27 Oct 2016 11:39
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Trinity Capital PLC | |||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||||||||
An acquisition or disposal of voting rights | X | Â | ||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Â | |||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Â | |||||||||
An event changing the breakdown of voting rights | Â | |||||||||
Other (please specify): | Â | |||||||||
3. Full name of person(s) subject to thenotification obligation: iii | Lars Ernest Bader | |||||||||
4. Full name of shareholder(s) Â (if different from 3.):iv | ||||||||||
5. Date of the transaction and date onwhich the threshold is crossed orreac | 26/10/2016
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6. Date on which issuer notified: | 27/10/2016 Â | |||||||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 9% Â Â | |||||||||
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8. Notified details: | ||||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||
Ordinary (ISIN GB00B0ZL5243) | Â 17,935,803 Â | Â 8.52% Â | 20,935,803 | 20,935,803 | 0 | 9.95% | 0 | |||||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to  | % of voting rights xix, xx  | |||||||||||||
  | Nominal | Delta | ||||||||||||||||
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Total (A+B+C) | ||||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||||
20,935,803 | 9.95% | |||||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||||
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Proxy Voting: | ||||
10. Name of the proxy holder: | ||||
11. Number of voting rights proxy holder will ceaseto hold: | ||||
12. Date on which proxy holder will cease to holdvoting rights: | ||||
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13. Additional information: | ||||
14. Contact name: | ||||
15. Contact telephone number: Â | ||||
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