Last checked at 13 May 2024 10:19
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
(d) Date dealing undertaken: | 10 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Buy
| 604504 | 27.99517 GBP | 26.73601 GBP |
USD 0.54945 ordinary | Sell
| 2167232 | 27.98000 GBP | 26.73542 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD
| Long | 271637 | 27.735 GBP |
USD 0.54945 ordinary | CFD
| Long | 300000 | 27.6 GBP |
USD 0.54945 ordinary | CFD
| Long | 300 | 27.8050005 GBP |
USD 0.54945 ordinary | CFD
| Long | 1293123 | 27.844151 GBP |
USD 0.54945 ordinary | CFD
| Long | 25000 | 27.88884 GBP |
USD 0.54945 ordinary | CFD
| Long | 1901 | 27.815 GBP |
USD 0.54945 ordinary | CFD
| Long | 728 | 27.853571 GBP |
USD 0.54945 ordinary | CFD
| Long | 1603 | 27.85 GBP |
USD 0.54945 ordinary | CFD
| Long | 1017 | 27.835 GBP |
USD 0.54945 ordinary | CFD
| Long | 693 | 27.795653 GBP |
USD 0.54945 ordinary | CFD
| Long | 371 | 27.776092 GBP |
USD 0.54945 ordinary | CFD
| Long | 5300 | 642.06890755 ZAR |
USD 0.54945 ordinary | CFD
| Long | 2489 | 642.185 ZAR |
USD 0.54945 ordinary | CFD
| Long | 38 | 27.865168 GBP |
USD 0.54945 ordinary | CFD
| Long | 868 | 27.734473 GBP |
USD 0.54945 ordinary | CFD
| Long | 775 | 27.83772 GBP |
USD 0.54945 ordinary | CFD
| Long | 79 | 27.820128 GBP |
USD 0.54945 ordinary | CFD
| Long | 52 | 27.843171 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.798567 GBP |
USD 0.54945 ordinary | CFD
| Long | 24 | 27.804435 GBP |
USD 0.54945 ordinary | CFD
| Long | 6 | 27.772062 GBP |
USD 0.54945 ordinary | CFD
| Long | 10 | 27.809705 GBP |
USD 0.54945 ordinary | CFD
| Long | 7789 | 642.07159841 ZAR |
USD 0.54945 ordinary | CFD
| Long | 186 | 27.79795699 GBP |
USD 0.54945 ordinary | CFD
| Long | 299 | 27.76098662 GBP |
USD 0.54945 ordinary | CFD
| Long | 333 | 27.754054054054 GBP |
USD 0.54945 ordinary | CFD
| Long | 2391 | 27.84505628 GBP |
USD 0.54945 ordinary | CFD
| Long | 1052 | 27.8158388777376 GBP |
USD 0.54945 ordinary | CFD
| Long | 20745 | 27.7378218846768 GBP |
USD 0.54945 ordinary | CFD
| Long | 421 | 27.7338906 GBP |
USD 0.54945 ordinary | CFD
| Long | 15237 | 27.8047 GBP |
USD 0.54945 ordinary | CFD
| Long | 420 | 27.8023 GBP |
USD 0.54945 ordinary | CFD
| Long | 1843 | 27.8 GBP |
USD 0.54945 ordinary | CFD
| Long | 141 | 27.595 GBP |
USD 0.54945 ordinary | CFD
| Long | 40531 | 27.837658 GBP |
USD 0.54945 ordinary | CFD
| Long | 628 | 27.8575 GBP |
USD 0.54945 ordinary | CFD
| Long | 511 | 27.905 GBP |
USD 0.54945 ordinary | CFD
| Long | 451 | 27.8675 GBP |
USD 0.54945 ordinary | CFD
| Long | 327 | 27.86 GBP |
USD 0.54945 ordinary | CFD
| Long | 428 | 27.81 GBP |
USD 0.54945 ordinary | CFD
| Long | 801 | 27.8025 GBP |
USD 0.54945 ordinary | CFD
| Long | 351 | 27.83 GBP |
USD 0.54945 ordinary | CFD
| Long | 4050 | 27.82 GBP |
USD 0.54945 ordinary | CFD
| Long | 63 | 27.895 GBP |
USD 0.54945 ordinary | CFD
| Long | 12 | 27.914167 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 27.84 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 27.98 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.695 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.73 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.765 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.785 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.825 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.845 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.885 GBP |
USD 0.54945 ordinary | CFD
| Long | 942 | 27.78578025 GBP |
USD 0.54945 ordinary | CFD
| Long | 3289 | 27.7780738821709 GBP |
USD 0.54945 ordinary | CFD
| Long | 232 | 27.76 GBP |
USD 0.54945 ordinary | CFD
| Long | 1282 | 27.7985335407956 GBP |
USD 0.54945 ordinary | CFD
| Long | 11324 | 27.75224192 GBP |
USD 0.54945 ordinary | CFD
| Long | 14087 | 27.801204 GBP |
USD 0.54945 ordinary | CFD
| Short | 19764 | 27.8514 GBP |
USD 0.54945 ordinary | CFD
| Short | 29277 | 27.735 GBP |
USD 0.54945 ordinary | CFD
| Short | 30000 | 27.7943 GBP |
USD 0.54945 ordinary | CFD
| Short | 25000 | 27.85366 GBP |
USD 0.54945 ordinary | CFD
| Short | 3247 | 27.8354943034185 GBP |
USD 0.54945 ordinary | CFD
| Short | 8790 | 27.8274571930546 GBP |
USD 0.54945 ordinary | CFD
| Short | 30000 | 27.8139 GBP |
USD 0.54945 ordinary | CFD
| Short | 10 | 27.815 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.915 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.905 GBP |
USD 0.54945 ordinary | CFD
| Short | 7789 | 642.07159841 ZAR |
USD 0.54945 ordinary | CFD
| Short | 879 | 27.7874890011035 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.88 GBP |
USD 0.54945 ordinary | CFD
| Short | 5300 | 642.06890755 ZAR |
USD 0.54945 ordinary | CFD
| Short | 2489 | 642.185 ZAR |
USD 0.54945 ordinary | CFD
| Short | 216 | 27.86331923 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.855 GBP |
USD 0.54945 ordinary | CFD
| Short | 11353 | 27.805 GBP |
USD 0.54945 ordinary | CFD
| Short | 250 | 27.763959812 GBP |
USD 0.54945 ordinary | CFD
| Short | 4888 | 27.8666151814321 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.81 GBP |
USD 0.54945 ordinary | CFD
| Short | 72 | 27.82 GBP |
USD 0.54945 ordinary | CFD
| Short | 676 | 27.84520729 GBP |
USD 0.54945 ordinary | CFD
| Short | 80 | 27.89 GBP |
USD 0.54945 ordinary | CFD
| Short | 132 | 27.845 GBP |
USD 0.54945 ordinary | CFD
| Short | 332 | 27.802711 GBP |
USD 0.54945 ordinary | CFD
| Short | 351 | 27.73534669 GBP |
USD 0.54945 ordinary | CFD
| Short | 300000 | 27.6 GBP |
USD 0.54945 ordinary | CFD
| Short | 6700 | 27.832187 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 13 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.