29 Jun 2022 12:02
FORM 8.5 (EPT/NON-RI) | ||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | ||||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | ||||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | ||||||||
Rule 8.5 of the Takeover Code (the "Code") | ||||||||
1. | KEY INFORMATION | Â | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | Â | |||||
(b) | Name of offeror/offeree in relation to whose | CAPITAL & COUNTIES PROPERTIES PLC | Â | |||||
relevant securities this form relates: | Â | |||||||
(c) | Name of the party to the offer with which exempt | Capital & Counties Properties plc | Â | |||||
principal trader is connected | Â | |||||||
(d) | Date position held/dealing undertaken: | 28 June 2022 | Â | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | Â | Â | ||||
trader making disclosures in respect of any other party to the offer? | SHAFTESBURY PLC | Â | ||||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | Â | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | ||||||
 | to which the disclosure relates following the dealing (if any) |  |  | |||||
Class of relevant security: | 25p ordinary | Â | ||||||
Interests | Short Positions | Â | ||||||
Number | (%) | Number | (%) | Â | ||||
(1) | Relevant securities owned | Â | ||||||
and/or controlled: | 5,600,210 | 0.66% | 7,441,256 | 0.87% | Â | |||
 | ||||||||
(2) | Cash-settled derivatives: | Â | ||||||
16,306,074 | 1.92% | 4,037,854 | 0.47% | Â | ||||
 | ||||||||
(3) | Stock-settled derivatives (including options) | Â | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | Â | |||
 | ||||||||
 | ||||||||
TOTAL: | 21,906,284 | 2.57% | 11,479,110 | 1.35% | Â | |||
 | ||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | Â | ||||||
 | options) |  |  | |||||
Class of relevant security in relation to | Â | |||||||
which subscription right exists | Â | |||||||
Details, including nature of the rights | Â | |||||||
concerned and relevant percentages: | Â |
Â
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security | securities | paid/received | paid/received | ||||
25p ordinary | Purchase | 298,402 | 1.5260 GBP | 1.501 GBP | |||
25p ordinary | Sale | 511,665 | 1.5240 GBP | 1.51 GBP |
Â
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
25p ordinary | Â SWAP | Decreasing Long | 203 | 29.7519 ZAR | |||
25p ordinary | Â SWAP | Decreasing Long | 735 | 29.7509 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 856 | 29.6607 ZAR | |||
25p ordinary | Â SWAP | Decreasing Long | 905 | 29.7512 ZAR | |||
25p ordinary | Â SWAP | Decreasing Long | 1,338 | 29.7508 ZAR | |||
25p ordinary | Â SWAP | Decreasing Long | 1,909 | 29.7500 ZAR | |||
25p ordinary | Â SWAP | Decreasing Long | 2,983 | 29.7503 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 3,340 | 29.8916 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 3,568 | 29.7283 ZAR | |||
25p ordinary | Â SWAP | Decreasing Long | 5,212 | 29.5323 ZAR | |||
25p ordinary | Â SWAP | Decreasing Long | 8,325 | 29.7505 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 11,312 | 29.2898 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 13,704 | 1.5239 GBP | |||
25p ordinary | Â SWAP | Decreasing Long | 13,835 | 29.7948 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 16,200 | 1.5167 GBP | |||
25p ordinary | Â CFD | Decreasing Long | 18,544 | 29.9100 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 18,544 | 29.9100 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 20,196 | 29.9016 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 20,848 | 29.5411 ZAR | |||
25p ordinary | Â SWAP | Decreasing Long | 71,341 | 29.9100 ZAR | |||
25p ordinary | Â SWAP | Decreasing Long | 75,336 | 29.8561 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 266,584 | 29.8980 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 301,344 | 29.8472 ZAR | |||
25p ordinary | Â CFD | Decreasing Long | 313,008 | 1.5232 GBP | |||
25p ordinary | Â SWAP | Decreasing Short | 203 | 29.7519 ZAR | |||
25p ordinary | Â SWAP | Decreasing Short | 735 | 29.7509 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 856 | 29.6607 ZAR | |||
25p ordinary | Â SWAP | Decreasing Short | 905 | 29.7512 ZAR | |||
25p ordinary | Â SWAP | Decreasing Short | 1,338 | 29.7508 ZAR | |||
25p ordinary | Â SWAP | Decreasing Short | 1,909 | 29.7500 ZAR | |||
