St James's Place Regulatory News (STJ)

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Andrew Croft

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Executive Officer

b)

Initial notification /Amendment

Initial Notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SHARE OPTIONS GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

89,695

£0

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

GRANT OF OPTIONS TO ACQUIRE SHARES UNDER THE COMPANY'S APPROVED SHARESAVE OPTION PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

1,148

£10,791.20

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 3

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ELECTION BY THE PDMR TO ACQUIRE SHARES UNDER THE COMPANY'S SHARE INCENTIVE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

156

£1,976.79

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

XLON

 Transaction 4

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

23,930

£302,300.66

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Peter Edwards

2

Reason for the notification  

a)

Position/status  

PDMR/Partnership Director

b)

Initial notification /Amendment

Initial Notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SHARE OPTIONS GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

48,539

£0

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

GRANT OF OPTIONS TO ACQUIRE SHARES UNDER THE COMPANY'S APPROVED SHARESAVE OPTION PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

191

£1,795.40

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 3

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ELECTION BY THE PDMR TO ACQUIRE SHARES UNDER THE COMPANY'S SHARE INCENTIVE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

156

£1,976.79

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

XLON

 Transaction 4

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ACQUISITION OF SHARES GRANTED UNDER THE APPROVED COMPANY SHARE OPTION PLAN LINKED TO THE COMPANY PERFORMANCE SHARE PLAN 2014

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

102

£1,130.41

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

 Transaction 5

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ACQUISITION OF SHARES GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN 2014

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

3,045

£0

e)

Date of the transaction

29 March 2021

f)

Place of the transaction

XLON

 Transaction 6

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

1. 92 1. £1,162.20

2. 14,003 2. £176,895.78

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

 Transaction 7

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

1,431

£17,980.50

e)

Date of the transaction

29 March 2021

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Robert Gardner

2

Reason for the notification  

a)

Position/status  

PDMR/ Director, Investment Management

b)

Initial notification /Amendment

Initial Notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SHARE OPTIONS GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

48,539

£0

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ELECTION BY THE PDMR TO ACQUIRE SHARES UNDER THE COMPANY'S SHARE INCENTIVE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

156

£1,976.79

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Ian Gascoigne

2

Reason for the notification  

a)

Position/status  

PDMR/Managing Director

b)

Initial notification /Amendment

Initial Notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SHARE OPTIONS GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

64,856

£0

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ELECTION BY THE PDMR TO ACQUIRE SHARES UNDER THE COMPANY'S SHARE INCENTIVE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

156

£1,976.79

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

XLON

 Transaction 3

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ACQUISITION OF SHARES GRANTED UNDER THE APPROVED COMPANY SHARE OPTION PLAN LINKED TO THE COMPANY PERFORMANCE SHARE PLAN 2014

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

211

£2,338.41

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

 Transaction 4

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ACQUISITION OF SHARES GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN 2014

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

6,290

£0

e)

Date of the transaction

29 March 2021

f)

Place of the transaction

XLON

 Transaction 5

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

1. 188 1. £2,374.95

2. 23,930 2. £302,300.66

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

 Transaction 6

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

2,955

£37,129.54

e)

Date of the transaction

29 March 2021

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Craig Gentle

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Financial Officer

b)

Initial notification /Amendment

Initial Notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SHARE OPTIONS GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

64,856

£0

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ELECTION BY THE PDMR TO ACQUIRE SHARES UNDER THE COMPANY'S SHARE INCENTIVE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

156

£1,976.79

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

XLON

 Transaction 3

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

11,284

£142,547.46

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Elizabeth Kelly

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Corporate Affairs Officer

b)

Initial notification /Amendment

Initial Notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SHARE OPTIONS GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

38,674

£0

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ELECTION BY THE PDMR TO ACQUIRE SHARES UNDER THE COMPANY'S SHARE INCENTIVE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

156

£1,976.79

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

XLON

 Transaction 3

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ACQUISITION OF SHARES GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN 2014

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

363

£0

e)

Date of the transaction

29 March 2021

f)

Place of the transaction

XLON

 Transaction 4

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

173

£2,173.74

e)

Date of the transaction

29 March 2021

f)

Place of the transaction

XLON

 Transaction 5

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

1,529

£19,315.41

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Ian MacKenzie

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Operations & Technology Officer

b)

Initial notification /Amendment

Initial Notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SHARE OPTIONS GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

48,539

£0

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ELECTION BY THE PDMR TO ACQUIRE SHARES UNDER THE COMPANY'S SHARE INCENTIVE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

156

£1,976.79

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

XLON

 Transaction 3

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ACQUISITION OF SHARES GRANTED UNDER THE APPROVED COMPANY SHARE OPTION PLAN LINKED TO THE COMPANY PERFORMANCE SHARE PLAN 2014

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

243

£2,693.05

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

 Transaction 4

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ACQUISITION OF SHARES GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN 2014

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

3,045

£0

e)

Date of the transaction

29 March 2021

f)

Place of the transaction

XLON

 Transaction 5

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

1. 216 1. £2,728.66

2. 14,003 2. £176,895.78

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

 Transaction 6

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

1,423

£17,879.98

e)

Date of the transaction

29 March 2021

f)

Place of the transaction

XLON

 Transaction 7

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES AT A DISCOUNTED PRICE TO CHARITIES AID FOUNDATION

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

25,924

£251,462.80

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

 Transaction 8

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES BY PCA

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

1,580

£20,214.13

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Iain Rayner

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Operating Officer

b)

Initial notification /Amendment

Initial Notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SHARE OPTION GRANTED UNDER THE APPROVED COMPANY SHARE OPTION PLAN LINKED TO THE COMPANY PERFORMANCE SHARE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

196

£2,483.32

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SHARE OPTIONS GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

48,539

£0

e)

Date of the transaction

25 March 2021

f)

Place of the transaction

Outside a Trading Venue

 Transaction 3

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ACQUISITION OF SHARES GRANTED UNDER THE APPROVED COMPANY SHARE OPTION PLAN LINKED TO THE COMPANY PERFORMANCE SHARE PLAN 2014

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

211

£2,338.41

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

 Transaction 4

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

ACQUISITION OF SHARES GRANTED UNDER THE UNAPPROVED COMPANY PERFORMANCE SHARE PLAN 2014

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

3,045

£0

e)

Date of the transaction

29 March 2021

f)

Place of the transaction

XLON

 Transaction 5

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

1. 188 1. £2,374.95

2. 14,003 2. £176,895.78

3. 9,608 3. £121,484.57

e)

Date of the transaction

26 March 2021

f)

Place of the transaction

XLON

 Transaction 6

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

SALE OF SHARES

c)

Price(s) and volume(s)

d)

Aggregated information:

- Aggregated volume

- Price  

1,424

£17,892.54

e)

Date of the transaction

29 March 2021

f)

Place of the transaction

XLON

Classification:

3.1 Additional regulated information required to be disclosed under the laws of a Member State

Date of notification:

31 March 2021

Contact:

Company Secretary, +44 (0) 1285 717237