Last checked at 29 Jan 2021 13:19
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | KAZ MINERALS PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 28 January 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| disclosures in respect of any other party to the offer? |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 20p ordinary | ||||
| Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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| and/or controlled: | 5,382,017 | 1.14% | 3,798,154 | 0.80% | |
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(2) | Cash-settled derivatives: |
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19,144 | 0.00% | 5,330,015 | 1.13% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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| TOTAL: | 5,401,161 | 1.14% | 9,128,169 | 1.93% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security |
| securities |
|
| 20p ordinary | Purchase | 15 | 7.2093 GBP |
| 20p ordinary | Purchase | 389 | 7.1140 GBP |
| 20p ordinary | Purchase | 390 | 7.2280 GBP |
| 20p ordinary | Purchase | 571 | 7.2092 GBP |
| 20p ordinary | Purchase | 622 | 7.1813 GBP |
| 20p ordinary | Purchase | 644 | 7.0940 GBP |
| 20p ordinary | Purchase | 874 | 7.1684 GBP |
| 20p ordinary | Purchase | 900 | 7.2100 GBP |
| 20p ordinary | Purchase | 938 | 7.1877 GBP |
| 20p ordinary | Purchase | 1,299 | 7.1225 GBP |
| 20p ordinary | Purchase | 1,374 | 7.2338 GBP |
| 20p ordinary | Purchase | 1,375 | 7.2215 GBP |
| 20p ordinary | Purchase | 2,308 | 7.1538 GBP |
| 20p ordinary | Purchase | 3,308 | 7.1524 GBP |
| 20p ordinary | Purchase | 3,711 | 7.1584 GBP |
| 20p ordinary | Purchase | 13,333 | 7.1866 GBP |
| 20p ordinary | Purchase | 19,105 | 7.2141 GBP |
| 20p ordinary | Sale | 20 | 7.2312 GBP |
| 20p ordinary | Sale | 37 | 7.1072 GBP |
| 20p ordinary | Sale | 84 | 7.2540 GBP |
| 20p ordinary | Sale | 95 | 7.1940 GBP |
| 20p ordinary | Sale | 104 | 7.0917 GBP |
| 20p ordinary | Sale | 150 | 7.2600 GBP |
| 20p ordinary | Sale | 157 | 7.1661 GBP |
| 20p ordinary | Sale | 305 | 7.1772 GBP |
| 20p ordinary | Sale | 389 | 7.1140 GBP |
| 20p ordinary | Sale | 390 | 7.2280 GBP |
| 20p ordinary | Sale | 422 | 7.1040 GBP |
| 20p ordinary | Sale | 644 | 7.0940 GBP |
| 20p ordinary | Sale | 789 | 7.2400 GBP |
| 20p ordinary | Sale | 922 | 7.2399 GBP |
| 20p ordinary | Sale | 1,005 | 7.1375 GBP |
| 20p ordinary | Sale | 1,514 | 7.2100 GBP |
| 20p ordinary | Sale | 1,629 | 7.1891 GBP |
| 20p ordinary | Sale | 1,762 | 7.2403 GBP |
| 20p ordinary | Sale | 1,871 | 7.1956 GBP |
| 20p ordinary | Sale | 2,305 | 7.1298 GBP |
| 20p ordinary | Sale | 2,539 | 7.2040 GBP |
| 20p ordinary | Sale | 3,138 | 7.2072 GBP |
| 20p ordinary | Sale | 3,634 | 7.1352 GBP |
| 20p ordinary | Sale | 3,699 | 7.2397 GBP |
| 20p ordinary | Sale | 5,988 | 7.1930 GBP |
| 20p ordinary | Sale | 10,188 | 7.2018 GBP |
| 20p ordinary | Sale | 17,552 | 7.2163 GBP |
| 20p ordinary | Sale | 25,000 | 7.1724 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description |
| reference | unit |
| security |
|
| securities |
|
| 20p ordinary | SWAP | Long | 1 | 7.2308 GBP |
| 20p ordinary | SWAP | Long | 4 | 7.0955 GBP |
| 20p ordinary | SWAP | Long | 6 | 7.1771 GBP |
| 20p ordinary | SWAP | Long | 6 | 7.2264 GBP |
| 20p ordinary | SWAP | Long | 7 | 7.2085 GBP |
| 20p ordinary | SWAP | Long | 9 | 7.1617 GBP |
| 20p ordinary | SWAP | Long | 13 | 7.2335 GBP |
| 20p ordinary | SWAP | Long | 15 | 7.1842 GBP |
| 20p ordinary | SWAP | Long | 21 | 7.2090 GBP |
| 20p ordinary | SWAP | Long | 37 | 7.1072 GBP |
| 20p ordinary | SWAP | Long | 41 | 7.1419 GBP |
| 20p ordinary | SWAP | Long | 63 | 7.1666 GBP |
| 20p ordinary | SWAP | Long | 72 | 7.1956 GBP |
| 20p ordinary | SWAP | Long | 85 | 7.1663 GBP |
| 20p ordinary | SWAP | Long | 100 | 7.0915 GBP |
| 20p ordinary | SWAP | Long | 115 | 7.1967 GBP |
| 20p ordinary | SWAP | Long | 121 | 7.1768 GBP |
| 20p ordinary | SWAP | Long | 163 | 7.1769 GBP |
| 20p ordinary | SWAP | Long | 273 | 7.1372 GBP |
| 20p ordinary | SWAP | Long | 297 | 7.1377 GBP |
| 20p ordinary | CFD | Long | 314 | 7.2471 GBP |
| 20p ordinary | SWAP | Long | 394 | 7.1371 GBP |
| 20p ordinary | SWAP | Long | 1,480 | 7.1943 GBP |
| 20p ordinary | SWAP | Long | 1,684 | 7.1955 GBP |
| 20p ordinary | SWAP | Long | 2,073 | 7.2401 GBP |
| 20p ordinary | SWAP | Long | 3,699 | 7.2397 GBP |
| 20p ordinary | SWAP | Long | 4,508 | 7.1926 GBP |
| 20p ordinary | CFD | Long | 5,000 | 7.1486 GBP |
| 20p ordinary | SWAP | Long | 31,344 | 7.2081 GBP |
| 20p ordinary | SWAP | Short | 98 | 7.2606 GBP |
| 20p ordinary | SWAP | Short | 100 | 7.1761 GBP |
| 20p ordinary | CFD | Short | 938 | 7.1877 GBP |
| 20p ordinary | SWAP | Short | 6,799 | 7.2239 GBP |
| 20p ordinary | SWAP | Short | 8,474 | 7.2399 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 29 Jan 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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