Response from Market.Abuse@fca.org.uk Wed, 30 Oct 2019 17:27 Market Abuse (Market.Abuse@fca.org.30 Oct 2019 17:37
Presume, everyone has this response. I would need help with providing the further info:
Automated Response
Wed, 30 Oct 2019 17:27
Market Abuse (Market.Abuse@fca.org.uk)
To:
Thank you for taking the time to bring this matter to our attention, we appreciate your assistance. If you believe that you have been impacted by market abuse, we are sorry to hear this.
Confidentiality
If you wish to report your concerns confidentially to our whistleblowing team, you can email whistle@fca.org.uk or call 020 7066 9200. Find out more about whistleblowing.
What will happen next
Market abuse is unacceptable conduct which harms financial markets. Tackling market abuse is therefore a high priority for the FCA. We review all reports we receive about alleged market abuse to determine whether it is appropriate for us to investigate further.
More information about the FCA’s approach to tackling market abuse is available here. Please also see our list of final notices and related press releases for detail on action we have taken.
Updates in relation to the information you have provided
It is unlikely that we will be able to provide you with feedback on or updates in relation to individual cases of market abuse. This is because of the sensitive nature of our work and the strict confidentiality requirements we must abide by.
Providing further information
If you have not done so already, and only if the information is readily available to you (you should not attempt to obtain information you do not have which is not publicly available on our behalf), you may wish to send the following:
- The name of the financial instrument which you believe has been used in or impacted by market abuse.
- The identity of any people or companies involved in the behaviour.
- Specific dates and times of any transactions which you believe amount to market abuse.
- An explanation of your reasons for believing that market abuse has been committed.
If you become aware of further information that you think will assist our enquiries, please also send this information to the Market Abuse Inbox. We will review any additional information alongside your original email. For ease of reference, please refer to, or attach, your previous emails in any further correspondence.
If you are a firm or trading venue
If your email relates to a Suspicious Transaction and Order Report (STOR), the FCA cannot accept a STOR submission via this inbox. Please submit STORs using the on-line STOR form, accessed via the Connect portal.
If your email relates to a Market Observation, please submit this using the on-line Market Observation form, accessed via the Connect portal.
Please ensure you are set up as a Connect user. You can do this by registering directly from the Connect Homepage or via your firm’s Principal User (if available).
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