opening Long

71,345

25.6000 GBP

USD 0.54945 ordinary

SWAP

Opening Long

79,292

611.0000 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

79,292

611.0000 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

84,989

604.7665 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

88,643

25.1751 GBP

USD 0.54945 ordinary

SWAP

Opening Long

96,593

24.9133 GBP

USD 0.54945 ordinary

SWAP

Opening Long

106,454

595.5257 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

106,454

595.5257 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

139,236

25.5000 GBP

USD 0.54945 ordinary

SWAP

Opening Long

200,347

24.9207 GBP

USD 0.54945 ordinary

CFD

Opening Long

267,082

25.4828 GBP

USD 0.54945 ordinary

CFD

Opening Long

300,914

25.3105 GBP

USD 0.54945 ordinary

CFD

Opening Long

316,491

24.9534 GBP

USD 0.54945 ordinary

CFD

Opening Long

375,678

25.6000 GBP

USD 0.54945 ordinary

CFD

Opening Long

387,687

24.9514 GBP

USD 0.54945 ordinary

CFD

Opening Long

414,591

24.9792 GBP

USD 0.54945 ordinary

SWAP

Opening Short

6

25.0402 GBP

USD 0.54945 ordinary

SWAP

Opening Short

54

25.0005 GBP

USD 0.54945 ordinary

SWAP

Opening Short

118

25.2015 GBP

USD 0.54945 ordinary

SWAP

Opening Short

161

25.3023 GBP

USD 0.54945 ordinary

SWAP

Opening Short

169

25.2644 GBP

USD 0.54945 ordinary

SWAP

Opening Short

243

601.9630 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

243

601.9630 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

275

591.2002 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

275

591.0860 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

275

591.0860 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

275

591.2002 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

369

24.7368 GBP

USD 0.54945 ordinary

SWAP

Opening Short

432

585.3162 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

432

585.3162 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

487

25.1210 GBP

USD 0.54945 ordinary

SWAP

Opening Short

737

25.1893 GBP

USD 0.54945 ordinary

SWAP

Opening Short

793

25.1970 GBP

USD 0.54945 ordinary

CFD

Opening Short

818

594.5677 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

868

24.9027 GBP

USD 0.54945 ordinary

SWAP

Opening Short

911

25.2549 GBP

USD 0.54945 ordinary

SWAP

Opening Short

920

25.1271 GBP

USD 0.54945 ordinary

SWAP

Opening Short

960

24.8681 GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,000

25.5389 GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,043

24.8483 GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,093

24.9924 GBP

USD 0.54945 ordinary

CFD

Opening Short

1,103

599.8349 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

1,191

25.2096 GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,287

25.3139 GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,457

24.8242 GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,519

25.0753 GBP

USD 0.54945 ordinary

SWAP

Opening Short

2,000

586.7660 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

3,105

25.1312 GBP

USD 0.54945 ordinary

SWAP

Opening Short

4,194

25.0369 GBP

USD 0.54945 ordinary

SWAP

Opening Short

4,788

25.6038 GBP

USD 0.54945 ordinary

SWAP

Opening Short

5,301

24.8839 GBP

USD 0.54945 ordinary

SWAP

Opening Short

6,338

25.0794 GBP

USD 0.54945 ordinary

CFD

Opening Short

7,363

598.8698 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

8,163

596.8413 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

8,163

596.8413 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

9,089

25.0503 GBP

USD 0.54945 ordinary

SWAP

Opening Short

9,306

24.9497 GBP

USD 0.54945 ordinary

SWAP

Opening Short

9,926

24.3524 GBP

USD 0.54945 ordinary

SWAP

Opening Short

12,014

24.9282 GBP

USD 0.54945 ordinary

CFD

Opening Short

13,344

29.3296 EUR

USD 0.54945 ordinary

SWAP

Opening Short

13,722

25.0064 GBP

USD 0.54945 ordinary

SWAP

Opening Short

14,365

24.8991 GBP

USD 0.54945 ordinary

SWAP

Opening Short

19,155

597.2521 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

19,155

597.2521 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

21,922

25.2722 GBP

USD 0.54945 ordinary

SWAP

Opening Short

26,771

25.3302 GBP

USD 0.54945 ordinary

CFD

Opening Short

30,000

28.9100 EUR

USD 0.54945 ordinary

SWAP

Opening Short

30,153

596.3979 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

30,153

596.3979 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

48,086

24.9496 GBP

USD 0.54945 ordinary

SWAP

Opening Short

51,304

593.8448 ZAR

USD 0.54945 ordinary

CFD

Opening Short

51,304

593.8448 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

52,800

25.6042 GBP

USD 0.54945 ordinary

SWAP

Opening Short

57,434

24.8806 GBP

USD 0.54945 ordinary

CFD

Opening Short

58,238

594.8992 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

58,238

595.0777 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

63,364

25.0069 GBP

USD 0.54945 ordinary

CFD

Opening Short

83,837

29.0779 EUR

USD 0.54945 ordinary

CFD

Opening Short

84,989

604.9328 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

143,309

24.8957 GBP

USD 0.54945 ordinary

SWAP

Opening Short

148,593

25.6148 GBP

USD 0.54945 ordinary

SWAP

Opening Short

216,356

25.4570 GBP

USD 0.54945 ordinary

SWAP

Opening Short

327,800

597.7243 ZAR

USD 0.54945 ordinary

CFD

Opening Short

327,800

597.7243 ZAR

USD 0.54945 ordinary

CFD

Opening Short

477,474

600.4695 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

477,474

600.2894 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

26 Apr 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213