Last checked at 13 May 2024 14:43
AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 09 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES - BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | SALES | 924,581 | 27.5350 GBP | 26.4925 GBP |
USD 0.54945 ordinary | PURCHASES | 1,175,123 | 27.5450 GBP | 26.4650 GBP |
USD 0.54945 ordinary | SALES | 1,066 | 31.7884 EUR | 30.8100 EUR |
USD 0.54945 ordinary | PURCHASES | 803 | 31.9000 EUR | 30.9800 EUR |
USD 0.54945 ordinary | SALES | 8,760 | 34.2328 USD | 34.2328 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD | increasing a long position | 904 | 26.6242 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1,577 | 26.7028 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 233 | 26.8481 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 105 | 27.1563 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 915 | 27.1563 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 8,681 | 27.3594 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 6,709 | 27.3598 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 5,118 | 27.3600 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 43 | 31.2500 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 1,364 | 615.9072 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 1,683 | 616.1330 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 5,592 | 617.1782 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 15,115 | 618.6997 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 6,292 | 621.0131 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 22,711 | 631.4916 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 1 | 26.5800 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 6,430 | 26.6890 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 93 | 26.7000 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 4,308 | 26.7151 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 3,083 | 26.7791 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 974 | 26.7791 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,304 | 26.7791 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 4,884 | 26.7791 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 24,905 | 26.7791 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 99,795 | 26.7791 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 29,671 | 26.9187 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 104 | 26.9902 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 13,200 | 27.1057 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,361 | 27.3658 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 20,000 | 27.3713 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,068 | 27.4001 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,000 | 27.4450 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 4,571 | 27.4462 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 3 | 30.9800 EUR |
USD 0.54945 ordinary | CFD | increasing a short position | 1,683 | 616.1327 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 1,867 | 617.6787 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 22,711 | 631.4916 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 67 | 26.5800 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,518 | 26.5908 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 241 | 26.6541 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 311 | 26.6545 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 525 | 26.6821 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 100 | 26.7000 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,637 | 27.0563 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,352 | 27.0563 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,000 | 27.2935 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 300 | 27.3494 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 5,230 | 27.3600 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 598 | 27.3600 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 249 | 27.3600 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 5,231 | 27.3759 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 5,164 | 27.3785 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 4,100 | 27.3896 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 800 | 31.9000 EUR |
USD 0.54945 ordinary | CFD | reducing a long position | 127 | 615.9401 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 7,237 | 617.6787 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 14,213 | 618.6660 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 1,428 | 619.8449 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 4,456 | 620.4973 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 56 | 623.0138 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 3,399 | 26.5779 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 48 | 26.6786 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 787 | 26.6786 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 30,623 | 26.8481 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 776 | 26.9931 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 15 | 27.0060 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 3,034 | 27.0126 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 38,262 | 27.1400 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 114,785 | 27.1400 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,936 | 27.3444 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,250 | 27.3456 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 356 | 27.3600 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 2,068 | 27.3600 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 93 | 27.3600 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 3,000 | 27.4942 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 3 | 30.8100 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 1 | 30.9200 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 19 | 31.7503 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 1,000 | 31.7900 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 866 | 615.8806 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 99 | 615.9072 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 56 | 623.0138 ZAR |
USD 0.54945 ordinary | Open End Knock out Warrant (25) (ISIN | SHORT | 1,050 | 2.2324 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 13 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.