Last checked at 1 May 2024 11:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ANGLO AMERICAN PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 30 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BHP GROUP LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Purchases | 2,550,524 | 27.8200 GBP | 26.1825 GBP |
USD 0.54945 ordinary | Sales | 2,804,800 | 27.8600 GBP | 26.0966 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD | Reducing a short position | 1,706 | 26.2959 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 11,580 | 26.2959 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 7,811 | 26.3321 GBP |
USD 0.54945 ordinary | CFD | Increasing a long position | 5,625 | 26.3374 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 7,711 | 26.3400 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 92,565 | 26.3400 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 7,711 | 26.3400 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 92,565 | 26.3400 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 370 | 26.3421 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 1,057 | 26.3421 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 162,969 | 26.3493 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 150 | 26.3503 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 31,200 | 26.3729 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 229 | 26.4058 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 338 | 26.4073 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 152 | 26.4073 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 2,760 | 26.4073 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 164 | 26.4073 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 448 | 26.5546 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 14,475 | 26.5632 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2,133 | 26.5632 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 28,950 | 26.6087 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 4,266 | 26.6087 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 1,745 | 26.6097 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 880 | 26.6114 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 4,240 | 26.6114 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 1,763 | 26.6685 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 5,000 | 26.8310 GBP |
USD 0.54945 ordinary | CFD | Increasing a long position | 4,311 | 26.8679 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 12,444 | 27.1780 GBP |
USD 0.54945 ordinary | CFD | Increasing a long position | 893 | 27.3998 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 59,045 | 27.4036 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 2,578 | 27.4447 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 11 | 27.4768 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 58,500 | 27.5002 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 10,897 | 27.5253 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 19,958 | 32.7583 USD |
USD 0.54945 ordinary | CFD | Opening a long position | 10 | 619.8844 ZAR |
USD 0.54945 ordinary | CFD | Reducing a long position | 10 | 619.8844 ZAR |
USD 0.54945 ordinary | SWAP | Increasing a long position | 246 | 26.4600 GBP |
USD 0.54945 ordinary | SWAP | Reducing a long position | 4,648 | 26.7595 GBP |
USD 0.54945 ordinary | SWAP | Increasing a short position | 11,025 | 33.3145 USD |
USD 0.54945 ordinary | SWAP | Reducing a long position | 25,723 | 624.5578 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
USD 0.54945 ordinary | Call Option | Exercising | 6,639 | 23.6058 GBP |
USD 0.54945 ordinary | Call Option | Exercising | 30,325 | 22.8531 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 01 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.