25p ordinary | Â SWAP | Decreasing Short | 2,983 | 29.7503 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 3,340 | 29.8916 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 3,568 | 29.7283 ZAR | |||
25p ordinary | Â SWAP | Decreasing Short | 4,695 | 29.9100 ZAR | |||
25p ordinary | Â SWAP | Decreasing Short | 8,325 | 29.7505 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 11,312 | 29.2898 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 13,704 | 1.5239 GBP | |||
25p ordinary | Â SWAP | Decreasing Short | 13,835 | 29.7948 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 16,200 | 1.5167 GBP | |||
25p ordinary | Â CFD | Decreasing Short | 18,544 | 29.9100 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 18,544 | 29.9100 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 20,196 | 29.9016 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 20,848 | 29.5411 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 266,584 | 29.8980 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 301,344 | 29.8472 ZAR | |||
25p ordinary | Â CFD | Decreasing Short | 313,008 | 1.5232 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 66 | 1.5240 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 821 | 1.5150 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 3,477 | 1.5208 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 3,555 | 1.5226 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 3,954 | 1.5199 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 9,101 | 1.5182 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 10,694 | 1.5205 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 10,805 | 1.5189 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 15,864 | 1.5225 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 16,207 | 1.5217 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 35,067 | 1.5232 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 49,466 | 1.5204 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 76,973 | 1.5233 GBP | |||
25p ordinary | Â SWAP | Increasing Long | 111,917 | 1.5207 GBP | |||
25p ordinary | Â SWAP | Increasing Short | 65 | 1.5252 GBP | |||
25p ordinary | Â SWAP | Increasing Short | 821 | 1.5187 GBP | |||
25p ordinary | Â SWAP | Increasing Short | 1,298 | 1.5186 GBP | |||
25p ordinary | Â SWAP | Increasing Short | 3,567 | 1.5240 GBP | |||
25p ordinary | Â CFD | Opening Long | 856 | 29.6607 ZAR | |||
25p ordinary | Â CFD | Opening Long | 3,340 | 29.8916 ZAR | |||
25p ordinary | Â CFD | Opening Long | 3,568 | 29.7283 ZAR | |||
25p ordinary | Â CFD | Opening Long | 11,312 | 29.2898 ZAR | |||
25p ordinary | Â CFD | Opening Long | 13,704 | 1.5239 GBP | |||
25p ordinary | Â CFD | Opening Long | 16,200 | 1.5167 GBP | |||
25p ordinary | Â CFD | Opening Long | 18,544 | 29.9100 ZAR | |||
25p ordinary | Â CFD | Opening Long | 18,544 | 29.9100 ZAR | |||
25p ordinary | Â CFD | Opening Long | 20,196 | 29.9016 ZAR | |||
25p ordinary | Â CFD | Opening Long | 20,848 | 29.5411 ZAR | |||
25p ordinary | Â CFD | Opening Long | 266,584 | 29.8980 ZAR | |||
25p ordinary | Â CFD | Opening Long | 301,344 | 29.8472 ZAR | |||
25p ordinary | Â CFD | Opening Long | 313,008 | 1.5232 GBP | |||
25p ordinary | Â CFD | Opening Short | 856 | 29.6607 ZAR | |||
25p ordinary | Â CFD | Opening Short | 3,340 | 29.8916 ZAR | |||
25p ordinary | Â CFD | Opening Short | 3,568 | 29.7283 ZAR | |||
25p ordinary | Â CFD | Opening Short | 11,312 | 29.2898 ZAR | |||
25p ordinary | Â CFD | Opening Short | 13,704 | 1.5239 GBP | |||
25p ordinary | Â CFD | Opening Short | 16,200 | 1.5167 GBP | |||
25p ordinary | Â CFD | Opening Short | 18,544 | 29.9100 ZAR | |||
25p ordinary | Â CFD | Opening Short | 18,544 | 29.9100 ZAR | |||
25p ordinary | Â CFD | Opening Short | 20,196 | 29.9016 ZAR | |||
25p ordinary | Â CFD | Opening Short | 20,848 | 29.5411 ZAR | |||
25p ordinary | Â CFD | Opening Short | 266,584 | 29.8980 ZAR | |||
25p ordinary | Â CFD | Opening Short | 301,344 | 29.8472 ZAR | |||
25p ordinary | Â CFD | Opening Short | 313,008 | 1.5232 GBP |
Â
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | Â | |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | Â | |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 29 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Â