Last checked at 25 Oct 2021 12:22
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ENTAIN PLC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 22 Oct 2021 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES : DRAFTKINGS INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.01 ordinary | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 11,269,869 | 1.92% | 5,450,084 | 0.93% | ||
(2) | Cash-settled derivatives: | |||||
4,831,923 | 0.82% | 8,746,981 | 1.49% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
(4) | ||||||
| TOTAL: | 16,101,792 | 2.75% | 14,197,065 | 2.42% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 188 | 29.6000 USD | ||||
| ADR | Sale | 188 | 29.6000 USD | ||||
| EUR 0.01 ordinary | Purchase | 23 | 21.5339 GBP | ||||
| EUR 0.01 ordinary | Purchase | 66 | 21.2500 GBP | ||||
| EUR 0.01 ordinary | Purchase | 125 | 21.4600 GBP | ||||
| EUR 0.01 ordinary | Purchase | 179 | 21.4500 GBP | ||||
| EUR 0.01 ordinary | Purchase | 184 | 21.2900 GBP | ||||
| EUR 0.01 ordinary | Purchase | 395 | 21.3400 GBP | ||||
| EUR 0.01 ordinary | Purchase | 452 | 21.5652 GBP | ||||
| EUR 0.01 ordinary | Purchase | 500 | 21.3100 GBP | ||||
| EUR 0.01 ordinary | Purchase | 500 | 21.3200 GBP | ||||
| EUR 0.01 ordinary | Purchase | 731 | 21.2501 GBP | ||||
| EUR 0.01 ordinary | Purchase | 908 | 21.4685 GBP | ||||
| EUR 0.01 ordinary | Purchase | 947 | 21.4944 GBP | ||||
| EUR 0.01 ordinary | Purchase | 1,060 | 21.4632 GBP | ||||
| EUR 0.01 ordinary | Purchase | 1,078 | 21.5003 GBP | ||||
| EUR 0.01 ordinary | Purchase | 1,493 | 21.4315 GBP | ||||
| EUR 0.01 ordinary | Purchase | 1,530 | 21.4322 GBP | ||||
| EUR 0.01 ordinary | Purchase | 1,719 | 21.3905 GBP | ||||
| EUR 0.01 ordinary | Purchase | 2,320 | 21.4565 GBP | ||||
| EUR 0.01 ordinary | Purchase | 2,523 | 21.2890 GBP | ||||
| EUR 0.01 ordinary | Purchase | 3,377 | 21.4813 GBP | ||||
| EUR 0.01 ordinary | Purchase | 5,289 | 21.4008 GBP | ||||
| EUR 0.01 ordinary | Purchase | 5,396 | 21.4064 GBP | ||||
| EUR 0.01 ordinary | Purchase | 9,397 | 21.4200 GBP | ||||
| EUR 0.01 ordinary | Purchase | 11,746 | 21.4526 GBP | ||||
| EUR 0.01 ordinary | Purchase | 17,967 | 21.3646 GBP | ||||
| EUR 0.01 ordinary | Purchase | 22,669 | 21.2530 GBP | ||||
| EUR 0.01 ordinary | Purchase | 131,271 | 21.2964 GBP | ||||
| EUR 0.01 ordinary | Sale | 2 | 21.2700 GBP | ||||
| EUR 0.01 ordinary | Sale | 87 | 21.2750 GBP | ||||
| EUR 0.01 ordinary | Sale | 125 | 21.4600 GBP | ||||
| EUR 0.01 ordinary | Sale | 138 | 21.3800 GBP | ||||
| EUR 0.01 ordinary | Sale | 179 | 21.4500 GBP | ||||
| EUR 0.01 ordinary | Sale | 184 | 21.2900 GBP | ||||
| EUR 0.01 ordinary | Sale | 200 | 21.3200 GBP | ||||
| EUR 0.01 ordinary | Sale | 271 | 21.2552 GBP | ||||
| EUR 0.01 ordinary | Sale | 408 | 21.5134 GBP | ||||
| EUR 0.01 ordinary | Sale | 423 | 21.3582 GBP | ||||
| EUR 0.01 ordinary | Sale | 441 | 21.5051 GBP | ||||
| EUR 0.01 ordinary | Sale | 464 | 21.4966 GBP | ||||
| EUR 0.01 ordinary | Sale | 469 | 21.5021 GBP | ||||
| EUR 0.01 ordinary | Sale | 521 | 21.4435 GBP | ||||
| EUR 0.01 ordinary | Sale | 570 | 21.3344 GBP | ||||
| EUR 0.01 ordinary | Sale | 674 | 21.4636 GBP | ||||
| EUR 0.01 ordinary | Sale | 795 | 21.4333 GBP | ||||
| EUR 0.01 ordinary | Sale | 947 | 21.4944 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,078 | 21.4197 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,081 | 21.4341 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,147 | 21.4884 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,154 | 21.4200 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,167 | 21.4273 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,321 | 21.4046 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,348 | 21.2887 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,543 | 21.4269 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,611 | 21.4471 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,698 | 21.4244 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,777 | 21.4622 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,838 | 21.4101 GBP | ||||
| EUR 0.01 ordinary | Sale | 2,114 | 21.3811 GBP | ||||
| EUR 0.01 ordinary | Sale | 2,592 | 21.5031 GBP | ||||
| EUR 0.01 ordinary | Sale | 2,948 | 21.2500 GBP | ||||
| EUR 0.01 ordinary | Sale | 4,187 | 21.4623 GBP | ||||
| EUR 0.01 ordinary | Sale | 4,344 | 21.4677 GBP | ||||
| EUR 0.01 ordinary | Sale | 4,698 | 21.4370 GBP | ||||
| EUR 0.01 ordinary | Sale | 5,280 | 21.4069 GBP | ||||
| EUR 0.01 ordinary | Sale | 6,189 | 21.3020 GBP | ||||
| EUR 0.01 ordinary | Sale | 9,378 | 21.4243 GBP | ||||
| EUR 0.01 ordinary | Sale | 22,419 | 21.2510 GBP | ||||
| EUR 0.01 ordinary | Sale | 23,500 | 21.5123 GBP | ||||
| EUR 0.01 ordinary | Sale | 28,594 | 21.4122 GBP | ||||
| EUR 0.01 ordinary | Sale | 31,576 | 21.3542 GBP | ||||
| EUR 0.01 ordinary | Sale | 35,114 | 21.4096 GBP | ||||
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
| security | securities | ||||||
| EUR 0.01 ordinary | SWAP | Long | 200 | 21.3200 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 408 | 21.5135 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 500 | 21.5253 GBP | |||
| EUR 0.01 ordinary | CFD | Long | 795 | 21.4333 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 1,078 | 21.4197 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 1,147 | 21.4884 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 1,167 | 21.4273 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 1,283 | 21.4360 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 2,093 | 21.4068 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 2,592 | 21.5031 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 4,344 | 21.4677 GBP | |||
| EUR 0.01 ordinary | CFD | Long | 5,328 | 21.3390 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 9,093 | 21.3303 GBP | |||
| EUR 0.01 ordinary | CFD | Long | 22,265 | 21.4726 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 31,576 | 21.3542 GBP | |||
| EUR 0.01 ordinary | CFD | Short | 188 | 21.2715 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 507 | 21.3932 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 731 | 21.2501 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 750 | 21.3904 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 22,665 | 21.2902 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 49,529 | 21.2769 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 53,198 | 21.3156 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 25 Oct 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211025005438/en/
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