Last checked at 24 May 2024 11:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 23 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | PURCHASES | 2,438,051 | 27.2800 GBP | 26.4510 GBP |
USD 0.54945 ordinary | SALES | 1,861,911 | 27.2800 GBP | 26.4542 GBP |
USD 0.54945 ordinary | PURCHASES | 2,029 | 31.5595 EUR | 31.0904 EUR |
USD 0.54945 ordinary | SALES | 4,164 | 31.8612 EUR | 31.5000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD | increasing a long position | 122 | 26.4542 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 528 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 36,328 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 527 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 26 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 44 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 4,400 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 4 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 4,439 | 26.6000 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 34 | 26.6388 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 6,168 | 26.7110 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 703 | 26.7110 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 210,886 | 26.7215 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 19,478 | 26.7671 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 276 | 26.9020 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 14,467 | 26.9087 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 3 | 26.9589 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 552 | 26.9704 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 347 | 27.0139 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 5,000 | 27.0240 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 5,655 | 27.0625 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 1,037 | 27.0752 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 801 | 27.0754 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 25,000 | 27.1626 GBP |
USD 0.54945 ordinary | CFD | increasing a long position | 33 | 31.5000 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 636 | 31.5500 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 753 | 31.8800 EUR |
USD 0.54945 ordinary | CFD | increasing a long position | 11,692 | 631.6677 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 17,479 | 631.8069 ZAR |
USD 0.54945 ordinary | CFD | increasing a long position | 31,179 | 631.9813 ZAR |
USD 0.54945 ordinary | CFD | increasing a short position | 58 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,780 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 36,328 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 301 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 7,309 | 26.4561 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,827 | 26.4567 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,159 | 26.6667 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,719 | 26.7055 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 5,507 | 26.7820 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 4,400 | 26.8293 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 2,492 | 26.8860 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 29,004 | 26.9185 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 375 | 26.9836 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 482 | 26.9850 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 55 | 26.9958 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 983 | 27.0405 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 1,004 | 27.0500 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 869 | 27.0659 GBP |
USD 0.54945 ordinary | CFD | increasing a short position | 27 | 31.0905 EUR |
USD 0.54945 ordinary | CFD | increasing a short position | 1,502 | 31.5600 EUR |
USD 0.54945 ordinary | CFD | increasing a short position | 2,008 | 631.1611 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 47 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 44 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 841 | 26.5496 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,088 | 26.5499 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 235 | 26.6182 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 678 | 26.7055 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 74 | 26.8182 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,081 | 26.8182 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 240 | 26.8182 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 401 | 26.8182 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 7,165 | 26.9185 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 14,467 | 26.9191 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 1,252 | 26.9609 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 347 | 26.9643 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 145,430 | 27.0339 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 34,570 | 27.0339 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 419,057 | 27.0500 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 578 | 27.0500 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 210,065 | 27.0883 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 49,935 | 27.0883 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 38,412 | 27.1634 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 161,588 | 27.1634 GBP |
USD 0.54945 ordinary | CFD | reducing a long position | 2 | 31.0900 EUR |
USD 0.54945 ordinary | CFD | reducing a long position | 498 | 31.5600 EUR |
USD 0.54945 ordinary | CFD | reducing a long position | 2,310 | 630.7451 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 15,576 | 631.1611 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 34,909 | 631.7072 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 10,761 | 633.5083 ZAR |
USD 0.54945 ordinary | CFD | reducing a long position | 524 | 633.5983 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 3,269 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,004 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 634 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 6 | 26.4550 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,623 | 26.5379 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 26,170 | 26.5709 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 29,930 | 26.5876 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 23,612 | 26.7013 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 73 | 26.7032 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 44,326 | 26.7447 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 37 | 26.7550 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 198 | 26.7661 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 17 | 26.7663 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 21,322 | 26.7671 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 126 | 26.7784 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,502 | 26.7784 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 29 | 26.8091 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 4 | 26.8094 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 2 | 26.8470 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 3 | 26.8470 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 98,830 | 26.8647 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 523 | 26.8711 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 29,004 | 26.9020 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 4,465 | 26.9541 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 118 | 26.9704 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 7 | 27.0100 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 156 | 27.0500 GBP |
USD 0.54945 ordinary | CFD | reducing a short position | 1,213 | 31.5500 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 27 | 31.6295 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 255 | 31.7135 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 1,247 | 31.8800 EUR |
USD 0.54945 ordinary | CFD | reducing a short position | 1,919 | 630.4222 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 1,479 | 631.6677 ZAR |
USD 0.54945 ordinary | CFD | reducing a short position | 2,340 | 632.2384 ZAR |
USD 0.54945 ordinary | Mini Future (20.909) (DE000MG39239) | SHORT | 790 | 6.7333 EUR |
USD 0.54945 ordinary | Open End Knock out Warrant (16) (ISIN | LONG | 660 | 12.9500 EUR |
USD 0.54945 ordinary | Open End Knock out Warrant (16) (ISIN | SHORT | 1,215 | 12.4146 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 24 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.